Portfolio Holdings Disclosures (continued) Foreign Currency Transactions Pershing will execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct…
Portfolio Risk Mitigation Techniques (as defined below) are adhered to in respect of such swaps by the sixth Business Day following the date on which both parties are aware that representation given in Section 1.2 above was incorrect or…
Portfolio Holdings (continued) U.S. DOLLARS (continued) Accoul Adivity Opening Closing Accrued Income 30iDay Current Opening Dale Quantity Number Biding …
Portfolio Holdings (continued) Unrealized Awned Estimated Oast Bads …
Portfolio Holdings (continued) U.S. DOLLARS (continued) Adjusted Unsalted Accrued Estimated Eslimated Date Acquired Quantity Unit Cosl Cost …
Portfolio Holdings (continued) U.S. DOLLARS (continued) Unrealized Estimated Estimated Date • uired Quantity Unit Cost Cost Basis Market Price Market …
Portfolio Holdings (continued) U.S. DOLLARS (continued) Unmated &mewed Estimated Date .wired Ova Unit cot Cost Bain Market Pria …
Subject: Portfolio Alert_ Jeffrey Epstein, Jeffrey E. Epstein,Jeffrey Edward Epstein [I] From: PWM BIS-Research Date: Mon, 15 Jul 2019 17:54:38 -0400 To: Stewart Oldfield Cc: PWM BIS-Research
Subject: Portfolio aler From: PWM BIS-Research Date: Mon, 13 Nov 2017 17:57:17 -0500 To: Stewart Oldfield Cc: PWM BIS-Research PWMUS AMLKYC Hello, Attached is look back alert for the party mentioned above. Kind regards, Priyanka Rathore…
Discretionary Portfolio Management At a glance ssets entrusted to us History and coverage AuM € billion We are proud of our …
Subject: Portfolio Alert - Butterfly Trust [I] From: PWM BIS-Research Date: Wed, 18 Feb 2015 17:20:52 -0500 To: Cc: PWMUS AMLKYC Classification: For internal use only Hello Attached is…
Subject: Portfolio Aler From: PWM BIS-Research Date: Fri, 09 May 2014 16:25:12 -0400 To: Amanda Kirby Cc: Lisa Combatti PWMUS AMLKYC Classification: For internal use only Hello Attached is lookback alert for the party mentioned above. (See…
Subject: Portfolio Alert_ Ghislaine Maxwell [I] From: PWM BIS-Research < > Date: Tue, 19 Mar 2019 16:08:48 -0400 To: Stewart Oldfield c' - > Cc: PWMUS AMLKYC l''''''ffillimilmm>, PWM BIS-Research Classification: For internal use…
Discretionary Portfolio Management At a glance Assets entrusted to us1 History and coverage) AuM billion We are proud of our lon…
RIN Portfolio Liquidity RIN's Markit Liquidity Score is comparable to the average BSL Markit Liquidity Score Markit Liquidity Scores: RIN, Broadly Syndicated Loan (BSL), and Middle Market (MM) Percentage of Portfolio (%) …
OCH-ZIFF CAPITAL Portfolio Risk Management, Systems and Financial Controls …
Subject: RE: discretionary portfolio mgmt From: Paul Barrett Date: Thu, 26 Oct 2017 23:24:03 -0400 To: Stewart Oldfield Cc: Martin Zeman And thanks for lunch. Was very interesting. Paul Barrett Alpha Group Capital LLC 142 W…
Subject: FW: Portfolio a From: Stewart Oldfield Date: Wed, 15 Nov 2017 13:06:46 -0500 To: Cynthia Rodriguez < ::• Which account is this related to? I assume this is a different person From: Priyanka Rathore On Behalf Of PWM…
Subject: Fw: Portfolio Alert - Butterfly Trust [I] From: Paul Morris a> Date: Thu, 19 Feb 2015 11:24:59 -0500 To: Amanda Kirby a> Classification: For Internal Use Only From: PWM BIS-Research Sent: Wednesday, February 18, 2015 02:20…
Investment Process: Investing and Portfolio Monitoring The Portfolio Advisor will primarily pursue a hold-to-maturity strategy' Investing and Portfolio …