DataSet-10
Unknown
1 pages
GHISLAINE MAXWELL- OAP FDG ACCT
For the Period 1/1/12 to 1/31/12
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value 0nginal Cost Gain/Loss Accrued Div. Yield
US Large Cap Equity
PEOPLE'S UNITED FINANCIAL INC 12.33 571.000 7,040.43 6,915.76 124.67 359.73 5.11%
712704-10.5 PBCT 89.93
PEPSICO INC 65.67 118.000 7,749.06 7,546.72 202.34 243.08 3.14%
713448-10-6 PEP
PROCTER & GAMBLE CO 63.04 121.000 7,627.84 7,27421 352.93 254.10 3.33%
742718-10-9 PG 63.53
RAYTHEON CO 47.99 163.000 7,82237 6,815.36 1,007.01 280.38 3.58%
755111-50-7 RTN 70.09
P WALGREEN CO 33.36 94.000 3,135.84 3,126.58 9.28 84.60 2.70%
931422-10-9 WAG
Total US Large Cap Equity $166,814.37 $141,666.04 816,248.33 86,231.83 3.34%
$406.99
Concentrated & Other Equity
P KELLOGG CO 49.52 102.000 5,051.04 5,408.40 (357.36) 175.44 3.47%
487836-10-8 K
JP Morgan Page 6 of 11
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CHISLAINE MAXWELL ACCT.
For the Period 1/1/13 to 1/31/13
Account Summary
Beginning Ending Change Estimated Current Asset Allocation
Asset Allocation Market Value Market Value In Value Annual Income Allocation
Equity 727.098.85 729.384.54 2.285.69 45,710.43 18%
Alternative Assets 79,615.03 79,588.66 (26.37) 2%
Cash 8 Fixed Income 7,380,225.73 3,391,625.78 (3,988,599.95) 44,829.69 76% Affirmative
Asters
Other 162,318.55 158,528.58 (3,789.99) 4% Dew
Market Value 68.348,26816 $4.368,127.64 (33.880.130.82) 690,640.12 100%
Cash &
Accruals 21 14594 25192 17 4046 23 Rad 1nc0m
Market Value with Accruals $8,370,404.10 $4,384,318.71 ($3.886,084.38)
CurreM Year-to-Date
Portfolio Activity Period Value Value
Beginning Market Value 8,349,268.16 8,348,258.16
1Mthdrawals & Fees (4,000,235.83) (4,000,235.83)
Securities Transferred In 1,581,132.77 1,581,132.77
Securities Transferred Out (1,580,898 97) (1 580 896 97)
Net Contributions/Withdrawals ($4,000,000.03) ($4,000,000.03)
Income 8 Distributions 7,813.56 7.813.56
Change In Investment Value 2,055.85 2,055.85
Ending Market Value 24,369,127.64 $4,368,127.64
Accruals 25,192.17 25,192.17
Market Value with Accruals $4,384,318.71 $4,384,318.71
J.P.Morgan Account Page 2 0' 32 Consolidated Statement Page 5
Confidential Treatment Requested by JPMorgan JPM-SDNY-00045285
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GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/12 to 2/29/12
Portfolio Activity Summary
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value' Cost Adjustments Period Value Value'
Beginning Cash Balance 5.062.11 Cost Adjustments (157.08)
INFLOWS Total Cost Adjustments $0.00 ($157.08)
Income 406.04 575.87
Total Inflows $406.04 $675.87
OUTFLOWS "
Fees & Commissions (452.22)
Total Outflows $0.00 (6462.22)
TRADE ACTIVITY
Settled SalestMaturities/Redemptions 7,010.48 7.010.46
Settled Securities Purchased (6.550.56) (6,550.56)
Total Trade Activity $459.92 6469.92
Ending Cash Balance $5.928.07
. Year to date information is calculated on a calendar year basis.
" Your accounts standing instructions use a HIGH COST method for relieving assets from your position
JP Morgan Page 9 of 12
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GHISLAINE MAXWELL ACCT.
