EFTA00083990.pdf

09 2002 JPMorgan Chase Bank 345 Park Avenue. New York, NY 10154-1002 JPMorgan Private Bank Account Number Confidential Page 1 of 9 JEFFREY EPSTEIN Asset Account Portfolio September I - September 30, 2002 Table of Contents Page Portfolio Summary 2 Cash and Short Term 3 Trade Activity 5 Account Transactions 6 Account Officers Service Specialist: RILEYIHORNBECKER 0000000000 00 0000 000 000000020 000000 JEFFREY E EPSTEIN C/O FINANCIAL TRUST COMPANY ATTN: JEANNE BRENNAN GOVERNMENT EXHIBIT 504 52 20 Cr. 330 (AIN) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005505 Chase EFTA00083990 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 fl JPMorgan Private Bank Account Numbe Asset Account Portfolio Page 2 of 9 JEFFREY EPSTEIN September 01, 2002 • September 30, 2002 Overview renke( Vera 1.1S0 lirker Valpe US() Tex Enlmetee Annua( Portfolio Summary Cash & Short Term S4030 6,838,687.24 Aur3f 14,816,643.79 COM USO 6,838,687.24 brom* USD 109,416.12 Except kr the Depcwt Acta"! (e ~ir) end the osen sn pro Aue( notam( (Mon Total 6,838,687.24 14,818,843.79 8,838,687.24 109,416.12 n maure° dapOUIS wrtn.IPMCI) nr» of Me "...nemme rekna/ tn (hm stammen: of yre Aser notam( 'menene ~ml fonds ro FOPC munn% of benk depcorts Accrued Intome 11,992 75 22,043 45 Obkg•bovg of Or gvartreood by JANCO of (my o( on bank av tnnfr offhtwes (utdan Total Portfolio Value 6,850,679.99 14,838,687.24 OVIgnuu9e md.:0W) Sve° SOCurgain ard otnrommtments ro sotra k, "remmen; meiude)9 Pass«. bas ot inong~ ~Nag ~nagd Soo 'Importen( information obo& gauv JF,» EkoMene Aceount cg the end ot the Aszet Accourd ~ho Asset Allocation Intome Summary 100% Cash and Short Term Thls Perler USD Vw to Dele USD` Taxable Interest 949.99 949.99 U.S. Tax Exempt Dividends 21,093.46 21,475.74 Total 22,043.45 22,425.73 Contidential Treatment Requested by JPMorgan JPM-SDNY-00005506 Chase EFTA00083991 09 2002 JPMorgan Chase Bank 345 Park As cam, New York, NY 10154-1002 q1PMorgan Private Bank Account Number Asset Account Portfolio Page 3 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30. 2002 Cash and Short Term Summary by Maturity CunentAletket Value &Mated Annual income USD USD Cash 957.08 12 44 Less Than 3 Months 6,837,730.16 109.403 68 Total 8,838,687.24 109,416.12 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Linn Cost Tax Cost Current Estimated CLIMIlt Description atSISS Market Aquaria Madre( Value USO Unroahse4 Annual 19001 Cus'pSSP Moody's Raring Currency Quantity Original Price Original Accrued Interest USO Don/Loss USD Income USD % Cash JP MORGAN TAX FREE MONEY MARKET USD 957.08 1.00 1.00 957.08 957.08 12.44 1.30 PREMIER CLASS SWEEP FUND (92) 0.83 (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annuakzed Yield: 1.27% Short Term by Maturity J P MORGAN TM FREE MONEY MARKET USD 6,837,730.16 1.00 1 00 6.837,730 16 6,837,730.16 109.403 68 1 60 FUND INSTITUTIONAL SHARE CLASS 11,991.92 (FUND 840) 7-Da Annualized Yield: 1.52% Confidential Treatment Requested by JPMorgan JPM-SDNY-00005507 Chase EFTA00083992 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 ° JPMorgan Private Bank Account Number Asset Account Portfolio Page 4 of 9 JEFFREY EPST IN September 01, 2002 - September 30, 2002 Cash and Short Term by Type continued Una Cost Tax Cost Covent Estimated Current Description Marker A y Marker Value UW Unrealized Annual Weld' CustpCiald«Mrs Rating Currency OuanOry Original Price Ongins! Accrued ;merest USO GairYLoss USO Income UW YTAS Total Cash and Short Term 6,838,687.24 6,838,687.24 0.00 109,416.12 1.60 11,992.75 Important Information ~U. Pricing and WhieflOOS Prom some or wench ere provided by prong Serr,Ce3 a OW« SWOP, rh e deem mast% am not guaranteed for ~racy a as ferkzal0e valuer Confidential Treatment Requested by JPMorgan JPM-SDNY-00005508 Chase EFTA00083993 09 2002 JPMorgan Chase Bank 345 Park Avenue. New York, NY 10154-1002 JPMorgan Private Bank Account Number Asset Account Portfolio Page 5 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Trade Activity Realized Gain/Loss Summary Amount USD