EFTA01521582.pdf
GHISLAINE MAXWELL Confidential Treatment Requested by JPMorgan JPM-SDNY-00048982 Chase CONFIDENTIAL SDNY_GM_00318180 EFTA01521582
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EFTA01519425.pdf
CHISIAINE MAXWELL ACCT For the Period 2/1/14 to 2/28/14 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Current Year-To-Date Current Year-To-Date Transactions Period Value Value' Period Value Value' Beginning Cash Balance 2298.693.16 0.00 INFLOWS Income 4,438.89 1328187 Contributions 430.00 430 00 Total Inflows $4,868.89 $13,611.67 $0.00 $0.00 Ending Cash Balance $2,803,562.05 S0.00 Current Year-To-Date Cost Adjustments Period Value Value' Amortization (999.98) (1.557.34) Total Cost Adjustments ($999.98) ($1,55734) Year to date information is calculated on a calendar year basis. Your accounts standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan Account Page 16 of 28 Consolidated Statement Page 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046711 Chase CONFIDENTIAL SDNY_GM_00315909 EFTA01519425
EFTA01522443.pdf
GHISLAINE MAXWELL Confidential Treatment Requested by JPMorgan JPM-SDNY-00049984 Chase CONFIDENTIAL SDNY_GM_00319182 EFTA01522443
EFTA01521344.pdf
GHISLAINE MAXWELL ACCT. For the Period 8/1/12 to 8/31/12 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Current Year-To-Date Current Year-To-Date Transactions Period Value Value' Period Value Value' Beginning Cash Balance 6,883,173.93 0.00 INFLOWS Income 4,492.38 58,085.28 Contributions 4,972,118.20 Foreign Exchange - Inflows 822,934.18 Total Inflows $4,492.38 $5,653,137.64 $0.00 $0.00 OUTFLOWS " Wthdrawals (1,419,530.95) Foreign Exchange - Outflows (159,902.42) Total Outflows $0.00 (01,679,433.37) $0.00 $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions 458,249.47 Settled Securities Purchased (9,500.00) Total Trade Activity $0.00 $448,749.47 $0.00 $0.00 Ending Cash Balance 55,687,686.31 ••••• $0.00 JP Morgan Page 16 of 28 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048721 Chase CONFIDENTIAL SDNY_GM_00317919 EFTA01521344
EFTA01522992.pdf
GHISLAINE MAXWELL-HY ACCT For the Period 12/1/12 to 12/31/12 Portfolio Activity Summary Current Year-To-Date Current Year-To-Date Transactions Period Value Value' Cost Adjustments Period Value Value' Beginning Cash Balance Cost Adjustments INFLOWS Total Cost Adjustments Income Total Inflows OUTFLOWS Total Outflows TRADE ACTIVITY Total Trade Activity Ending Cash Balance • Year to date information is calculated on a calendar year basis. " Your accounts standing instructions use a HIGH COST method for relieving assets from your position JP Morgan Page 20 of 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050589 Chase CONFIDENTIAL SDNY_GM_00319787 EFTA01522992
EFTA01520748.pdf