For the Period 11/1/11 to 11/30/11
INFLOWS & OUTFLOWS
Type Quantity Per Unit PRINCIPAL INCOME
Settle Date Selection Method Description Cos( Amount Amount Amount
11/15 Receipt of Assets VERIZON COMMUNICATIONS INC JPMORGAN CHASE BANK 2u=
TRADE DATE 11/15/11 (ID: 92343V-10-4) 0.00
11/15 Receipt of Assets CHEVRON CORP JPMORGAN CHASE BANK TRADE DATE 116.000
11/15/11 (D: 166784-10-0) 0.00
11/15 Receipt of Assets CIT1GROUP INC NEW JPMORGAN CHASE BANK TRADE 358.000
DATE 11/15/11 (ID: 172967-42-4) 0.00
11/15 Receipt of Assets TIME WARNER INC NEW JPMORGAN CHASE BANK TRADE 290.000
DATE 11/15/11 (ID: 887317-30-3) 0.00
11/15 Receipt of Assets ACCENTURE PLC-CL A JPMORGAN CHASE BANK TRADE 123.000
DATE 11/15/11 (ID: G1151C-10-1) 0.00
11/15 Receipt of Assets COVIDIEN PLC NEW JPMORGAN CHASE BANK TRADE DATE 238.000
11/15/11 (ID: G2554F-11-3) 0.00
11/15 Receipt of Assets ACE LTD NEW JPMORGAN CHASE BANK TRADE DATE 113.000
11/15/11 (ID: H0023R-10-5) 0.00
11/15 Corporate Interest BANK OF AMERICA CORP MEDIUM TERM NOTE St% NOV 150,000.000 0.018 2,700.00
15 2016 DTD 11/04/2010 (ID: 06050W-DW-2)
11/18 Receipt of Assets DB X-TRACKERS ISIN LU0292106167 SEDOL B3DYFK4 2.058.000
JP MORGAN CHASE BANK LONDON TRADE DATE 11/14(11 0.00
(ID: 892352-91-5)
11/16 Receipt of Assets ETFS METAL SECURITIES LTD ISIN JE0061VS3770 301.000
SEDOL B1V5377 JP MORGAN CHASE BANK LONDON TRADE 0.00
DATE 11/14(11 (ID: 131994-91-5)
11/16 Misc Credit BOOK TRANSFER CREDITB/O: JP MORGAN INTL BANK 298,152.58
LTD-BRUSSBRUSSELS BELGIUM B-121-0
ORGIBE48945944120000 GHISLAINE MAXWELL 44
KINNERTON STREOGB: JP MORGAN INTL BANK
LTD-BRUSSJPM INTERNATIONAL BANK BRUSSELS REF:
PMT FROM JPMORGANIOCMPUSD298152.513/ TRN:
5912000320JS
JP Morgan Page 28 of 66
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GHISLAINE MAXWELL
For the Period 6/1/12 to 6/30/12
Portfolio Activity Summary - U S Dollar
Current Year-To-Date
Cost Adjustments Period Value Value'
Amortization (957.07)
Cost Adjustments 9,237.41
Total Cost Adjustments $0.00 $0,280.34
• Year to date information is calculated on a calendar year basis
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type Quantity Per Unit PRINCIPAL INCOME
Settle Date Selection Method Description Cost Amount Amount Amount
6/1 Interest Income DEPOSIT SWEEP INTEREST FOR MAY @ .01% RATE ON 47.18
NET AVG COLLECTED BALANCE OF $5,570,732.09 AS
OF 06/01/12
6/1 DN Domest GENERAL MOTORS CO CV PFD B e 0.59375 PER SHARE 1,000.000 0.594 593.75
(ID: 37045V-20-9)
6/4 Foreign Interest INTER AMERICAN DEVEL BK- IDR MEDIUM TERM NOTE 1,300,000,000.000 8,920.60
6.50% JUN 04 2014 DTD 06/04/2010 HELD BY
EUROCLEAR ISIN XS0513770957 SEDOL 84YWHC0
(ID: 45818W-9K-4)
6/18 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (7,875.000) 3,889.25
BRL EXCHANGE RATE 2.035282300 DEAL 08/15/12 (3,851.99)
VALUE 06/15/12 (ID: OBRLPR-AA-2)
6118 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (90.000.000) 44.219.53
BRL EXCHANGE RATE 2.035300000 DEAL 06/15/12 (44.022.70)
VALUE 06/15/12 (ID: OBRLPR-M-2)
JP Morgan Page 16 of 33
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1 pages
GHISLAINE MAXWELL ACCT.
