DataSet-10
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1 pages
CHISLAINE MAXWELL ACCT
For the Period 9/1/13 to 9/30/13
Account Summary CONTINUED
Current Year-to-Date Current Year-to-Date
Tax Summary Period Value Value Period Value Value
Domestic DividendsiDistributions 603.19 7,799.46 LT Realized Gain/Loss (70.239 07)
Foreign Dividends 874.00 8,190.83 Realized Gain/Loss ($70,239.07)
Currency Gain/Loss 24.99 (107,915.84)
Interest Income 1513.51 55,353.14
Taxable Income 53.01559 (63858251)
To-Date Value
Tax-Exempt Income 8,750.00 Unrealized Gain/Loss $27.617.89
Bond Premium Amortization (3,55675)
Tax-Exempt Income 95,193.25
Note: - This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the
federal level but are state exempt. This summary may not include all income derived from Municipal Securities; Please consult your tax advisor for tax implications.
Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation.
Tax-Exempt Income Tax-Exempt Income
Summary by State* Current Year4o-Date Summary by State* Current Year-to-Date
Period Value Value Period Value Value
MA 1,41007 TX 3.074 24
MI 708.94 Tax-Exempt Income $5,193.25
J.P Morgan Page 3 of 33
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GHISLAINE MAXWELL ACCT.
For the Period 611/13 to 6130/13
Portfolio Activity Summary - Norwegian Krone
Current Year-To-Date
Securities Transferred In/Out Period Value Value*
Securities Transferred In 849,539.65 5,201,678.35
Securities Transferred Out (849382.75) (5.627,089.94)
• Year to date information is calculated on a calendar year basis.
▪ Your accounts standing instructions use a HIGH COST method for relieving assets
from your position
Portfolio Activity Detail - Norwegian Krone
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
616 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1240.089.930 39.41
0.9500% DATED 05/30/2013 MATURITY 06/0612013 229.07
HELD BY LONDON TREASURY SERVICES
(ID: 2535M9-9R-2)
6/8 Mist Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (229.070) (39.41)
(ID: 0NOKPR-AA-1) (229.07)
6/13 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,240,318.970 39.83
0.9500% DATED 06/06/2013 MATURITY C6/13/2013 229.11
HELD BY LONDON TREASURY SERVICES
(ID: 2535P9-9P-3)
6/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (229.110) (39.63)
(ID: 0NOKPRAA.1) (229.11)
J.P. Morgan Page 25 of 30
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GHISLAINE MAXWELL - OAP BID ACCT.
For the Period 6/1/14 to 6/30/14
Portfolio Activity Summary
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value* Securities Transferred In/Out Period Value Value'
Beginning Cash Balance (10.00) — Securities Transferred In 42,152.23
INFLOWS Securities Transferred Out (1,939,755.05)
Income 910/4 43,702.36
Contributions 856.49 2,012,60
Total Inflows $1.787.23 $45,714.88
OUTFLOWS
Withdrawals (1,757.23) (84,549.15)
Fees & Commissions (8,781.81)
Tax Payments (940.28)
Total Outflows ($1,757.23) ($94,271.04)
TRADE ACTIVITY
Settled SalesiMaturities/Redemptions 97,192.23
Settled Securities Purchased (103.712.32)
Total Trade Activity $0.00 ($8,520.09)
Ending Cash Balance $0.00
• Year to date information is calculated on a calendar year basis.