GHISLAINE MAXWELL ACCT For the Period 7/1/11 to 7/31/11 INFLOWS & OUTFLOWS Per Unit PRINCIPAL INCOME Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD 7,14 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 588,110.050 1.8000% DATED 07/14/2011 MATURITY 07/21/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252309-9X-6) 7/20 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 627,884.230 39.85 1.8000% DATED 07/13/2011 MATURITY 07/20/2011 219.76 HELD BY LONDON TREASURY SERVICES (ID: 2523B9-9T-6) 7/20 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (219.760) (39.85) (ID: ONOKPR-AA-1) (219.76) 7/20 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (627,884.230) High Cost 1.8000% DATED 07/13/2011 MATURITY 07/20/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 252389-9T-6) 7/20 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 628,103.990 1.8000% DATED 07/20.2011 MATURITY 07/27/2011 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2523F9.98.4) 7/21 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 588,110.050 37.52 1.8000% DATED 07/14/2011 MATURITY 07/21/2011 205.84 HELD BY LONDON TREASURY SERVICES (ID: 252309-9X-6) 7/21 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (205.840) (37.52) (ID: ONOKPR-AA-1) (205.84) 7/21 Free Delivery JP MORGAN CHASE BANK- NOK LONDON TIME DEPOSITS (588,110.050) High Cost 1.8000% DATED 07/14/2011 MATURITY 07/21/2011 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2523C9-9X-6) JP Morgan Page 19 of 23 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048080 Chase CONFIDENTIAL SDNY_GM_00317278 EFTA01520748
EFTA01521575.pdf
GHISLAINE MAXWELL ACCT For the Period 211/13 to 2/28/13 Portfolio Activity Summary - Norwegian Krone Current Year-To-Date Securities Transferred In/Out Period Value Value' Securities Transferred In 690.526 00 2,003,972 40 Securities Transferred Out (890.378 84) (2,003 641 26) • Year to date information is calculated on a calendar year basis " Your accounts standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit PRINCIPAL INCOME Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value GainiLoss USD 217 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,238,257.090 37.22 0.8500% DATED 01/31/2013 MATURITY 02/07/2013 204.33 HELD BY LONDON TREASURY SERVICES (ID: 2533S9-9D-2) 2/7 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (204.330) (37.22) (ID: ONOKPR-AA-1) (204.33) 2/14 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,238,481.420 37.29 0.8500% DATED 02/07/2013 MATURITY 02/14/2013 204.38 HELD BY LONDON TREASURY SERVICES (ID: 2533U9-9V-9) 2/14 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (204.360) (37.29) (ID: ONOKPR-AA-1) (204.38) J.P.Morgan Page 26 of 29 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048971 Chase CONFIDENTIAL SDNY_GM_00318169 EFTA01521575
EFTA01519253.pdf
GHISLAINE MAXWELL -TAP DVS ACCT. For the Period 12/1/13 to 12/31/13 Equity Detail Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost GainiLoss Mated Dee. Yield US Large Cap Equity CLEARBRIDGE EQUITY INC FD4 18.65 1,179.249 21,992.99 19,776.00 2,216.99 373.82 1.70% CAP 8 INCOME I 52469H-59-4 SOPY X SIT DIVIDEND GROWTH FUND4 17.66 2,958.635 52,249.49 46,294.00 5,955.49 742.61 1.42% 82980D-70-7 SDVG X Total US Large Cap Equity 174,242.48 146,070.00 $6,172.48 $1,116.43 1.60% European Large Cap Equity JPM INTREPID EUROPEAN FD - INSTL 26.73 875.283 23,396.31 20,316.00 3,080.31 74.39 0.32% FUND 1300 4.67 4812A0-88-0JFEI X Asia ex-Japan Equity MATTHEWS ASIA DNIDEND-WS 15.59 2,638.382 41,132.38 39286.00 1 5453.3 1.646.35 4.004:: 577130-75-0 WI X J.P Morgan Account Page 7 of 19 Consolidated Statement Page 59 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046534 Chase CONFIDENTIAL SDNY_GM_00315732 EFTA01519253
