EFTA01362167.pdf

KYC Print Page 13 of 13 Management (PWNO worldwide is committed toprofessionally serve the interests ofits clients. To do so, Client Facing Professionals1(1) (CFP 's) should establish andmaintain business relationships only with persons who satisfy our high standards ofsuitability, backgroundand character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship andon an ongoing basis. DECLARATIONFOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge andbeliefthe above information is correct andup to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part ofthe client(s) and that 1 havefollowedall the procedures relating to account opening as described in the PWMAmericas Procedures and the PWM GlobalKYC Policy (1) Client Facing Professionals (CFP1s) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Dads Bank Aznarkaa Now Yok al https://dbforeepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e. 8/10/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051482 CONFIDENTIAL SDNY_ GM_00197666 EFTA01362167