• Your account's standing instructions use a HIGH COST method for relieving assets
from your position
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GHISLAINE MAXWELL-HY ACCT
For the Period 12/1/12 to 1201/12
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type Owm t Per Unit
Settle Date Selection Method Description Amount Amount
Income
12/3 Corporate Interest AMKOR TECHNOLOGIES INC 65/8% JUN 01 2021 DM 5,000.000 0.033 165.63
05/2012011 (ID: 031652-8E-9)
12/3 Corporate Interest COVANTA HOLDING CORP SR NOTES 7 1/4% DEC 01 3,000.000 0.036 108.75
2020 DM 1201/2010 (ID: 22282E-AD-4)
12/3 Corporate Interest FELCOR LODGING LP 6 3/4% JUN 01 2019 DM 5,000.000 0.034 168.75
05/10/2011 (ID: 314300-BB-2)
12/3 Corporate Interest HOST HOTELS 8 RESORTS LP 6 314% JUN 01 2016 DTD 8,000.000 0.034 270.00
0404/2006 (ID: 44108E-BA-5)
12/3 Corporate Interest LENNAR CORPORATION 5.6% MAY 31 2015 DTD 10000.000 0.028 280.00
4/282005 (ID: 526057-AS-3)
12/3 Corporate Interest OMNICARE INC 73/4% JUN 01 2020 DTD 05/18/2010 15,000.000 0.039 581.25
(ID: 681904-AM-0)
12/3 Corporate Interest SPRINT NEXTEL CORP 6% DEC 1 2016 DM 11/20/2006 20,000.000 0.03 600.00
(ID: 852061-AD-2)
12/3 Interest Income DEPOSIT SWEEP INTEREST FOR 11/01/12 - 11/30/12 0.30
.01% RATE ON AVG COLLECTED BALANCE OF
$32,264.81 AS OF 12/01/12
12/7 Foreign Interest ARCELORMITTAL 9.85% JUN 01 2019 DTD 05/20/2009 6,000.000 0.052 310.50
AS OF 12/03/12 (ID: 03938L-AM-6)
12/12 Accrued IM Reed SUPERVALU INC 8% MAY 01 2018 DTD 05/07/2009 1,000.000 0.009 9.11
(ID: 868536-AT-0)
12/12 Accrued IM Real SUPERVALU INC 8% MAY 01 2016 DID 0507/2009 1,000.000 0.009 9.11
(ID: 868536-AT-0)
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GHISLAINE MAXWELL
For the Period 311/12 to 3/31/12
Portfolio Activity Detail - Canadian Dollar
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Lose USD
3/6 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,153.420 13.75
0.6100% DATED 02/28/2012 MATURITY 03/06/2012 13.66
HELD BY LONDON TREASURY SERVICES
(ID: 2527Y9-9L-9)
3/6 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (13.860) (13.75)
(ID: OCADPR-AA-6) (13.66)
3/6 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (115,153.420)
High Cost 0.8100% DATED 02/282012 MATURITY 03/06/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2527Y9-9L-9)
3/6 Receipt of Assets JP MORGAN CHASE BANK- CAD LONDON TIME DEPOSITS 115,167.080
0.6100% DATED 03/06/2012 MATURITY 03/13/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 252/3B9-9T-5)
3(13 Foreign Interest JP MORGAN CHASE BANK- CAD LONDON TIME DEPOSITS 115,167.080 13.75
0.6100% DATED 03/08/2012 MATURITY 03/13/2012 13.66
HELD BY LONDON TREASURY SERVICES
(ID: 252859-9T-5)
3/13 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (13.860) (13.75)
(ID: OCADPR-AA-6) (13.66)
3(13 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (115,167.080)
High Cost 0.6100% DATED 03/08/2012 MATURITY 03/13/2012
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2528139-9T-5)
JP Morgan Page 24 of 53
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GHISLAINE MAXWELL IRA ACCT.
For the Period 10/1/11 to ioaini
Account Summary
Beginning Ending Change Estimated Current
Asset Allocation Market Value Market Value In Value Annual Income Allocation
Cash 8 Fixed Income 55.582 22 55.708.32 126.10 910.62 100%
Market Value $66.682.22 266,708.32 $126.10 $810.62 100%
Accruals 76.08 75.05 (1.03)
Market Value with Accruals 866,868.30 266,793.37 $126.07
Current Year-to-Date
Portfolio Acti% it? Period Value Value
Beginning Market Value 66,682.22 66,719.64
Income 8 Distributions 76.08 88.62
Change In Investment Value 50.02 (99.84)
Ending Market Value $65,708.32 $56,708.32
Accruals 75.05 75.05
Market Value with Accruals $66,783.37 $66,783.37
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GHISLAINE MAXWELL -TAP DYS ACCT
For the Period 6/1/13 to 6/30/13
Account Summary CONTINUED
Current Year-to-Date Current Year-to-Date
Tax Summary Period Value Value Period Value Value
Domestic Dividends/Distributions 1,772.93 11.361.29 ST Realized Gain/Loss (1,224 90) (1,173 17)
Interest Income 0.31 1.66 Realized Gain/Loss ($1,224.90) ($1,173.17)
Taxable Income $1,773.24 411,382.86
Tax-Exempt Income 1,313.81 1,313.81
To-Date Value
Tax-Exempt Income $1,313.81 $1,313.81
Unrealized Gain/Loss 015,909.301
COS( SUillillary Cost
Equity 105.356 00
Cash & Fixed Income 700,291 03
Total 5805.647.03
J.P.Morgan Account Page 3 el 1.3 Consolidated Statement Page 53
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GHISLAINE MAXWELL IRA ACCT.