For the Period 211/12 to 2/29/12
Adjusted Tax Cost Unrealized Est. Annual Inc,
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Non-US Equity
SHISEIDO COMPANY LIMITED 17.43 400.000 6,973.07 7,325.88 (352.81)
ISIN JP3351600006 SEDOL 6805265
824841-91-0 JPY
SOLVAY SA 123.55 77.000 9,513.35 8.750.42 762.93
ISIN BE0003470755 SEDOL 4821100
834437-91-5 EUR
STANDARD CHARTERED PLC 25.84 555.000 14,340.51 14,171.09 169.42
ORO LG 0.50
ISIN G80004082847 SEDOL 0408284
G84228-92-6 GBP
STORA ENSO OYJ 7.54 933.000 7,032.90 9,050.23 (2,01733)
R SHS
ISIN FI0009005961 SEDOL 5072673
X21349-90-1 EUR
SUN HUNG KAI PROPERTIES 15.40 1,000.000 15,395.13 15,082.81 312.32
ISIN HK0016000132 SEDOL 6859927
Y82594-12-1 SHKP HKD
Total Non-US Equity 0396,620.88 S577 641.01 (S179,374.84) $338.10 0.06%
$173.31
Preferred Stocks
CMGROUP CAPITAL XII 27.05 10,000.000 270,500.00 261,300.00 9,200.00 19,690.00 7 28 %
7 7/8% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V 24.06 4,200.000 101,052.00 98,778.96 2273.04 7,350 00 7 27%
7% PFD
222388-20-9 CFC PB
J.P.Morgan Page 9 of 33
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CHISLAINE MAXWELL ACCT.
For the Period 10/1/13 to 10/31/13
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
10/16 Foreign Interest JP MORGAN CHASE BANK- NOK LONDON TIME DEPOSITS 1,244,162.670 36 18
0.9000% DATED 10/09/2013 MATURITY 10/16/2013 217 73
HELD BY LONDON TREASURY SERVICES
(ID: 2537E9-9S-5)
10/16 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (217.730) (36.18)
(ID: ONOKPRiAA-1) (217.73)
10'23 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,244,380.400 31195
0.9000% DATED 10/16/2013 MATURITY 10/23/2013 217.77
HELD BY LONDON TREASURY SERVICES
(ID: 2537G9i9P-9)
10/23 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (217,770)
(ID: ONOKPR-AA-1) (217.77)
10/30 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.244.598.170 37.00
0.9000% DATED 10/23/2013 MATURITY 10/30/2013 217.80
HELD BY LONDON TREASURY SERVICES
(ID: 2537.1841U-5)
10/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (217,800) (37.00)
(ID ONOKPR-AA-1) (217.80)
Total Inflows & Outflows $0.00
J.P. Morgan Account Page 26 of 31 Consolidated Statement Page 29
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GHISLAINE MAXWELL
For the Period 12/1/11 to 12/31/11
Portfolio Activity Summary - U S Dollar
Current Year-To-Date
Cost Adjustments Period Value Value'
Amortization (17.50)
Cost Adjustments 398,110.30 1,287,789.34
Total Cost Adjustments 8398,110.30 81,287,771.84
• Year to date information is calculated on a calendar year basis.
