EFTA01381447.pdf

supervision and inspection by BaFin. Section 44 (1) of the Banking Act shall apply mutatis mutandis. Part 5 Concluding provisions Section 62 Non-application of the Insurance Supervision Act (Versicherungsaufsichtsgesetz) The provisions of the Insurance Supervision Act (Versicherungsaufsichtsgesetz) shall not apply to deposit guarantee schemes. Section 63 Transitional provisions (1) Sections 3 to 5 of the Deposit Guarantee and Investor Compensation Act (Einlagensicherungs- und Anlegerentschadigungsgesetz) of 16 July 1998 (Federal Law Gazette I page 1842), as most recently amended by Article 6 of the Act of 15 July 2014 (Federal Law Gazette I page 934), shall continue to apply in the version in force until that date to compensation events determined before the entry into force of the Deposit Guarantee Act (Eintagensicherungsgesetz) of 28 May 2015 (Federal Law Gazette I page 786). (2) Until the amounts designated in section 17 (2) have been reached for the first time, the thresholds in accordance with section 49 (3) shall not apply in relation to these amounts, but to the existing available financial means. (3) Section 8 of the Deposit Guarantee and Investor Compensation Act of 16 July 1998 (Federal Law Gazette I page 1842), as most recently amended by Article 6 of the Act of 15 July 2014 (Federal Law Gazette I page 934), and the provisions of the Regulation on Contributions to the Compensation Scheme of German Banks (Ed8-Beitragsverordnung) of 10 July 1999 (Federal Law Gazette I page 1540) issued in accordance with section 8 (8) sentence 1 of the Deposit Guarantee and Investor Compensation Act, as most recently amended by Article 5 of the Regulation of 30 January 2014 (Federal Law Gazette I page 322), and the Regulation on Contributions to the Compensation Scheme of the Association of German Public Sector Banks (EdVOB-Beitragsverordnung) of 10 July 1999 (Federal Law Gazette I page 1538), as most recently amended by Article 4 of the Regulation of 30 January 2014 (Federal Law Gazette I page 322), shall continue to apply to the annual contributions, one-time payments, extraordinary contributions and extraordinary payments to be collected for contribution assessment years ending on or before 30 September 2014. (4) By way of derogation from section 19 (2) to (4), the annual contributions for the contribution assessment year ending on 30 September 2015 for the CRR credit institutions assigned in accordance with section 24 (1) numbers 1 and 2 shall be collected in accordance with section 8 of the Deposit Guarantee and Investor Compensation Act of 16 July 1998 (Federal Law Gazette I page 1842), as most recently amended by Article 6 of the Act of 15 July 2014 (Federal Law Gazette I page 934), and the provisions of the Regulation on Contributions to the Compensation Scheme of German Banks of 10 July 1999 (Federal Law Gazette I page 1540) issued in accordance with section 8 (8) sentence 1 of the Deposit Guarantee and Investor Compensation Act, as most recently amended by Article 5 of the Regulation of 30 January 2014 (Federal Law Gazette I page 322), and the Regulation on Contributions to the Compensation Scheme of the Association of German Public Sector Banks of 10 July 1999 (Federal Law Gazette I page 1538), as most recently amended by Article 4 of the Regulation of 30 January 2014 (Federal Law Gazette I page 322). (5) The articles of association of a recognised institutional protection scheme in accordance with section 47 (1) may permit the collection of the annual contribution by the protection scheme for the contribution year ending in 2015 to depart from the requirements of this Act. 28 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080426 CONFIDENTIAL SDNY_GM_00226610 EFTA01381447