Short Term Gain/Loss 0.00 Long Term Gain/Loss 0.00 Note: S incicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss Capital gains and losses on sales with missing or incomplete tax cost are identified with WA. Trade Activity by Type Trade Semement Realized Care Clare Type OeungifIon Currency Quantify P/1OVUM Name CostoProcels Tax COW Gainless 050 Settled Aug 30 Sep 3 Purchase J P MORGAN TAX FREE MONEY MARKET USD 21,086 37 1.00 - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 84O) Sep 10 Sep 10 Sale J P MORGAN TAX FREE MONEY MARKET USD - 2,000,000 1.00 2,000,000.00 - 2,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 16 Sep 16 Sale J P MORGAN TAX FREE MONEY MARKET USD - 1,000,000 1.00 1,000,000.00 - 1,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 18 Sep 18 Sale J P MORGAN TAX FREE MONEY MARKET USD - 5,000,000 1.00 5,000,000.00 - 5,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005509 Chase EFTA00083994 09 2002 JPMorgan Chase Bank 345 Park Avenue. New York, NY 10154-1002 JPMorgan Private Bank Account Numbe Asset Account Portfolio Page Got 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Account Transactions Cash Activity Summary Amount1MS Amount Year Penod USD to Date USD' Beginning Balance .00 Credits Dividends 21,093 46 21.475 74 Taxable Interest 949.99 949.99 Sweep Account Sales 48,998.65 Sales, Maturities, Redemptions 8,000,000.00 18,000,000.00 Miscellaneous Receipts 24,767,645.14 Debits Sweep Account Purchases - 957.08 - 1,339.36 Purchases of Securities - 21,086.37 - 24,837,730.16 Miscellaneous Disbursements - 8,000,000.00 - 18,000,000.00 Ending Balance .00 *Year to date information is calculated on a calendar year basis. Activity by Date Settlement are Type Quantity Descnplton Amount USD Sep 3 Dividend JP MORGAN TAX FREE MONEY MARKET 7.09 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 3 Interest INTEREST FOR AUG. @ 1.4% ON NET 949.99 AVERAGE COLLECTED BALANCE $798,956.29 AS OF 09/01/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005510 Chase EFTA00083995 09 2002 JPMorgan Chase Bank 345 Park Avenue, Nen York, NY 10154-1002 ° JPMorgan Private Bank Account Number Asset Account Portfolio Page 7 of 9 JEFFREY EPS September 01, 2002 - September 30, 2002 Activity by Date continued Sealentenz One TYPe Gummy DeSCOMM Amount VW Sep 3 Dividend J P MORGAN TAX FREE MONEY MARKET 21,086 37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 3 Purchase 21,086.37 J P MORGAN TAX FREE MONEY MARKET - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED a 51.00 J.P.MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 Sep 3 Purchase 957.08 JP MORGAN TAX FREE MONEY MARKET - 957.08 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 10 Sale - 2,000,000 J P MORGAN TAX FREE MONEY MARKET 2,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/10/02 Sep 10 Misc. Disbursement TRANSFERRED BY WIRE TO - 2,000,000.00 PALM BEACH NATL BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 16 Sale - 1,000,000 J P MORGAN TAX FREE MONEY MARKET 1,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/16/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005511 Chase EFTA00083996 09 2002 JPMorgan Chase Bank 345 Park Avenue, New York, NY 10154-1002 q1PMorgan Private Bank Account Numbe Asset Account Portfolio Page Sof 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Activity by Date continued Sealenteen One type Gummy Descraalon Amounr USD Sep 16 Misc. Disbursement TRANSFERRED BY WIRE TO - 1,000,000 00 PALM BEACH NATI BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 18 Sale - 5,000,000 J P MORGAN TAX FREE MONEY MARKET 5,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/18/02 Sep 18 Misc. Disbursement TRANSFERRED BY WIRE TO - 5,000,000.00 PALM BEACH NATL BK 8 TR CO FAO GHISLAINE MAXWELL LETTER FROM CLIENT Confidential Treatment Requested by JPMorgan JPM-SDNY-00005512 Chase EFTA00083997 09 2002 .IPNIorgan Chase Book 345 Park.!. taille, New York, NY 10154-1002 JPNlorgan Private Bank Account Numbe Asset Account Portfolio Pact: of C: JEFFREY EPSTEIN September 01, 2002 - September 30. 