Portfolio Activity Detail - U S Dollar
INFLOWS & OUTFLOWS
Type Quantity Per Unit PRINCIPAL INCOME
Settle Date Selection Method Description Cost Amount Amount Amount
12/1 Interest Income DEPOSIT SWEEP INTEREST FOR NOV. (a .03% RATE ON 19.79
NET AVG COLLECTED BALANCE OF $802,578.42 AS OF
12/01/11
12/1 DN Domest GENERAL MOTORS CO CV PFD B C 0.59375 PER SHARE 1,000.000 0.594 593.75
(ID: 37045V-20-9)
12/1 ON Domest KROGER CO fa 0.115 PER SHARE (ID: 50104410-1) 265.000 0.115 30.48
12/2 Div Domest CAPITAL ONE FINANCIAL CORP C 0.05 PER SHARE 114.000 0.05 5.70
(ID: 1404044-10-5)
12/2 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (19,500.000) 10,658.32
TRY EXCHANGE RATE 1.829900000 DEAL 12/01/11 (11.816.03)
VALUE 12/02/11 (ID: OTRYPR-AA-5)
12/5 Spot FX SPOT CURRENCY TRANSACTION - SELL BUY USD SELL (5,486.950) 5,968.29
CHF EXCHANGE RATE .918000000 DEAL 12/01/11 (5,928.23)
VALUE 12/05/11 (ID: OCHFPR-AA-4)
JP Morgan Page 23 of 77
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GHISLAINE MAXWELL-HY ACCT
For the Period 3/1/13 to 3/31/13
Adjusted Tax Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost Gain/Loss Acaued Interest Yield
US Fixed Income
SALLY HOLDINGS/SALLY CAP 104.50 5,000.00 5,225.00 5,295.00 (70.00) 287.50 5.13%
5.75% JUN 01 2022 95.83
DTD 06/18/2012
79546V-AJ-5 BB+ /BA3
CHESAPEAKE MDSTREAM PT 107.50 4,000.00 4,300.00 3,930.00 370.00 245.00 5.10%
6.125% JUL 15 2022 51.72
DTD 01/11/2012
16524R-AE-3 BB- /BA3
COVANTA HOLDING CORP 108.75 7,000.00 7,612.50 7,210.00 402.50 446.25 5.20%
63/8% OCT 01 2022 224.36
DTD 03/19/2012
72282E-AE-2 B /BA3
QEP RESOURCES INC 103.25 20,000.00 20,650.00 19,861.25 788.75 1,075.00 4.94%
53/8% OCT 01 2022 540.48
DTD 0101/2012
74733V-AB-6 BB+ /BA'
CELANESE US HOLDINGS LLC 100.50 5,000.00 5,025.00 5,105.00 (80.00) 231.25 4.58%
4.625% 11/1512022 DTD 11/13/2012 10.27
150890-AD-6 BB /BA2
PVH CORP 98.75 5,000.00 4,937.50 5,005.00 (67.50) 225.00 4.66%
4.500% 12/15/2022 DTD 12/20/2012 63.12
893656-AA-8 BB /BA3
FORD MOTOR COMPANY 126.90 10.00000 12,689.90 11,475.00 1,214.90 745.00 5.16%
GLOBAL LANDMARK SECURITIES NOTES 155.20
745% JUL 16 2031
DTD 746 99
345370-CA-6 BB« iBAA
JP Morgan Page 17 of 23
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GHISLAINE MAXWELL-HY ACCT
For the Period 6/1/13 to 6/30/13
Trade Date Per Unit
Sett 'e Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
6/5 Purchase CONTINENTAL RESOURCES 5% SEP 15 2022 DID 2,000.000 101.50 (2,030.00)
6/10 06/14/2012 @ 101.50 GOLDMAN SACHS 8 CO.
(ID: 212015-AH-4)
615 Purchase JAR DEN CORP SR SUB NOTES 7 1/2% MAY 1 2017 DID 4,000.000 113.00 (4,520.00)
6/10 2/13/2007 @ 113.00 CITIGROUP GLOBAL MARKETS
INC/SALOM (ID: 471109-AB-4)
6/5 Purchase CONTINENTAL RESOURCES 5% SEP 15 2022 DM 2,000.000 101.50 (2.030.00)
6(10 06/14/2012 @ 101.50 MORGAN STANLEY 8 CO. LLC
(ID: 212015-AH-4)
6/5 Purchase SESI LLC 7.125% DEC 15 2021 DTD 06/152012 0 3,000.000 110.75 (3,322.50)
6/10 110.75 CMGROUP GLOBAL MARKETS INC/SALOM
(ID: 78412F-AP-9)
615 Purchase GRAPHIC PACKAGING INTL 4.750%04(152021 DID 5,000.000 99.75 (4,987.50)
6/10 04/022013 0 99.75 MLPFS INC/FIXED INCOME
(ID: 3813699-AK-0)
6/6 Purchase JARDEN CORP 61/8% NOV 15 2022 DTD 11109/2010 0 1,000.000 107.25 (1,072.50)