For the Period 4/1/12 to 4 0/12
TRADE ACTIVITY
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
4/2 Purchase JPM SNORT DURATION BOND FD - SEL REINVESTED 411 5.977 10.97 (65.57)
4/2 10.97 PER SHARE (ID:
JP Morgan Page 7 of 7
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GHISLAINE MAXWELL ACCT.
For the Period 9/1/12 to 9/3W12
Notes: • Transaction Market Value is representative of the pnor trading days market value This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Sett* Date Selection Method Description Cost Market Value •
Securities Transferred Out
9/11 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,231,927.850) (213,839.23)
0.8000% DATED 09/04/2012 MATURITY 09/11/2012 207,890.41
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2531F9-9J-7)
9/18 Free Delivery JP MORGAN CHASE BANK NOK LONDON TIME DEPOSITS (1,232,119.480) (216,047.59)
0.8500% DATED 09/11)2012 MATURITY 09/18/2012 207,923.67
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID• 2531H9-9X-4)
9,25 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,232,323.120) (214,307.74)
0.8500% DATED 09/18/2012 MATURITY 09/25/2012 207,959.38
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2531L9-9P-6)
Total Securities Transferred Out (S866,837.85)
JP Morgan Page 29 of 32
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CHISLAINE MAXWELL ACCT.
For the Period 3/1/14 to
Portfolio Activity Summary - Canadian Dollar
PRINCIPAL
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value' Period Value vaiur
Beginning Cash Balance 116,647.97
INFLOWS
Income 111.65 122.38
Total Inflows $0.00 $111.66 0.00 122.38
OUTFLOWS*"
Withdrawals (96.97) (106.33)
Foreign Exchange - Outflows (105,377.91) (105,377.91) (118,547.97) (116,547.97)
Total Outflows (3106,377.91) (3106,476.88) (118,647.97) (114,666.30)
TRADE ACTIVITY
Settled Sales MatuntleatRademptbna 114,11217 116,533.92
Total Trade Activity 30.00 $114,112.17 0.00 116,633.82
Ending Cash Balance 0.00 ENV
J.P. Morgan Account Page 15 of 24 Consolidated Statement Page 18
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GHISLAINE MAXWELL-HY ACCT.
For the Period 12/I/I I to 12/31/11
Adjusted Tax Cost Unreakzed Est. Annual Income
Pnce Quantity Value Original Cost Gain/Loss Acaued Interest Yield
US Fixed Income
CHESAPEAKE ENERGY CORP 106.50 15,000.00 15,975.00 15,975.00 975.00 5.15%
6 1/2% AUG 15 2017 368.32
DTD 8/16/2005
165167-BS-5 se. /13A3
CCO HLDGS LLC CAP CORP 105.38 15,000.00 15,808.25 15,825.00 (18.75) 1,087.50 6.14%
71/4% OCT 30 2017 184.26
DID 09/27/2010
1248EP-AQ-6 BB- /51
WINDSTREAM CORP 108.25 20,000.00 21,850.00 21,450.00 200.00 1,575.00 6.17%
7 7/8% NOV 01 2017 262.50
DTD 10/08/2009
97381W-AJ-3 B. /8A3
CASCADES INC 99.00 10.000 00 9,900.00 10,475 00 (575.00) 775.00 7.96%
7 3/4% DEC 15 2017 34.44
DTD 12/03/2009
146900-AG-0 B+IBA3
CLEAR CHANNEL WORLDWIDE 108.00 10,000.00 10,800.00 11,000.00 (200.00) 925.00 7.58%
9 1/4% DEC 15 2017 41.11
DTD 06/15/2010
184,510-AD-0 8 /82
EQUINIX INC 109.00 10.000.00 10,900.00 10,772.50 127.50 812.50 8.34%
SR NOTES 8 118% MAR 01 2018 270.83
DTD 03/03/2010
29444U-4J-5 BB- /BA2
CABLEVISION SYSTEMS CORP 106.00 10.000 00 10.600.00 10,775.00 (175.00) 775.00 6 57%
SR NOTES 73/4% APR 15 2018 163 61
DTD 04/15/2010
12886C-A2-2 B. /B1
JP Morgan Page 11 of 23
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CHISLAINE MAXWELL ACCT.
