…$250,000 transaction to and a $100,000 transaction to Ghislaine Maxwell in December, 2018, shorty after eMiami Herald article. • A review of 142 FinCEN filings (SARs, CTRs, and FBARs) resulted in the identification of 18 different financial/investment institutions…
…may fluctuate in price or value. Changes in rates of exchange may have an adverse effect on the value of investments. Transactions involving financial instruments mentioned herein may not be suitable for all investors. TOUR does not accept any liability…
…III -1081 Southern Financial LLC applicable law, provided that the terms of any such transaction are no less favourable to the Fund than could be obtained in arm's length negotiations with unrelated third Persons for similar transactions and shall…
…Capital Management Highbridge - Financial Trust Co. 1/1/2006 to 9/30/2006 CURRENCY: BROKER: EUROPEAN MONETARY UNIT CREDIT-SUISSE FIRST BOSTON Qty Trx. Num 12582066 Trade Date Trx. Type 08/25/05 BUY Opening Transaction Local Proceeds FX Rate…
GLDUS238 SOUTHERN FINANCIAL LLC Section 7: Risk Factors Glendower Capital Secondary Opportunities Fund IV. LP Limited ability to negotiate secondary transaction terms Where the Fund makes an investment on a secondary basis, the Fund w…
GLDUS132 EverWatch Financial Section 7: Risk Factors Glendower Capital Secondary Opportunities Fund IV. LP Limited ability to negotiate secondary transaction terms Where the Fund makes an investment on a secondary basis, the Fund will…
GLDUS238 SOUTHERN FINANCIAL LLC Section 7: Risk Factors Glendower Capital Secondary Opportunities Fund IV. LP Limited ability to negotiate secondary transaction terms Where the Fund makes an investment on a secondary basis, the Fund w…
SOUTHERN FINANCIAL LLC Section 9: Certain Legal. ERISA and Tax Considerations Glendower Capital Secondary Opportunities Fund IV, LP U.S. Commodity Exchange Act of 1936 Each of the Manager and the General Partner is exempt from registration with the U…
…M lAnc: I I 2006 to 9102006 Mandl* Capita/ Ntaantatent IllglibrIdge - Financial Trust Co. Page: 8 …
…N Opening transaction (lacing Transaction Realized I',el. Trade Trx. Local Functional 'trade Ira. …
Fund: I fighlwidge • Financial Tnnl Co. REALIZED GAIN/LOSS REPORT Ds: 10'1606 4:2320…
GLDUS238 SOUTHERN FINANCIAL LLC Section 7: Risk Factors Glendower Capital Secondary Opportunities Fund IV. LP Short-term investments Amounts drawn down from Investors will be invested by the Fund in short-term instnrnents pending investment in …
GLDUS132 EverWatch Financial Section 7: Risk Factors Glendower Capital Secondary Opportunities Fund IV. LP Short-term investments Amounts drawn down from Investors will be invested by the Fund in short-term instnrnents pending investment in …
ARTICLE 7 TRANSACTIONS; AFFILIATED PARTY TRANSACTIONS 7.1 Transactions Between a Member or Manager and the Company. Except as otherwise limited by applicable law, with the Consent of the Members any Member or Manager may, but shall not be obligated…
…III - 1081 Southern Financial LLC ERISA and "Disqualified Persons" under the Code). ERISA also imposes certain duties on persons who are fiduciaries ofPlans subject to ERISA, and ERISA and Section 4975 of the Code prohibit certain transactions between a Plan…
SOF III - 1081 Southern Financial LLC Section 5: Secondary Opportunities Fund Ill Secondary Opportunities Fund III. LP Exhibit 9: Evolution of secondary deal type 201042012 Example …
…III - 1081 Southern Financial LLC ERISA and "Disqualified Persons" under the Code). ERISA also imposes certain duties on persons who are fiduciaries ofPlans subject to ERISA, and ERISA and Section 4975 of the Code prohibit certain transactions between a Plan…
GLDUS238 SOUTHERN FINANCIAL LLC Section 7: Risk Factors Glendower Capital Secondary Opportunities Fund IV. LP Short-term investments Amounts drawn down from Investors will be invested by the Fund in short-term instnrnents pending investment in …
ARTICLE 7 TRANSACTIONS; AFFILIATED PARTY TRANSACTIONS 7.1 Transactions Between a Member or Manager and the Company. Except as otherwise limited by applicable law, with the Consent of the Members any Member or Manager may, but shall not be obligated…
GLDUS238 SOUTHERN FINANCIAL LLC Section 7: Risk Factors Glendower Capital Secondary Opportunities Fund IV. LP Short-term investments Amounts drawn down from Investors will be invested by the Fund in short-term instnrnents pending investment in …