2002 In Case of Errons or Questions Above Your Sabena Transfers. Contact sour Morgan Teemat One Of me tenEnzone runts., on the front Wane statement ce nye. us at500 Stanton ChnstonaRoad. MOPS Mow& OE 10713-2107 as soon as sweep e you hank par statement ts wrong a I souneedMOM Worrrefonatool • WSW on me statement We must haw Wen sou no lela than CO as arse- we sent you the FIRS7statement on which tne ear or Wakenapposed (1) Ten us >0W name and account nunter (2)DescribePie antra Ma Sans& yes are unsure about and explenas clearly as you can why you oetevert 4 in antra wny >Ou need more mtormaton (3)•• us the deer *moat of me SuSpaCled error If you contact us ore* sou must send us axe conplant a Question ,n annoy; sal 10 buSinaSS days in Oldie to presenneiont Tuna We WAY olvaStyaleyOur COMplatn: and va correct any arraivorpoy dim take wren than 10 &dine...a days ro do tem (20daysfa purchased Wang your demlard se AY antemanoneltrensactons) we we anodeparamount fa me amount you thank U n and SO that yew war hare she use of frOney dam; me an* 4 takes us to COmpanteOunn.ostgaton tn Cate Of Myers or quettionS about your statement, including yew tine of credit if sou thmic that jots statement a incarect a (you need mete inkrmabon about a bansecton on put statement including a Am of crud/ tense:lionk you mum ante bus on a sesame sheet descnba• me face and send to Jettorpan Alva. Bade. 500 Montan Graham Rood. i/OPS3 Nowak OE 10713.2107. We must hem Awn you no lop than 60 days Me' me stem-rent on while the era or problem appeared is sent You can convect saw chant saven spousist but doing so wet not pomp.* yaw ryas In your Mac please porde the afammon ahem name and account number ojewidoner ammo! of re so'pectd tea and (3)• damnation ate and and expiewahow ✓you can why sou bedew these is an arm If youneed rose infarreebon you must &mute the ,tam you me unsure *dad me JPMorgan Funds or 17so -Morgan Mattnatlonal Funds or The American Century Fends JP Morgan Funds Ombitufa. be is the &Intake of the J P Merman Funds end AntietamCentury Investment Services Inc is the detntalce &Me AmowanCentury Funds JPMagan Investment Manaparrent Mc and Amensan Century Investment Management serve as 0:vestment editors to Meerespects* fund raneas Shares of the &as are not bore deposes agatenot guarenleedby any bank government en*. a Me FOC. Return and Owepre we &Clue* andredetabon wivemey be more or less don anomalous( Mae the meneymelkelAm& See* to mantel,' a slab*net easel vokeOf SIMI per share. /heed nO eSasancettrat they roe continueto do so. Theestmetedannualamassed diridendyieW edam for (naval funds representthe funds' most 'scent atom. &Wendannvalded If sou ham chosen one of me sweep mutual funds you are nobler: Met positions in me erne Money Make SweepFund fercesoot bona", or*akepanRAM Stet WM , Fund. P 7100mat& FederalMtadY Mate Sweep Fund represent halags is the JP1Ampan Federal Money Market Fund. and porticos vo the Tax Exert( Money Market Sweep Fund represent holdage in the JPIAcrgen Tax Exempt Money WOW Fund. JPMorgan Rhea Ronk • M• mmketag name Ice Me;awe* benkng buns. conducted by! P Magian Chase a Co Nebula rts subsdrones waWwd snaustag JPIAsnan Chase Bank. J P Mogen Trust Ccomany. NA wen P Morgan Saamttes Inc MIMS a a manor am* Securess Investor lhatratln Cap:aeon (SIM). a not-kr-prole membrane caporalco funded by masoteassrstropelefed mai the &maws and Exchange Commove° Securities and cosh heldkr • customer account at JPMSI ere protected up 10 On ammo, of 550.000020 The Ina $500,000 of emission. Math exlides up /a $100.000 of prolixity, ste ash a moydedby SIPC The balance a the praeCOOn viten ockeles up lo an alchhone$900.000 of pmeaton fa cash. 4 Fended by a wants* Excess Securities Bend issued by Tranvia, Cesuety and Stety Company of Amerce SPC and excess &PC protection does not protect avant bases horn fluctuations in the value cline securities Assets held in eteledy by 'PACS are net meted to S1FC ccivenspe Confidential Treatment Requested by JPMorgan JPM-SDNY-00005513 Chase EFTA00083998