For the Period 5/1/14 to 5/31/14
Account Summary CONTINUED
Current Year-to-Date Current Year-to-Date
Tax Summary Period Value Value Period Value Value
Domestic DividendsiDistributions 3,142.18 ST Realized Gain/Loss 36.33
Foreign Dividends 97623 LT Realized GaINLoss 21,985.40
Currency Gain/Loss (12,926.06) Realized Gain/Loss 922,021.73
Interest Income 9.413.97
Taxable Income $607.00
Tax-Exempt Income 5,00020
Bond Premium Amortization (2,601.04)
Tax-Exempt Income $2,396.96
Note: - This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the
federal level but are state exempt. This summary may not include all income derived from Municipal Securities. Please consult your tax advisor for tax implications.
Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation.
Tax-Exempt Income Tax-Exempt Income
Summary by State* Current Year-to-Date Summary by State* Current Year-to-Date
Period Value Value Period Value Value
MA 451.06 TX 1.256.24
MI 691.66 Tax-Exempt Income $2,396.96
J.P.Morgan Account Page 3 o' 5 Consolidated Statement Page 6
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GHISLAINE MAXWELL -OAP HID ACCT.
For the Period 7/1/13 to 7/31/13
Type Quantity
Settle Date Selection Method Description Amount
Tax Payments
7/3 FGN Tax Withheld TELEKOMUNIKASI IND SPONS ADR TAX WITHHELD (41.60)
INDONESIA 20.00% (ID: 715684-104)
7/5 FGN Tax Withheld ISRAEL CHEMICALS LTD ADR TAX WITHHELD ISRAEL (68.52)
10.90% (ID: 465036-20-0)
7/18 FGN Tax Withheld TOTAL SA SPONS ADR TAX WITHHELD FRANCE 30.00% 122226)
(ID: 89151E-10-9)
7/25 FGN Tax Withheld SANOFI DUE TO FRENCH TAX CREDITS. THE 11.62
UNFAVORABLE TAX RATE HAS BEEN REDUCED TO
29.348287 FROM 30%. RELATED TO DIVIDEND PAYMENT
ON 06/05/2013 (ID: 80105N-10-5)
7/30 FGN Tax Withheld TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS (80.17)
ADR TAX WITHHELD TAIWAN 20.00%AS OF 07/29/13
(ID: 874039-10-0)
7/31 FGN Tax Withheld PETROCHINA CO LTD ADR TAX WITHHELD CHINA 10.00% (51.83)
AS OF 07/29/13 (ID: 71648E-10-0)
Total Tax Payments (1662.18)
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GHISLAINE MAXWELL -TAP DYS ACCT
For the Period 11/1/13 to II/30/13
INFLOWS & OUTFLOWS
Type Quantity Per Unit
Settle Date Selection Method Description Cost Amount Amount
11/4 Div Domest PIMCO EMERGING MARKETS CORPORATE BOND FUND 2.473.350 0.034 85 20
10131/13 INCOME DIVIDEND 412 0.034 PER SHARE AS
OF 10(31113 (ID: 72201W85-7)
11/4 Div Domest RIDGEVVORTH SEIX FLOATING
-I 11/01/13 INCOME 6,502.655 0.031 201 71
DIVIDEND 0.031 PER SHARE AS OF 11/01/13
(ID: 76628T-67-8)
11/4 Div Domest TRP INST FLOATING RATE-F 10/31/13 INCOME 5,394.060 0.034 184 98
DIVIDEND Q 0.034 PER SHARE AS OF 10/31/13
(ID: 779588-10-5)
11/15 Name Change JPM INTREPID EUROPEAN FO - SEL FUND 1232 TO (885.021)
4812A0680 (ID: 4812A0-67-2) (20.316.00)
11/15 Name Change JPM INTREPID EUROPEAN FO - INSTL FUND 1300 FROM 875.283
4812A0672 (ID: 4512A0-68-0) 20,316.00
11/26 Div Domest PIMCO EMERGING MARKETS CORPORATE BOND FUND 1,218.151 0.054 85.82
11/25/13 INCOME DIVIDEND 0.054 PER SHARE AS
OF 11/25/13 (ID: 72201W-85-7)
Total Inflows & Outflows $2.448.04
J.P. Morgan Accour liPage 14 of 15 Consolidated Statement Page 70
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CHISLAINE MAXWELL - OAP IHD ACCT.