EFTA01522544.pdf
CHISLAINE MAXWELL-HY ACCT For the Period 6/1/I I to 6/30/1I Note: I This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield Cash US DOLLAR 1.00 1.000,000.00 1,000.000.00 1,000,000.00 300.00 0.03% 1 2.47 J.P.Morgan Page 4 015 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050103 Chase CONFIDENTIAL SDNY_GM_00319301 EFTA01522544
EFTA01523192.pdf
GHISLAINE MAXWELL-HY ACCT. For the Period 7/1/13 to 7/31/13 Trade Date Type Per Unit Rested Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 7/8 Sale SESI LLC 6 3/8% MAY 01 2019 DID 11/01/2011 0 (2.000.000) 100.09 2.061.80 (2.135.00) (73.20) S 7/11 High Cost 103.09 FIDELITY CAPITAL MARKETS (ID: 78412F-AL-8) 7/8 Sale COVANTA HOLDING CORP 6 3/8% OCT 01 2022 DTD (7,000.000) 100.75 7,052.50 (7,210.00) (157.50) I_ 7/11 High Cost 00/19/2012 (1100.75 RBC CAPITAL MARKETS CORPORATION (ID: 22262E-AE-2) 7/8 Sale FRONTIER COMMUNICATIONS SR NOTES 8 1/8% OCT 01 (11,000.000) 109.00 11,990.00 (12,072.50) (n.sco 1 7/11 High Cost 2018 DTD 10/01/2009 0 109.00 RBC CAPITAL MARKETS CORPORATION (ID: 35906A-AB-4) 7/8 Sale ENERGY TRANSFER EQUITY 7 1/2% OCT 15 2020 DTD (20,000.000) 108.75 21,750.00 (21,450.00) 300.00 L 7/11 High Cost 09/20/2010 C 108.75 CREDIT SUISSE FIRST BOSTON LLC (ID: 29273V-AC-4) 7/8 Sale MARKWEST ENERGY PART FIN 63/4% NOV01 2020 DTD (5,000.000) 104.77 5,238.50 (5.800.00) (351.50)S 7/11 High Cost 11/02/2010 6 104.77 KEYBANC CAPITAL MARKETS (ID: 570506-AM-7) 7/8 Sale AMC NETWORKS INC 7.75% JUL 15 2021 DTD (10,000.000) 108.75 10,875.00 (11,490.00) (615.00) S 7/11 High Cost 07/09/2012 C 108.75 FIRST UNION CAPITAL MARKETS (ID: 00164V-AB-9) 7/8 Sale OMNICARE INC 7 3/4% JUN 01 2020 DTD 06/18/2010 (15,000.000) 108.75 16,312.50 (16,320.00) (7.50) L 7/11 High Cost (0 108.75 FIRST UNION CAPITAL MARKETS (ID: 681904-AM-0) 7/8 Sale ARCELORMITTAL 61/4% FEB 25 2022 OW 02/2812012 (9,000.000) 102.50 9,225.00 (9,007.50) 217.50 S 7/11 High Cost @ 102.50 OPPENHEIMER 8 CO (ID: 03938L-AX-2) 7/8 Sale BALL CORP SR NOTES 63/4% SEP 15 2020 DTD (15,000.000) 107.25 16,087.50 (16.050.00) 37.50 I. 7/11 High Cost 03f27J2010 1/ 107.25 OPPENHEIMER & CO (ID: 058498-AP-1) 7/8 Sale COMMERCIAL METALS CO NOTE 7.35% AUG 15 2018 DTD (10,000.000) 107.565 10,756.50 (11.087.50) (331.00) S 7/11 High Cost 06/04/2008 6 107.565 TIMBER HILL LLCAB CORP. SETTLEMEN (ID: 2017234J-2) J.P.Morgan Page 22 of 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050803 Chase CONFIDENTIAL SDNY_GM_00320001 EFTA01523192
EFTA01522663.pdf
GHISLAINE MAXWELL-HY ACCT. For the Period 11/1/11 to 11/30/I1 Type Quantity Per Unit Settle Date Selection Method Description Cost Amount Amount Income 11/15 Corporate Interest CRICKET COMMUNICATIONS INC 7 3/4% MAY 15 2018 15,000.000 0.039 581.25 DTD 11/15/2009 (ID: 226568-AK-3) 11/15 Corporate Interest GOODYEAR TIRE & RUBBER C 1012% MAY 15 2016 10,000.000 0.053 525.00 DTD 05/11/2009 (ID: 382550-AZ-4) 11/15 Corporate Interest INGLES MARKETS INC 87/8% MAY 15 2017 DTD 10,000.000 0.044 443.75 05/12/2009 (ID: 457030-AG-9) 11/21 Corporate Interest AMERIGAS PART FIN CORP SR NOTES 8 1/2% MAY 20 15,000.000 0.033 487.50 2021 DTD 01/20/2011 (ID: 030981-AF-1) 11123 Cash Receipt CHS/COMMUNITY HEALTH SYS 8 7/8% JUL 15 2015 