6(10 10725 CITIGROUP GLOBAL MARKETS INC/SALOM
(ID: 471109-AE-8)
6/6 Purchase SESI LLC 63/8% MAY 01 2019 DTD 11/01/2011 0 2,000.000 106.75 (2,135.00)
6111 106.75 CITIGROUP GLOBAL MARKETS INC/SALOM
(ID: 78412E-AL-8)
6113 Purchase VULCAN MATERIALS 612% DEC 01 2016 DTD 10,000.000 109.75 (10,975.00)
6118 06(14/2011 0 109.75 FIRST UNION CAPITAL MARKETS
(ID: 929160-AO-2)
6/17 Purchase NOKIA CORP 5 3/8% MAY 15 2019 DTD 05/07/2009 @ 5,000.000 98.25 (4,912.50)
6/25 98.25 GOLDMAN SACHS 8 CO. (ID: 654902-AB-1)
Total Settled Securities Purchased (838,998.76)
J.P.Morgan Page 29 of 30
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GHISLAINE MAXWELL ACCT
For the Period 611/13 to 6/30/13
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Ouantky Value Original Cost Gain, Loss Accrued Div. Yield
US Large Cap Equity
BANK OF AMERICA CORP 12.86 944.000 12,139.84 10,148.85 1,990.99 37.76 0.31%
060505-10-4 MC
CITIGROUP INC NEW 47.97 358.000 17,173.28 14,048.52 3,124.74 14.32 0.08%
172907-42-4 C
SCHLUMBERGER LTD 71,66 113.000 8,097.58 9,524.04 (1,426.46) 141.25 1.74%
806857-10-8 SLB 35.31
Total US Large Cap Equity $46,374.63 545,124.71 5249.82 $269.33 0.69%
$36.31
US Small/Mid Cap Equity
GERON CORP 1.50 3,000.000 4,500.00 18,129.32 (13,829.32)
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC 40.69 3.000 122.08 212.23 (90.15)
ISIN GB0007188757 SEDOL 0718875
766994-90-9 BP
Preferred Stocks
CITIGROUP CAPITAL XIII 27.88 10.000 000 278.800 00 261.300.00 17,500.00 19,690.00 7 C6 7:.
7 7/8% PFD
173080-20-1 C PN NA JBA1
J.P Morgan Page 6 of 30
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GIIISLAINE MAXWELL-HY
For the Perkod 7/1/12 to 7/31/12
Adjusted Tax Cost Unrealized Eat. Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
US Fixed Income
CKE RESTAURANTS INC 114.02 7,000.00 7,981.61 7,735.00 246.61 796.25 8.34%
11 3/8% JUL 15 2018 35.38
DTD 07/17./2010
12581E-AK-1 B- /B2
hETROPCS WIRELESS INC 107.00 15,000.00 16,050.00 16,012.50 37.50 1,181.25 6.46%
SR NOTES 7 7/8% SEP 01 2018 492.18
DID 09/21/2010
591709-AK-6 B /82
FRONTIER COMMUNICATIONS 109.50 20,000.00 21,900.00 21,950.00 (50.00) 1,625.00 6.24%
SR NOTES 8 1/8% OCT 01 2018 541.66
DTD 10/01/2009
35906A-AB-4 B8 /BA2
BURGER KING CORP 114.00 5,000.00 5,700.00 5,762.50 (62.50) 493.75 7.05%
9 7/8% OCT 15 2018 145.38
DTD 10/19/2010
121207-AA-2 El-/B3
NIELSEN FINANCE LLC/CO 112.28 10,000.00 11,227.60 11,040.00 187.60 775.00 5.39%
7 3/4% OCT 15 2018 228.19
DTD 04/15/2011
654090-AY-8 B8482
DAVITA INC 106.38 10,000.00 10,637.50 10,200.00 437.50 637.50 5.17%
6 3/8% NOV 01 2018 159.37
DID 10/20/2010
23918K-AL-2 NR /82
TENET HEALTHCARE CORP 108.25 5,000.00 5,412.65 5,400.00 12.65 312.50 4.71%
6.25% NOV 01 2018 78.12
DTD 11/21/2011
88033G-8P-4B6481
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GHISLAINE MAXWELL IRA ACCT.
For the Period 3/1/13 to 3/31/13
Portfolio Activity Summary
Current Year-To-Date
Transactions Period Value Value'
Beginning Cash Balance 733.39
INFLOWS
Income 45.91 157.98
Total Inflows 846.91 $157.98
TRADE ACTIVITY
Settled Securities Purchased (45 91) (157.98)
Total Trade Activity ($45.91) ($157.98)
Ending Cash Balance $733.39
• Year to date information is calculated on a calendar year basis.