For the Period 7/1/13 to 7/31/13
TRADE ACTIVITY
Note: S indicates Short Term Realized Gain/Loss
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GaIn/Loss
Settled Sales/Maturities/Redemptions
7/8 Sale COMPANHIA ENERGET1CA DE MINAS GERAIS SPONS ADR (548.000) 8.926 4,891.52 (5,444.64) (553.12) S
7/11 High Cost REP NON VOTING PFD 0 8.9563 4,908.05 BROKERAGE
16.44 TAX 8/OR SEC .09 ESI SECURITIES COMPANY
(ID: 204409-60-1)
7/9 Sale COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR (456.000) 8.814 4.01920 (4,530.57) (511.37) S
7 12 High Cost REP NON VOTING PFD 0 8.8442 4032.96 BROKERAGE
13.68 TAX 8/OR SEC .08 ESI SECURITIES COMPANY
(ID- 204409-60-1)
Total Settled Sale stritaturities/Redemptions 66.910.72 (69,97621) ($1,064.49) S
Trade Date Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
7/12 Purchase ABB LTD SPONS ADR 0 22.4047 6,049.27 BROKERAGE 270.000 22.445 (6.060.07)
7117 10.80 ESI SECURITIES COMPANY (ID: 000375-20-4)
7/12 Purchase ASTRAZENECA PLC SPONS ADR 0 49.4017 3,458.12 70.000 49.442 (3.460.92)
7/17 BROKERAGE 2.80 ESI SECURITIES COMPANY
(ID: 046353-10-8)
7/12 Purchase ME SYSTEMS PLC SPONS ADR . 25.81 2,988.15 115.000 25.85 (2,972.75)
7/17 BROKERAGE 4.60 ESI SECURITIES COMPANY
(ID: 05523R-10-7)
7/12 Purchase BAYER A G SPONS ADR 0 110.5458 3,316.37 30.000 110.586 (3.317.57)
7/17 BROKERAGE 1.20 ESI SECURITIES COMPANY
(ID: 072730-30-2)
J.P. Morgan Account Page 14 of 18 Consolidated Statement Page 56
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CHISLAINE MAXWELL ACCT.
For the Period 9/1/13 to 9130/13
Portfolio Activity Summary - Pound Sterling
PRINCIPAL
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value Period Value Value
Beginning Cash Balance — — 8.617.130 -
INFLOWS
Income 874.00 6.461.44 543.75 4.200 92
Total Inflows $874.00 66,461.44 643.76 4,200.92
OUTFLOWS "
Tax Payments (21.35) (13.37)
Total Outflows 30.00 (621.35) 0.00 (13.37)
TRADE ACTIVITY
Settled Securities Purchased (1.663.11) (1.095.27)
Total Trade Activity 50.00 (51.663.11) 0.00 (1.095.27)
Ending Cash Balance 9,161.55
INCOME
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Period Value Value Period Value Value
Beginning Cash Balance 0.00
Ending Cash Balance 0.00
J.P.Morgan Page 31 of 33
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CHISLAINE MAXWELL ACCT.
For the Period II/1/13 to 11/30/13
Portfolio Activity Summary - Pound Sterling
PRINCIPAL
US Dollar Value Local Value
Current Year-To-Date Current Year-To-Date
Transactions Period Value Period Value Value'
Beginning Cash Balance 9,644.48
INFLOWS
Income 1.598 15 9.600.19 1,003.41 6.158.50
Total Inflows 61.698.18 $9,600.19 1,003.41 6.166.60
OUTFLOWS ."
Wthdrawals (17,039.08) (17,039.08) (10,547.90) (10,547.90)
Tax Payments (21.35) (13.37)
Total Outflows 017.039.08) ($17,060.43) (10,647.90) (10,661.27)
TRADE ACTIVITY
Settled Securities Purchased (2,588.16) (1,666.50)
Total Trade Activity 60.00 (62,688.16) 010 (1,66640)
Ending Cash Balance MM.
