EFTA01519395.pdf
GHISLAINE MAXWELL - OAP 11.1D ACCT 008
For die Period 2/1114 to 2/28/14
Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value •
Securities Transferred Out
2/26 Free Delivery BHP LTD SPONS ADR TRANSFER TO UBS FINANCIAL (435.000) (30,258.60)
SERVICES INC. TRADE DATE 02/25/14 32,227.88
(ID: 088808-10-8)
2/26 Free Delivery BOC HONG KONG HOLDINGS LTD SPONS ADR TRANSFER (555.000) (34,271.25)
TO UBS FINANCIAL SERVICES INC. TRADE DATE 36,821.52
02/25/14 (ID: 096813-20-9)
2/26 Free Delivery BRITISH AMERICAN TOBACCO PLC SPONS ADR TRANSFER (590.000) (62,304.00)
TO UBS FINANCIAL SERVICES INC. TRADE DATE 82,048.30
02/25/14 (ID: 110448-10-7)
2/26 Free Delivery DEUTSCHE TELEKOM AG SPONS ADR TRANSFER TO UBS (4,270.000) (73,593.45)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 58,928.15
(ID: 251588-10-5)
2/26 Free Delivery DEUTSCHE POST AG SPONS ADR TRANSFER TO UBS (1,360.000) (50,136.40)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 31,554.75
(ID: 25157Y-20-2)
2/26 Free Delivery GDF SUEZ SPONS ADR TRANSFER TO UBS FINANCIAL (1,980.000) (48,302.10)
SERVICES INC. TRADE DATE 02/25/14 42,100.10
(ID: 361608-10-5)
2/26 Free Delivery GLAXOSMITHKLINE PLC SPONS ADR TRANSFER TO UBS (1,015.000) (56,535.50)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 48,412.38
(ID: 37733W-10-5)
2/26 Free Delivery HSBC HOLDINGS PLC SPONS ADR TRANSFER TO UBS (1,145.000) (59,988.55)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 82,810.83
(ID: 404280-40-6)
JP Morgan Page 10 of 15
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046681
Chase
CONFIDENTIAL SDNY_GM_00315879
EFTA01519395
For die Period 2/1114 to 2/28/14
Notes: • Transaction Market Value is representative of the poor trading days market value This is for informational purposes only and is not to be used for any financial or tax
purposes. The Transaction Market Value shown is in USD.
Type Quantity Transaction
Settle Date Selection Method Description Cost Market Value •
Securities Transferred Out
2/26 Free Delivery BHP LTD SPONS ADR TRANSFER TO UBS FINANCIAL (435.000) (30,258.60)
SERVICES INC. TRADE DATE 02/25/14 32,227.88
(ID: 088808-10-8)
2/26 Free Delivery BOC HONG KONG HOLDINGS LTD SPONS ADR TRANSFER (555.000) (34,271.25)
TO UBS FINANCIAL SERVICES INC. TRADE DATE 36,821.52
02/25/14 (ID: 096813-20-9)
2/26 Free Delivery BRITISH AMERICAN TOBACCO PLC SPONS ADR TRANSFER (590.000) (62,304.00)
TO UBS FINANCIAL SERVICES INC. TRADE DATE 82,048.30
02/25/14 (ID: 110448-10-7)
2/26 Free Delivery DEUTSCHE TELEKOM AG SPONS ADR TRANSFER TO UBS (4,270.000) (73,593.45)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 58,928.15
(ID: 251588-10-5)
2/26 Free Delivery DEUTSCHE POST AG SPONS ADR TRANSFER TO UBS (1,360.000) (50,136.40)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 31,554.75
(ID: 25157Y-20-2)
2/26 Free Delivery GDF SUEZ SPONS ADR TRANSFER TO UBS FINANCIAL (1,980.000) (48,302.10)
SERVICES INC. TRADE DATE 02/25/14 42,100.10
(ID: 361608-10-5)
2/26 Free Delivery GLAXOSMITHKLINE PLC SPONS ADR TRANSFER TO UBS (1,015.000) (56,535.50)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 48,412.38
(ID: 37733W-10-5)
2/26 Free Delivery HSBC HOLDINGS PLC SPONS ADR TRANSFER TO UBS (1,145.000) (59,988.55)
FINANCIAL SERVICES INC. TRADE DATE 02/25/14 82,810.83
(ID: 404280-40-6)
JP Morgan Page 10 of 15
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046681
Chase
CONFIDENTIAL SDNY_GM_00315879
EFTA01519395