DataSet-10
EFTA01383825
1 pg
if not can you resend with letter signed..
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
Begin forwarded message:
From: Stewart Oldfield
Subject: FW: Haze Trust
Date: April 8, 2019 at 4…
DataSet-10
EFTA01448105
1 pg
By executing and delivering this election letter, the signatory represents that it has all necessary authority
to provide the confirmation and election above on behalf of Counterparty.
Legal Name ofEntity Completing Letter' _Southern Trust Company Inc
Countcrparty CICl/LEI:8…
DataSet-10
EFTA02054593
1 pg
To:
From:
Subject: Alert - Leave Welcome Letter for Yoni to stay in 7J April 8-25
April 6, 2016 9:00 AM : Leave Welcome Letter for Yoni to stay in 7J April 8-25
EFTA_R1_00595505
…
DataSet-10
EFTA01455977
1 pg
Exhibit A
CFTC IM SEGREGATION ELECTION LETTER
To: Deutsche Bank AG ("Swap Dealer")
(insert email address)
Capitalized terms used in this letter have the meanings specified in the CFTC IM Segregation Right
Notice referenced below unless otherwise def…
DataSet-10
EFTA01448091
1 pg
By executing and delivering this election letter, the signatory represents that it has all necessary authority
to provide the confirmation and election above on behalf of Counterparty.
Legal Name ofEntity Completing Letter' _Southern Trust Company Inc
Countcrparty CICl/LEI:8…
DataSet-10
EFTA01374410
1 pg
Trading Outside Of Normal Business Hours
Authorization Letter
To: Deutsche Bank Securities Inc.
I wish to have the ability to enter orders for execution in equity securities outside of normal trading hours
(9:30 am — 4:00 pm EST) in…
DataSet-10
EFTA01381206
1 pg
Trading Outside Of Normal Business Hours
Authorization Letter
To: Deutsche Bank Securities Inc.
I wish to have the ability to enter orders for execution in equity securities outside of normal trading hours
(9:30 am — 4:00 pm EST) in…
DataSet-10
EFTA01396920
3 pg
GLDUS126 Pacific Life Insurance Co
Letter of Authorization for Fund Investment
Dear Client:
In connection with your subscription for an interest in the alternative
investment fund
listed below (the "Fund") that is managed by iCapital Advisors, LLC (the
"Manager") and…
DataSet-10
EFTA01389566
1 pg
GLOUSI 33 Georgetown University Endowment
Letter of Authorization for Fund Investment
Dear Client:
In connection with your subscription for an interest in the alternative investment fund
listed below (the "Fund") that is managed by iCapital Advisors, LLC (the "Manager") and…
DataSet-10
EFTA01373559
1 pg
Deutsche Bank AG — Self-Disclosure Letter
All answers should be made with respect to all non-centrally cleared ("uncleared') derivatives trading
activity between counterparty and Deutsche Bank AG (-DBAG").
Where an agent or representative (for example an asset manager) is…
DataSet-10
EFTA01421906
1 pg
Subject: Automatic reply: DB - Self Disclosure Letter
From: Stewart Oldfield e >
Date: Tue, 03 Oct 2017 13:14:03 -0400
To: Richard Kahn e >
Please note that I will be out of the office until Monday Oct. 9th…
DataSet-10
EFTA02041080
1 pg
To:
From:
Subject Alert - need letter from Dr. Merrell for
October 6, 2016 4:30 PM : need letter from Dr. Merrell for
EFTA_R1_00566922
EFTA02041080
DataSet-10
EFTA01426344
4 pg
EFTA01426344
(Qualified Institutional Buyer Certification Letter to be Used with
144a Transactions)
Gentlemen:
We certify, to enable you to make offers and sales of securities pursuant to
Rule 144A under the Securities Act of 1933 (the "Act"),
that we…
DataSet-10
EFTA01455959
1 pg
By executing and delivering this election letter, the signatory represents that it has all necessary authority
to provide the confirmation and election above on behalf of Counterparty.
Legal Name of Entity Completing Letter' _Southern Trust Company Inc
Counterparty StIct sie…
DataSet-10
EFTA01432227
4 pg
Subject: Re: DB relationship transition letter
From: Richard Kahn ‹ >
Date: Fri, 01 Mar 2019 09:49:33 -0500
To: Stewart Oldfield ‹ >
sorry on a callcan we talk around 12pm or 1pm est?
please advise
thanks
Richard Kahn
HBRK…
DataSet-10
EFTA01448103
1 pg
Exhibit A
CFTC IM SEGREGATION ELECTION LETTER
To: Deutsche Bank AG ("Swap Dealer")
(insert email address)
Capitalized terns used in this letter have the meanings specified in the CFTC IM Segregation Right
Notice referenced below unless otherwise defi…
DataSet-10
EFTA02051054
1 pg
To:
From:
Subject: Alert - Leave Welcome letter for 7J for Sarah arriving today/tomorrow?
May 31, 2016 9:00 AM : Leave Welcome letter for 7J for Sarah arriving today/tomorrow?
EFTA_R1_00589488
…
DataSet-10
EFTA01386857
1 pg
RIN II .094 Alpha Group Capital LLC
Letter of Credit None
Bridge Loans None
Long-dated Assets None
Purchase Price Min [85.0)%
Confidential …
DataSet-10
EFTA02022984
1 pg
Ok so then help me craft the letter that allows me to send stuff ..
Either tonight or tomorrow morning first thing as they all want to approve as I have to work
tomorrow at a conference for my client and…
DataSet-10
EFTA01455963
1 pg
By executing and delivering this election letter, the signatory represents that it has all necessary authority
to provide the confirmation and election above on behalf of Counterparty.
Legal Name of Entity Completing Letter? _Southern Financial LLC
Counterparty cicuLEhl 64
By…