0.00
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GHISLA1NE MAXWELL ACCT. (a
For the Period 2/1/13 to 2/28/13
INFLOWS & OUTFLOWS
Per Unit PRINCIPAL INCOME
Type Amount USD Amount USD Amount USD Currency
Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD
2'15 Foreign Interest JP MORGAN CHASE BANK- CAD LONDON TIME DEPOSITS 115,799.330 12.82
0.5700% DATED 02/08/2013 MATURITY 02/15/2013 12.83
HELD BY LONDON TREASURY SERVICES
(ID: 2533V9-9E-6)
2/15 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (12_830) (12.82)
(ID: 0CADPR-AA-8) (12.83)
2/22 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,812.1130 12.80
0.5700% DATED 02/15/2013 MATURITY 02/22/2013 12.84
HEW BY LONDON TREASURY SERVICES
(ID: 2533X9-9W-4)
2122 Mitt Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (12840) (12.60)
(ID: 0CADPR-AA-6) (12.84)
Total Inflows & Outflows $0.00
SECURITIES TRANSFERRED IN/OUT
Notes: Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Quantity Transaction
Settle Date 'ra tion Method Desenption Cost Market Value'
Securities Transferred In
2/1 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115.786.500
0.5700% DATED 02/01/2013 MATURITY 02/08/2013 113.395.08
HELD BY LONDON TREASURY SERVICES CLIENT REF FTD
(ID: 2533.59-914-2)
JP Morgan Page 22 of 29
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048967
Chase
CONFIDENTIAL SDNY_GM_00318165
EFTA01521571
DataSet-10
Unknown
1 pages
CHISLAINE MAXWELL-HY ACCT
For the Period 9/1/12 to 9/30112
Adjusted Tax Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost GainiLoss Accrued Interest Yield
US Fixed Income
J.P.Morgan Page 11 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050496
Chase
CONFIDENTIAL SDNY_GM_00319694
EFTA01522906
DataSet-10
Unknown
1 pages
CHISLAINE MAXWELL-HY ACCT
For the Period 7/1/12 to 7/31/12
TRADE ACTIVITY
Note: L indicates Long Term Realized Gain Loss S indicates Short Term Realized Gain/Loss
• Settled transaction was initiated in prior statement period and settled In current statement period
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
6/29 Sale FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD (1,000.000) 193.80 1,067.50 (1077.50) (10.00) S.
7/5 High Cost 9/23/2033 0108.75 CREDIT SUISSE FIRST BOSTON
LLC (ID: 345397-T24)
6/29 Sale FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD (1,000.000) 106.80 1,067.50 (1,077.50) (10.00) S'
7/5 High Cost 9/23/2033 O 106.75 JEFFERIES 8 COMPANY
(ID: 345397-12-6)
6/29 Sale FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD (2,000.000) 106.80 2,135.00 (2,155.00) (2000 3 .
7)5 High Cost 9/23/2033 CO 108.75 MLPFS INC/FIXED INCOME
(ID: 345397-12.6)
7/9 Sale FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD (1,000.000) 108.60 1,068.25 (1,077.50) (11.2s) L
7/12 High Cost 9/23/2033 O 106.625 CREDIT SUISSE FIRST BOSTON
LLC (ID: 345397-12-6)
7/9 Sale FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD (1,000.000) 106.50 1,065.00 (1077.93) (12.50) L
7/12 High Cost 9/23/2033 106.50 FUJI SECURITIES
(ID: 345397-124)
7/10 Sale FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD (1,000.000) 108.50 1,065.00 (1,077.50) (12.501 L
7/13 High Coat W23/2= . 106.50 FUJI SECURITIES
(ID: 345397-124)
7/16 Redemption CKE RESTAURANTS INC 11 3/8% JUL 15 2018 DTD (2,000.000) 103.00 2,060.00 (2,210.00) (150.03) L
7/16 Pro Rata 07/12/2010 PARTIAL ISSUE CALLED O 103.00
(ID: 12931E-AK-1)
7/11 Sale FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD (1,000.000) 106.50 1,065.00 (1,077.50) (12.50) L
7/16 High Cost 9/23f2003 0 106.50 CANTOR FITZGERALD / MORTGAGE
BACKE (ID: 345397-T24)
J.P.Morgan Page 23 of 26
Confidential Treatment Requested by JPMorgan JPM-SDNY-00050450
Chase
CONFIDENTIAL SDNY_GM_00319648
EFTA01522865