EFTA01369240.pdf

From: Bradley Gillin [ Sent: 10/11/2018 10:19:29 AM To: Stewart Oldfield Subject: Southern Financial - AUM example Ill Classification: For internal use only Both -an' account balances have been removed from our GMIS reports. GMIS: SOUTHERN Classic 1,188 FINANCIAL LLC Advisory 0 Classic Advisory 1, tee SOUTHERN FINANCIAL LLC 1,188.. Atom nt Balances: Customer Name: Southern Financial LLC (6 records) $136,024,620.23 - SOUTHERN FINANCIAL LLC Brokerage Advisory $3.00 - SOUTHERN FINANCIAL LLC Brokerage Advisory 4$21,636,001.00 SOUTHERN FINANCIAL LLC Deposit Transactions $1,187,706.86 - SOUTHERN FINANCIAL LLC Brokerage Advisory 1 . 5111,654,173.00 SOUTHERN FINANCIAL LLC OB AG NY Preferred Deposit $1,536,739.37 SOUTHERN FINANCIAL LLC Structured Transactions Regards. Brad Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New York. NY 10154 ME. Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061409 CONFIDENTIAL SDNY_GM_00207593 EFTA01369240