EFTA01521407.pdf
GHISLAINE MAXWELL ACCT.
For the Period 10/1/12 to 1 I/I
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value 0nginal Cost Gain/Loss Accrued Div. Yield
Preferred Stocks
CITIGROUP CAPITAL XIII 27.81 10,000.00D 278,100.00 261,300.00 16,800.00 19,690.00 7.08%
7 7,6% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V 25.08 4,200.000 105,338.00 98,778.96 6,557.04 7,350.00 6.98%
7% PFD 1,837.50
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 28.31 2,500.000 65,775.00 62,500.00 3,275.00 4,187.50 6.37%
61% PFD
48125E-20.7 JPM PC
Total Preferred Stocks $449,211.00 $422,679.94 $211,132.04 $31,227.60 6.96%
S1.837.50
Concentrated & Other Equity
GENERAL MOTORS CO 40.62 1,000.000 40,620.00 50,000.00 (9,380.00) 2 375 00 5 85%
CV PFD B
37045V-20-9 GM PB
JPI10FtGAN CHASE & CO 115.75 150.000.000 173.623.50 157,909.17 15,714.33 11$50 CO 6 746,
7.9% PFD STK APR 30 2049
DTD 04/23/2008
48625H-HA-1 BBB /BA1
Total Concentrated & Other Equity 3214,243.60 $207,909.17 66.334.33 $14,225.00 6.57%
JP Morgan Page 7 of 35
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048788
Chase
CONFIDENTIAL SDNY_GM_00317986
EFTA01521407
For the Period 10/1/12 to 1 I/I
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value 0nginal Cost Gain/Loss Accrued Div. Yield
Preferred Stocks
CITIGROUP CAPITAL XIII 27.81 10,000.00D 278,100.00 261,300.00 16,800.00 19,690.00 7.08%
7 7,6% PFD
173080-20-1 C PNNA /BA1
COUNTRYWIDE CAPITAL V 25.08 4,200.000 105,338.00 98,778.96 6,557.04 7,350.00 6.98%
7% PFD 1,837.50
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 28.31 2,500.000 65,775.00 62,500.00 3,275.00 4,187.50 6.37%
61% PFD
48125E-20.7 JPM PC
Total Preferred Stocks $449,211.00 $422,679.94 $211,132.04 $31,227.60 6.96%
S1.837.50
Concentrated & Other Equity
GENERAL MOTORS CO 40.62 1,000.000 40,620.00 50,000.00 (9,380.00) 2 375 00 5 85%
CV PFD B
37045V-20-9 GM PB
JPI10FtGAN CHASE & CO 115.75 150.000.000 173.623.50 157,909.17 15,714.33 11$50 CO 6 746,
7.9% PFD STK APR 30 2049
DTD 04/23/2008
48625H-HA-1 BBB /BA1
Total Concentrated & Other Equity 3214,243.60 $207,909.17 66.334.33 $14,225.00 6.57%
JP Morgan Page 7 of 35
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048788
Chase
CONFIDENTIAL SDNY_GM_00317986
EFTA01521407