EFTA01378965.pdf PDF
Investment Experience of Account Owner(s) : year Rat n. meters 1 pampa8thibt i Average $2616 I Typeset Previous Oaten i Traded , Trades Per veer I Trades In S 1 Shares r Convects 1 Expedeno• …
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EFTA01383694.pdf PDF
Investment Management Fee Schedule Fees are based on the assets under management appraised every month. Fees ordinarily are billed monthly in arrears, and are computed at one-twelfth the annual fee rates detailed below: Balanced and Equity Accounts (including custody…
EFTA01376754.pdf PDF
Investment Experience of Account Owner(s) 'rear First Aseflici. if Average Size of Average Size in Types of Pimidus Option 'Traded Trades Per Year r.xles In $ Shares i Contracts Eepei…
EFTA01370444.pdf PDF
Investment Process: Origination Long-standing relationships with equity sponsors, banks, and advisors are key to sourcing attractive investments' Investing and …
EFTA01353531.pdf PDF
Investment Experience of Account Owner(s) 'rear First AVellici.? Average Size of Average Size in Types of Precious Option 'Traded Trades Per Year Trades In S Shares i Contracts Expe…
EFTA01370446.pdf PDF
Investment Process: Investing and Portfolio Monitoring The Portfolio Advisor will primarily pursue a hold-to-maturity strategy' Investing and Portfolio Origin…
EFTA01365577.pdf PDF
Investment Manager will not be deemed to be in violation of this obligation to the extent that it has complied with the Operating Guidelines. The Investment Manager may assign its rights or responsibilities or delegate its material obligations (including its…
EFTA01459579.pdf PDF
Investment Strategy Group Larry Adam, CFAS, CIMAS C/O t Chief Invesbnent Strategist Megan Horn…
EFTA01363515.pdf PDF
• Investment in Harvest Hedge Fund makes sense for this relationship • Stewart Oldfield and Paul Bartilucci to pitch DPM opportunities • Stewart Oldfield to bring in more deposits and pitch consumer retail or corporate financing on this relationship Tisch: • Hedge Funds such…
EFTA01365536.pdf PDF
Investment Manager ING Alternative Asset Management LLC (the "Investment Manager" or "ING"). The Investment Manager will perform certain advisory. administrative and monitoring functions with respect to the Collat…
EFTA01370443.pdf PDF
Investment Process CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 61M DB-SONY-0063249 CONFIDENTIAL SDNY_GM,0209433 EFTA01370443
EFTA01451275.pdf PDF
investment advice. All intended recipients are Professional investors (as defined by MiFID), who understand the strategy, characteristics and risks associated with any ideas proposed herein and will be able to evaluate it independently. All trades on proposed ideas shall be…
EFTA02690000.pdf PDF
INVESTMENT ADVISORY AGREEMENT [INSERT DATE] 2011 Between BHV Opportunites Fund SCA, SICAV-FIS and [Name' 00957390000004 LU:4…
EFTA01372991.pdf PDF
Investment Process: Due Diligence The Portfolio Advisor has a process for the identification. due diligence and mitigation of risk factors in potential investments that it will seek to employ for the Issuer' …
EFTA01376855.pdf PDF
Investment Team Biographies Larry Adam, LIMA, CFP, CFA® Managing Director, Chief Investment Officer Americas and Global Chief Investment Strategist Deutsche Bank Wealth Management Larry Adam …
EFTA01370107.pdf PDF
Investment Process: Origination What we look for in infrastructure assets' Investing and Portfolio Origination D…
EFTA01448057.pdf PDF
Investment Deposit Products: Not FDIC-insured I May lose value I No bank guarantee Annual Percentage Yield (APY) - APY measures the total amount of interest paid on an account based on the interest rate and the frequency of compounding. The…
EFTA01370105.pdf PDF
Investment Process CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 61M DB-SONY-0062709 CONFIDENTIAL SDNY_GM_00208893 EFTA01370105
EFTA01370536.pdf PDF
Investment Experience of Account Owner(s) Year First Average M Trades Average Size of Types of Previous Option Traded Per Year Trades in $ Experience Options …
EFTA01365580.pdf PDF
Investment Manager determines that it would be advisable to sell Collateral Obligations to sources that may include its own account and any of its Affiliates or another client of the Investment Manager or for the Issuer to purchase Collateral Obligations…
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