Your accounts standing instructions use a HIGH COST method for relieving assets
from your position
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per Unit
Settle Date Selection Method Description Wst Amount Amount
3:1 Div Gamest JPM SHORT DURATION BOND FD- SEI. FUND 3133 @ 5,101.410 0 0O9 45.91
0.009 PER SHARE (ID: 481201-33-0)
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GHISLAINE MAXWELL ACCT.
For the Period 2/1/13 to 2/28/13
Account Summary CONTINUED
Cost Summary coot
Equity 693,954.39
Cash & Fixed Income 3,429,353.27
Other 90,364.18
Total $4,213,871.84
J.P. Morgan Account Page 4 of 29 Consolidated Statement Page 7
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GHISLAINE MAXWELL -OAP HID ACCT
For the Period 8/1/13 to 8/31/13
Account Summary
Beginning Ending Change Estimated Current
Asset Allocation Market Value Market Value In Value Annual Income Allocation
Equity 1,779,758.70 1,730,444.30 (49,314.40) 60,175.87 100%
Market Value $1,779.768.70 $1,730,444.30 ($49,314.40) $60,176.87 100%
Accruals 3,867.54 3,820.64 (46.90)
Market Value with Accruals $1,703.626.24 $1,734,264.94 ($49,361.30)
Current Year-to•Date
Portfolio Activity Period Value Value
Beginning Market Value 1,779,768.70 0.00
Contributions 1,750,000.00
VVithdrawals & Fees (291.74) (10,381.58)
Net Contributions/Withdrawals (0291.74) $1,139,618.42
Income & Distributions 5,396.07 38,342.65
Change In Investment Value (54,417.73) (47,516.77)
Ending Market Value $1,730,444.30 $1,730,444.30
Accruals 3,820.64 3,820.64
Market Value with Accruals 01,734,264.94 $1,734,264.94
JP Morgan Page 2 of 16
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GHISLAINE MAXWELL- OAP FDG ACCT
For the Period 3/1/13 to 3/31/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Quantity Per Unit
Settle Date Selection Method Description Amount Amount
Income
3/1 Interest income DEPOSIT SWEEP INTEREST FOR 07J01/13 - 02f28/13 0.28
.01% RATE ON AVG COLLECTED BALANCE OF
$34,950.42 AS OF 03811/13
3/1 Div Domed CONOCOPHILUPS Q 0.66 PER SHARE 940.000 0.66 620.40
(ID: 20825C-10-4)
3/11 Div Domed CHEVRON CORP le 0.90 PER SHARE (ID: 166764-10-0) 548.000 0.90 493.20
3/11 Div Domed HONEYWELL INTERNATIONAL INC Q 0.41 PER SHARE 888.000 0.41 364.08
(ID: 438516-10-8)
3/12 Div Domed WALGREEN COQ 0.275 PER SHARE (ID: 931422-10-9) 1,649.000 0.275 453.48
3/12 Div Domest JOHNSON 8 JOHNSON Q 0.61 PER SHARE 768.000 0.61 468.48
(ID: 478160-10-4)
3/12 Div Domest ANALOG DEVICES INC fp 0.34 PER SHARE 1,262.000 0.34 429.08
(ID: 032654-10-5)
3/15 Div Domes* MC DONALDS CORP le 0.77 PER SHARE 661.000 0.77 508.97
(ID: 580135-10-1)
3/15 Dlv Domed NEXTERA ENERGY INC Q 0.66 PER SHARE 837.000 0.66 552.42
(ID: 65339E-10.1)
3/25 Div Domed BLACKROCK INC Q 1.68 PER SHARE (ID: 09247X-10-1) 268.000 1.68 450.24
3/29 Div Domed LOCKHEED MARTIN CORP Q 1.15 PER SHARE 625.000 1.15 718.75
(ID: 539630-10-9)
3/29 Div Domed PEPSICO INC Q 0.5375 PER SHARE (ID: 713448-10-8) 832.000 0.538 447.20
JP Morgan Page 10 of 12
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049895
Chase
CONFIDENTIAL SDNY_GM_00319093
EFTA01522368
DataSet-10
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1 pages
CHISLAINE MAXWELL - OAP IHD ACCT.