DTD 5,000.000 0.03 150.00 07f25/2007 ELECTED BONDS - EXP 12/06/2011 PRORATED TENDER - HOLDERS REVEIVE $1017.50, 531.309028 IN ACCRUED INTEREST, AND 530 FOR EVERY 1,000 PA VALIDLY TENDERED AND ACCEPTED OF COMMUNITY HEALTH, CUSIP: 12543DAF7. TENDER PRORATED AT A RATE OF 0.3978607155 (ID: 12599134Z-1) 11/23 Corporate Interest CHSICOMMUNITY HEALTH SYS 8 7/8% JUL 15 2015 DTD 5,000.000 0.031 156.55 07/25/2007 ELECTED BONDS - EXP 12/06/2011 PRORATED TENDER - HOLDERS REVEIVE 31017.50, 331.309028 IN ACCRUED INTEREST, AND $30 FOR EVERY 1,000 PA VALIDLY TENDERED AND ACCEPTED OF COMMUNITY HEALTH, CUSIP: 12543DAF7. TENDER PRORATED AT A RATE OF 0.3978607155 (ID: 125998-.2-1) Total Income $7.351.68 J.P. Morgan Page 17 of 20 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050230 Chase CONFIDENTIAL SDNY_GM_00319428 EFTA01522663
EFTA01521261.pdf
GHISLAINE MAXWELL ACCT. For the Period 6/1/12 toll. SUMMARY BY MATURITY SUMMARY BY TYPE Market % of Bond Market % of Bond Cash & Fixed Income Value Portfolio Cash & Fixed Income Value Port olio 0-6 months' 6,250,983.56 87% Cash 5.675,878.75 78% 1-5 years' 654352.86 8% NON USD Cash 324,059.33 4% 5-10 years' 147.727.50 2% Corporate Bonds 291.768.50 4% 10+ years' 226.436.00 3% Municipal Bonds 228,438.00 3% $7,279,499.92 International Bonds 593,528.72 8% Total Value 100% Mutual Funds 20,101.12 1% ' The years indicate the number of years until the bond is scheduled to mature Complementary Structure 147.727.50 2% based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Total Value $7,279,499.92 100% Note: A - Bonds purchased at a premium show amortization. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield Cash US DOLLAR I 00 5 675,877 75 5,675,877.75 5,675,877.75 567.58 0.01% ' 46.35 JPM NY MUNI MM FD - MORGAN 1.00 1.00 1.00 1.00 Total Cash 16,676,67876 $6,1175,979.76 $0.00 $667.68 0.01% $46.36 JP Morgan Page 9 of 33 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048632 Chase CONFIDENTIAL SDNY_GM_00317830 EFTA01521261
EFTA01519142.pdf
CHISLAINE MAXWELL -OAP IHD ACCT. For the Period 11/1/13 to 11/30/13 Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield EAFE Equity MUENCHENER RUECKVERSICHERUNGS 21.92 2,610.000 57,211.20 48,665.02 8,546.18 1,618.20 2.83% GESELLSCHAFT ADR 626188-104 MURG Y NESTLE S A 73.11 1,055.000 77,131.05 73,413.83 3,717.22 1,915.88 2.48% SPONS ADR REPSTG REG SH 841069-40-6 NSRG Y NIPPON TEL & TEL CORP 25.23 2,210.000 55,758.30 58,374.87 (2,816.57) 1,818.83 3.26% ADR 839.88 654624-104 NTT NOVARDS A 0 79.12 975.000 77,142.00 88,101.01 9,040.99 2,005.57 2.60% ADR 86987V-10-9 NVS RECKITT BENCKISER GROUP PLC 16.24 3,540.000 57,489.60 48,749.99 8,739.61 1,454.94 2.53% SPONSORED ADR 756255-20-4 RBGI. Y ROCHE HOLDINGS LTD 70.05 700.000 49,035.00 39,379.81 9,655.19 1,138.80 2.32% SPONS ADR 771195-10-4 RHHBY ROYAL DUTCH SHELL PLC 69.94 400000 27,976.00 27,957.37 1833 1,440.00 5.15% ADR 324.00 784259-10-7 RDS B SANOFI 52.83 1,195.000 63,131.85 60,068.51 3,063.34 1,499.72 2.38% 80105N-10-5 SHY SIEMENS A G 132.12 500.000 66,060.00 52,917.17 13,142.83 1,471.00 2.23% SPONS ADR 826197-50-1 SI J.P. Morgan Account Page 7 of 12 Consolidated Statement Page 51 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046416 Chase CONFIDENTIAL SDNY_GM_00315614 EFTA01519142
