EFTA01453785.pdf

As of 4/15/14 Live Description Trade Date Expiration Notional Cost Basis MTM* MTM* P/L USDJPY Triple One-Touch 101 Call 11/21/2013 11/20/2014 1,000,000 USD r $ - $ (5,370) $ (5,370) USDJPY 102.5 Call 1/31/2014 5/1/2014 10,000,000 USD $190,000 $ 27,794 $ (162,206) Jun14 WTI 101/93.50 Risk Reversal 3/13/2014 5/15/2014 100,000 bbI s $ - $ 304,299 $ 304,299 Dec14 Copper 7000 Call 4/7/2014 12/3/2014 1,250 metric tons $ 331,250 $ 244,280 $ (86,970) r $ 521,250 $ 571,004 $ 49,754 * Not a bid/offer. Mid Mark-to-Market as reported on client s DB Valuation Statement. Closed Initial Trade Unwind Unwind Description Date Trade Date Cost Basis Value P/L USDCAD RKI Call Spread 1/17/2014 3/5/2014 $109,995 $ 115,000 $ 5,005 USDRUB 37.595 Binary 3/13/2014 4/14/2014 1,000,000 USD $ 257,000 $ - $ (257,000) $ (251,995) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111603 CONFIDENTIAL SDNY_GM_00257787 EFTA01453785