For the Period 9/1/I3 to 9/30113
Account Summary CONTINUED
Current Year-to-Date Current Year-to-Date
Tax Summary Period Value Value Period Value Value
Foreign Dividends 3.580.48 41.918 91 ST Realized Gain/Loss 2.34139 (20.468 38)
Interest Income 0.49 4.71 LT Realized GaINLoss 4.44
Taxable Income $3,680.97 941,923.92 Realized Gain/Loss $2,343.39 ($20,463.94)
To-Date Value
Unrealized Gain/Loss $86,173.84
Cost Summary Cost
Equity 1,760,729 48
Total 31,760,729.48
J.P. Morgan Accourt Page 3 of 13 Consolidated Statement Page 45
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046194
Chase
CONFIDENTIAL SDNY_GM_00315392
EFTA01518936
DataSet-10
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1 pages
GHISLAINE MAXWELL IRA ACCT.
For the Period 9/1/13 to 9/30/13
Note: ' This is the Annual Percentage Yield (ARV) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Adjusted Tax Cost Unrealized Eat. Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
Cash
US DOLLAR 1.00 733.39 733.39 733.39 0.07 0.01%
US Fixed Income
JPM SHORT DURATION BOND FD • SEL 10.91 5,128.51 55,952 01 58,480.53 (508.52) 559.00 1.00%
FUND 3133 35.90
4812C1-33-0
JP Morgan Page 5 of 7
Confidential Treatment Requested by JPMorgan JPM-SDNY-00051638
Chase
CONFIDENTIAL SDNY_GM_00320836
EFTA01523887
DataSet-10
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1 pages
GHISLAINE MAXWELL ACCT
For the Period 211/13 to 2/28/13
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
2i21 Foreign Interest JP MORGAN CHASE BANK- NOK LONDON TIME DEPOSITS 1238,685.780 36.81
0.8500% DATED 02/142013 MATURITY 02/21/2013 204.39
HELD BY LONDON TREASURY SERVICES
(ID: 2533X9-9M-6)
2/21 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (204.390) (36.81)
(ID: ONOKPR-AA-1) (204.39)
2/28 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,238,870.170 35.84
0.8500% DATED 02/21/2013 MATURITY 02/28/2013 204.43
HELD BY LONDON TREASURY SERVICES
(ID: 2534A9-9N-7)
2/28 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (204.430) (35.84)
(ID: ONOKPR-M-1) (204.43)
Total Inflows & Outflows $0.00
SECURITIES TRANSFERRED IN/OUT
Notes: Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Quantity Transaction
Settle Date 'r
ation Method Description Cost Market Value'
Securities Transferred In
2/7 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,236,461 420 225.253 47
0.8500% DATED 02/07/2013 MATURITY 02/142013 208.692 75
HELD BY LONDON TREASURY SERVICES CLIENT REF FTC
(ID: 2533U94V-9)
JP Morgan Page 27 of 29
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048972
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CONFIDENTIAL SDNY_GM_00318170
EFTA01521576
DataSet-10
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1 pages
GHISLAINE MAXWELL ACCT.
For the Period 1/1/14 to 1/31/14
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
1i21 Foreign Interest JP MORGAN CHASE BANK- CAD LONDON TIME DEPOSITS 116,459.680 14 66
0.6200% DATED 01/13/2014 MATURITY 01/21/2014 16.05
HEW BY LONDON TREASURY SERVICES
(ID: 2538H9-9U.5)
1/21 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (16.050) (14.66)
(ID: OCADPR-AA-6) (16.05)
1/29 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116,475.730 14.37
0.6200% DATED 01/21/2014 MATURITY 01/29/2014 16 05
HELD BY LONDON TREASURY SERVICES
(ID: 2538K9-9P-2)
1/29 Mac Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (16.050) (14.37)
(ID: OCADPR-AA-6) (16.05)
Total Inflows & Outflows $0.00
SECURITIES TRANSFERRED IN/OUT
Notes: - Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Quantity Transaction
Settle Date 'r
ation Method Descnpbon Cost Market Value'
Securities Transferred In
1/6 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 116.445 640 109.621 69
0.6200% DATED 01/06/2014 MATURITY 01/13/2014 114 032 08
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2538F9-9Z-6)
JP Morgan Page 21 of 30
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049410
Chase
CONFIDENTIAL SDNY_GM_00318608
EFTA01521959