EFTA01518634.pdf
CHISLAINE MAXWELL -TAP DNS ACCT. For the Period 6/I/I3 to 6130/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Quantity Per UM Settle Date Selection Method Description Th t Ammal Ammmt 6/3 Interest Income DEPOSIT SWEEP INTEREST FOR 05/01/13.05/31/13 0.31 .01% RATE ON AVG COLLECTED BALANCE OF $28,398.53 AS OF 08/01/13 8/3 Die Domes! JPM STIR INC OPP FD FUND 3844 ig 0.028 PER SHARE 3,015.900 0.028 84.45 (ID: 4812A4-35-1) 8/3 Div Domest JPM TR I MLT SC INCOME FD - SEL FUND 2130 7,758.128 0.027 209.47 0.027 PER SHARE (ID: 48121A-29-0) 6/3 Div Dourest BLACKROCK HIGH YIELD BOND 05/31/13 INCOME 6,023.171 0.045 268.22 DIVIDEND 0 0.045 PER SHARE AS OF 05/31/13 (ID: 091929-63-8) 6/3 Div Domest EATON VANCE FLOATING-RATE ADVANTAGE 105/31/13 7,524.150 0.045 340.32 INCOME DIVIDEND e 0.045 PER SHARE AS OF 05/31/13 (ID: 27792343-7) 6/3 Div Domest HSBC FDS TOTAL RETURN 106/03/13 INCOME 3,858.587 0.005 19.17 DMDEND O 0.005 PER SHARE (ID: 40428X-154) 6/3 Tax-Exempt Income PRUDENTIAL TOTAL RETURN BD-Z 0931/13 INCOME 5,318.176 0.043 228.99 DIVIDEND 0 0.043 PER SHARE AS OF 05/31/13 (ID: 744408-40-5) 6/4 Div Dourest COHEN & STEERS PREFERRED SECURITIES AND INCOME 3,742.693 0.071 265.73 FUND INC 05/31/13 INCOME DIVIDEND 0 0.071 PER SHARE AS OF 05131/13 (ID: 19248X-30-7) 6/4 Tax-Exempt Income DOUBLELINE TOTAL RET 8D-I 05/31113 INCOME 12,498.155 0.044 553.23 DIVIDEND @ 0.044 PER SHARE AS OF 05/31/13 (ID: 258620-10-3) J.P. Morgan Account Page 13 of 16 Consolidated Statement Page 63 Confidential Treatment Requested by JPMorgan JPM-SDNY-00045872 Chase CONFIDENTIAL SDNY_GM_00315070 EFTA01518634
EFTA01520591.pdf
GHISLAINE MAXWELL ACCT For the Period 2/1/I I to 2/28/11 Tax Cost Estimated Market Adjusted Unrealized Annual Income Quantity Price Value Original Gain/Loss Accrued Interest Yield Short Term JP MORGAN CHASE BANK - NOK 624.064 66 17.86 111,435.14 102.169.77 9,265 37 1,615.80 1.49% LONDON TIME DEPOSITS 1.4500% 17.94 DATED 02/25/2011 MATURITY 03/04/2011 HELD BY LONDON TREASURY SERVICES Bearer 2520E9-9T-9 NOK INTER AMERICAN DEVEL BANK -1DR 419 625 000 00 0.01 48,013.49 48,789.75 (758.26) 3,187.08 5.75% 6.7% OCT 31 2011 1,068.48 DTD 10/30/2009 HELD BY EUROCLEAR ISIN XS0459432679 SEDOL 85756J3 458183-9K-8 NA /AAA IDR Total Short Term 420 833,501.51 $263,808.61 $262,611.37 $11,297.14 26,316.08 2.27% 21,096.38 JP Morgan Page 9 of 25 Confidential Treatment Requested by JPMorgan JPM-SDNY-00047914 Chase CONFIDENTIAL SDNY_GM_00317112 EFTA01520591
EFTA01521812.pdf
GHISLAINE MAXWELL ACCT- For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - Canadian Dollar Current Year-To-Date Securities Transferred In/Out Period Value Value• Securities Transferred In 448,260.65 3,851,045.24 Securities Transferred Out (448,207.88) (4,305,402.00) • Year to date information is calculated on a calendar year basis. ▪ Your accounts standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit PRINCIPAL INCOME Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD 9/4 Foreign Interest JP MORGAN CHASE BANK -CAD LONDON TIME DEPOSITS 116.186.630 12.22 0.5700% DATED 08/28/2013 MATURITY 09/04/2013 1 2 88 HELD BY LONDON TREASURY SERVICES (ID: 2536R9-9J-3) 9/4 Mist Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (12.880) (12.22) (ID: OCADPR-AA-6) (12.88) 9/11 Foreign Interest JP MORGAN CHASE BANK- CAD LONDON TIME DEPOSITS 116,199.510 12.44 0.5700% DATED 0904/2013 MATURITY 09/11/2013 12.88 HELD BY LONDON TREASURY SERVICES (ID: 2536T9-9H-5) 9/11 Mese Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (12.880) (12.44 (ID: OCADPR-M-6) (12.88) J.P. Morgan Page 19 of 33 Confidential Treatment Requested by JPMorgan JPM-SDNY-00049240 Chase CONFIDENTIAL SDNY_GM_00318438 EFTA01521812
