EFTA01521910.pdf
GHISLAINE MAXWELL ACCT
For the Period 12/1/13 to 12/31/13
Adjusted Tax Cost Unrealized Est. Annual Inc.
Prim OuaMky Value Original Cost GairvLoss Accrued Div. Yield
Preferred Stocks
CITIGROUP CAPITAL XIII 27.25 10,000.000 272500.00 261300 00 11,200.00 19,690.00 7.23%
7 78% PFD
173080-20-1 C PN NA /BA1
COUNTRYWIDE CAPITAL V 25.35 4,200.000 108,470.00 98,778.98 7,891.04 7,350.00 8.90%
7% PFD
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 25.32 2,500.000 63.300.00 62.500.00 800.00 4,187.50 6.62%
6.7% PFD 1,046.88
48125E-20-7 JPM PC
Total Preferred Stocks $442,270.00 6422,678.96 $19,691.04 $31,227.60 7.08%
$1,046.88
Concentrated & Other Equity
JPMOROAN CHASE & CO 110.16 150,000 000 165,246 00 157.909.17 7,336.83 11,850.00 7.11%
VAR RT PFD STK 04/30/2049 2,007.90
DID 04/23/2008
46825H•HA-1 BBB /13A1
J.P Morgan Page 7 of 31
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049356
Chase
CONFIDENTIAL SDNY_GM_00318554
EFTA01521910
For the Period 12/1/13 to 12/31/13
Adjusted Tax Cost Unrealized Est. Annual Inc.
Prim OuaMky Value Original Cost GairvLoss Accrued Div. Yield
Preferred Stocks
CITIGROUP CAPITAL XIII 27.25 10,000.000 272500.00 261300 00 11,200.00 19,690.00 7.23%
7 78% PFD
173080-20-1 C PN NA /BA1
COUNTRYWIDE CAPITAL V 25.35 4,200.000 108,470.00 98,778.98 7,891.04 7,350.00 8.90%
7% PFD
222388-20-9 CFC PB
JPM CHASE CAPITAL XXIX 25.32 2,500.000 63.300.00 62.500.00 800.00 4,187.50 6.62%
6.7% PFD 1,046.88
48125E-20-7 JPM PC
Total Preferred Stocks $442,270.00 6422,678.96 $19,691.04 $31,227.60 7.08%
$1,046.88
Concentrated & Other Equity
JPMOROAN CHASE & CO 110.16 150,000 000 165,246 00 157.909.17 7,336.83 11,850.00 7.11%
VAR RT PFD STK 04/30/2049 2,007.90
DID 04/23/2008
46825H•HA-1 BBB /13A1
J.P Morgan Page 7 of 31
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049356
Chase
CONFIDENTIAL SDNY_GM_00318554
EFTA01521910