EFTA01499745.pdf

SOUTHERN FINANCIAL LLC ACCT. For the Period 10/1/13 to 10/31/13 Trade Date Type Per Unit Rested Settle Date Selection Method Description Quantity Amount Proceeds Cost Gain/Loss Settled Sales/Maturities/Redemptions 10/25 Principal Payment COUNTRYWIDE HOME LOANS 2003-26 CL B1 5.33884% (19,483.840) 100.00 19,483.64 (14,987.00) 4,476.64 L 10125 Pro Rata 06125/2033 DTD 06/01/2003 PAYMENT NC PRINCIPAL (ID: 12669E-RR-9) 10/25 Principal Payment IMPAC CMB TRUST 2005-2 CL 1M2 VAR RT 04/25/2035 (13,468.350) 100.00 13,468.35 (9,394.17) 4,074.18 S 10/25 Pro Rata DID 03/032005 PAYMENT A/C PRINCIPAL (ID: 45254N-NC-7) 10/25 Principal Payment STRUCTURED ASSET SECURITIES CO 2003-10 CL B2 (36,212.050) 100.00 36,212.05 (36.212.05) 10/25 Pro Rata 6.000% 04/25/2033 DTD 03/282003 PAYMENT NC PRINCIPAL (ID: 86359A-OWM) Total Settled Sales/MaturNles/Redemptions $4,616,928.17 (14,237,667.60) $82,226.64 L $192,741.85 $4,302.08 0 Trade Date Per UnN Seale Date Type Description Quantity Amount Market Cost Settled Securities Purchased 9/24 Purchase JPM CONT BUFF ED SX7P 10/16/1485% CONTIN 1,000,000.000 100.00 (1,000,000.00) ' 10/1 BARRIER- 0%CPN 25% CAP INITIAL LEVEL-09/24/13 SX7P:186.77 O 100.00 JP MORGAN SECURITIES LLC (BIDL) (ID: 48126N-VE-4) 9/27 Purchase ENDURO ROYALTY TRUST 5 13.85 J.P. MORGAN 5,000.000 13.85 (69,250.00) 10/2 SECURITIES LLC (ID: 29269K-10-0) 9/27 Purchase VIOLIN MEMORY INC 5 9.09 J.P. MORGAN SECURES 500.000 9.00 (4,500.00) ' 10/2 LLC (ID: 92763A-10-1) 9/27 Purchase UIL HOLDINGS CORP 5 37.25 J.P. MORGAN 2.500.000 37.25 (93,125.00) • 10/2 SECURITIES LLC (ID: 902748-10-2) JP Morgan Account Page 21 of 30 Consolidated Statement Page 24 Confidential Treatment Requested by JPMorgan JPM-SDNY-00023546 Chase CONFIDENTIAL SDNY_GM_00292744 EFTA01499745