EFTA01523232.pdf
GHISLAINE MAXWELL-HY ACCT For the Period 12/1/13 to 12/31/13 IRS Circular 230 Disclosure JPMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion of U.S. tax matters contained herein (including any attachments) is not intended or written to be used. and cannot be used, in connection with the promotion. marketing or recommendation by anyone unaffiliated with JPMorgan Chase 8 Co. of any of the matters addressed herein or for the purpose of avoiding U.S. tax-related penalties. Item:irks NONE Account Details Authorized Signers: GHISLAINE MAXWELL JP Morgan Page 3 of 6 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050852 Chase CONFIDENTIAL SDNY_GM_00320050 EFTA01523232
EFTA01523683.pdf
GHISLAINE MAXWELL IRA ACCT For the Period 2/1/12 to TRADE ACTIVITY Trade Date Per Unit Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 2/1 Purchase JPM SHORT DURATION BOND FD - SEL REINVESTED a 5.952 10.991 (65.42) 2/1 10.99 PER SHARE (ID: 4812C1-33-0) JP Morgan Page 7 of 7 Confidential Treatment Requested by JPMorgan JPM-SDNY-00051374 Chase CONFIDENTIAL SDNY_GM_00320572 EFTA01523683
EFTA01518671.pdf
GHISLAINE MAXWELL Confidential Treatment Requested by JPMorgan JPM-SDNY-00045916 Chase CONFIDENTIAL SDNY_GM_00315114 EFTA01518671
EFTA01519398.pdf
GMBLAINE MAXWELL - OAP ILID ACCT. For die Period 2/1114 to 2/28/14 Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value • Securities Transferred Out 2/26 Free Delivery TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS (830.000) (14,624.60) ADR TRANSFER TO UBS FINANCIAL SERVICES INC. 14,793.04 TRADE DATE 02/25/14 (ID: 874039-10-0) 2/26 Free Delivery TESCO PLC SPONS ADR TRANSFER TO UBS FINANCIAL (1,520.000) (25,513.20) SERVICES INC. TRADE DATE 02/25/14 25,456.73 (ID: 881575-30-2) 2/26 Free Delivery TOTAL SA SPONS ADR TRANSFER TO UBS FINANCIAL (1.070.000) (67,731.00) SERVICES INC. TRADE DATE 02125/14 54,046.70 (ID: 89151E-10-9) 223 Free Delivery UNILEVER N V TRANSFER TO UBS FINANCIAL SERVICES (1,630.000) (64,499.10) INC. TRADE DATE 02/25/14 (ID: 904784-70-9) 66,467.39 2/26 Free Delivery UNITED OVERSEAS BANK LTD SPONS ADR TRANSFER TO (1,250.000) (41,156.25) UBS FINANCIAL SERVICES INC. TRADE DATE 02125/14 39,130.24 (ID: 911271-30-2) 2/26 Free Delivery ZURICH INSURANCE GROUP-ADR TRANSFER TO UBS (2.025.000) (61,306.88) FINANCIAL SERVICES INC. TRADE DATE 0225/14 55,830.28 (ID: N9625-10-4) 2/27 Exchange VODAFONE GROUP PLC SPONS AOR REVERSE SPLIT- (1,905.000) (74,295.00) HOLDERS RECEIVE 6 NEW SPONSORED ADRS OF 53,061.37 VODAFONE GROUP PLC. CUSIP: 92857W306 FOR EVERY 11 OLD SPONSORED ADRS HELD. (ID: 92857W-20-9) Total Securities Transferred Out ($1,822,778.63) J.P.Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046684 Chase CONFIDENTIAL SDNY_GM_00315882 EFTA01519398