EFTA01364901.pdf

GLDUS238 SOUTHERN FINANCIAL LLC Exhibit C FOR ENTITIES (PARTNERSHIPS, TRUSTS, CORPORATIONS, ETC.) Any investor subscribing as an individual should skip this section. ACCREDITED INVESTOR STATUS (Please Check All That Apply) ❑ The Investor is a corporation, partnership, limited liability company, a Maccarhusetts or similar business trust, or an organization described in Section 501(eX3) of the Internal Revenue Code of 1986, as amended, and the rules and regulations promulgated thereunder that was not formed for the specific purpose of acquiring the Interest, with total assets in excess of $5,000,000. ❑ Any trust with total assets in excess of $5,000,000, not formed for the specific purpose of acquiring the Interest, whose purchase is directed by a sophisticated person as described in Rule 506(bX2)(ii) of Regulation D. ❑ The Investor is an entity which falls within one of the following categories of accredited investor set forth in Rule 501(a) of Regulation D under the Securities Act: ❑ A bank as defined in Section 3(a)(2) of the Securities Act, or any savings and loan association or other institution as defined in Section 3(a)(5XA) of the Securities Act whether acting in its individual or fiduciary• capacity (this includes a trust for which a bank acts as trustee and exercises investment discretion with respect to the trust's decision to invest in the Partnership). ❑ An insurance company as defined in Section 2(13) of the Securities Act. ❑ A broker-dealer registered pursuant to Section 15 of the U.S. Securities Exchange Act of 1934, as amended. An investment company registered under the Investment Company Act. A business development company as defined in Section 2(a)(48) of the Investment Company Act. A Small Business Investment Company licensed by the U.S. Small Business Administration under Section 301(e) or (d) of the Small Business Investment Act of 1958, as amended. Any private business development company as defined in Section 202(a)(22) of the Investment Advisers Act of 1940, as amended. Any plan established and maintained by a state, its political subdivisions, or any agency or instrumentality of a state or its political subdivisions, for PROPRIETARY AND CONFIDEN77AL C-3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055450 CONFIDENTIAL SDNY GM_00201834 EFTA01364901