EFTA02672868.pdf

Global Investment Opportunities Group 11. Morgan fAmmilioslat Account Position and MTM Summary (Open Positions) C I 0 Global tarrnOset owearlealgle• PtRoar44 Iw Soul...I 10.'100 LLC As of October 31. 2013 ONT•11. FY 4 Gatel/401110/1106 USOMOI 110231 1441JUSD 1323.01 6014150 14037 WOW+ 94310 WON% 1101 USDRINg 104071 ROHM 11541 usGmt 2 MO USDOO 04:164 USDR-40 10427 USDIRV 1.66 vs0660( s61 olvidoew tntry ,,:• Tram Deft 90101 Shaer.. Ccenpan inclusIty Con ea.,. 111 Matind vs.14.• 11; Cuotonl 611.4 11 1411 AC ASCO Atcor Ss CUR CANWaner, Cµ441 230% 0147.2/0 1201.714 211.40 3102 14435) 0 Asp 0 AC 426 Mar% CUR Coulune. C$144 230% 0167.11101 SIAM, 20.53 3102 123.406 44u.13 ADEN ;PO Moue %Reg Of ;mune Na, sat 269% 00/41.19.6: 6177.142 (457 016 14.015 It Ai% I I AWN 2003 mlocco1.4% 04 te e, Nan "du 1110% ($1714111 5/41541 6.174 416 111.102 DM II AOL 14900 ...nocr1Sp• CUR Con46/44 0,0641 003% 0%1711 614011 327 461 62101 12 A% II AOL NOM Av067611104 CUR CANNwner, CyClCal 000% (175.012/ 194.413 $ 37 (OD 111.124 II 7J10 WDI 14900 World DJD Ger 101 CUR Conwirrer. Cythull 01011 0111.74.2% 6131401) 644 416 611104 IS Aug 13 WIN 61300 WOW Out I , or Stu CUR Con6.70. cstIcal 0.03% 091.7321 111437* 656 416 124147 22-00.11 MN 132.000 We% lie047 n IUR liaincial OM% 01662041 046.202 104 107 .3" 114611 ON! 2.500 Ono e.,00 CUR financial 2.71% 303274 $106204 411667 5454 1244)0 12.06011 MP 2507 inn Pa.pban CUR 11noltud 2.73% (5166.1144! 1114204 5010 5454 114.340 11401.11 CA 450 clenleAr 66 4-47% panty* 115% 3101611 1201.9141 2321 26.1% 1$4..no 12%411 CA 3.000 Cm1t1Caw SA IUR want. MY 4463 2.13% 01%712! 1163.235 2.1.43 2414 $14301 I Aug 13 C04 3.660 Ca. Cola utss Ag CD GOP !etre. 1106.44% 160% 01167.4011 114127* 11.12 1102 12.469.11 IXµ 5.610 CO. CILII 16x Aq Cep 0,60 alenIMAI. Nancy% 141% 014100 1164271 1171 1102 SA4113 MA 250 114000 40 Franklutt AIIP011 CUR Inchat%1 2.11% isiAszai 1113.7211 AIM 5715 134799 MA 2100 I apor Ag a% us A. pot CUR IneavAll /AY% 014,170: 515133 4447 PIS 621.010 1244003 1.4.0.11 LLOY 141166 Dora SanDng Glow Di GIP .nonas1 000% 3174914 11441137 1171 674 14%1 3.40073 CLOY 1.500 UoybOarAINGroup Pk GP romn0a1 OM% 31.724 SIAM 07* Olt 1143 la.agrii CLOY 00.030 Uoy% Making Group Pk GOP loisnall 0 CO% 3136.001, 1174103 074 074 $1331 %AA 13 100 200) 1144614 SA IUR (.001•004)F.CIS“, 267% 01%20! 1174241 MIS 64.31 630.031 12 .049 13 MID MOO Re464 50 CUR COnsW411 CrOSel 2.67% 3139.7291 S175.240 5096 64.51 115311 10446 SOO 3.500 Conpmnie Or Sam Gobs% CUR Inclaulal 1.20% 0114641! 1164106 MSS 37* 124314 12.4.473 SGO 3.250 Canpagniy Dr Lim Goblin CUR 106.46161 1.20% 315711161 1171.0111 3433 347* 113.750 374613 V0413 700 YuL worn.% Purl CUR Gy66460. Cr11411 1.6% 316641! 1177.902 17944 15720 111%7 1.2.46.11 vONI 7/10 V06.6..6.6 At; ITO i uR c.c.....raw, CRtual 1.10% 111/1/V11 1177.462 141106 0020 64711 v.#1/4 1140 7.1.411 IA 442 1.11.1 5443.111 Sb•IttunNI Notes Intoest 1.04.6 Dew Matucity Fete Arno,..tt Long ChlrytIVIIKIII Co., Can Ill Markel V•lue(5/ hoary Irk, IS) Curren. Prke 11/ ROM Rikeiveci W01n3 14.4/ 6 0(0 6.nw, 44606 171C7p WWI Leal 11 251!6 5.60104 2.000000 SG 111artm Plus WTI Ciude . 71 71% tumee-1040114 UmaMed 11.992030 so 510000 61944 240•013 11.0044 70:4100 141(BIN 0.7P. 66% Co.! 06%3 0%Oµ 234C4p. %MAI Myst 1116.77 11 17.06.100 110000 11005/ 15340 EFTA_R1_01947108 EFTA02672868  Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) C I 0 434.44 twins 43440444444 Flopara4 to, Soutluwn 114404 LI.0 as el October 31.1013 1/10401 110/31 20011. 132)05 4414.50 1 6011 1150119 94354 111041 45111 WORMY 104071 0114.110 1 1541 USD4/41. 21104 1.0004 09064 1.00E-9.0 1044 1.150142 1916 1.1506104 5551 Mturnational nr Melba total 0.1 144 Ma 124.• 040.• Maturity room ..noun SM. 1014.9 CaroncY Coupon rel•Kipili CplIS) Marlin V44. (SI T141to wont Current Mos (Local) 404 4 IS) 1440 10 May 11 /600/011 I.340:0 4905 494 Mk INV NO 9105% t 11.704.150 5/1444 112% lab III /5 1147.24 214440 Perpetual 100400) 1.0.3 04441 40 1 MC ME 1154 IMO% 1)221(00 $104.017 414% 101 IS 14750 14.161 165004 II 140010/5 2000403 Pettele04 04 Yenezuti• 5 7414 1.60 SON% 41171700 414625 II SOY SO Of n.19 Internanandi /bud Inconn MTM 117.1110001 47 100 IYA) 5040.774 1414.724 • Minual 1414 14.0464 SIM Entry lIrke Tirade Data Mataany Oninnal Fans nee 1410 Rahn, Meal C.41 Date Ce...µ4 Principe Coat (5) 4.441Value (SI to" l r " .1•1" 4 Currant n.44440 ISI 04441 64413 1004/031 5.)01.00) Sant II III CCC 11/20201) 1619% 075073 554.871 7).75 719 1441/6 234 0012 254442033 31/500) CaN 200L791 11/114013 5335% 1452213 4171.592 72.00 13 03 144441) 1544.403) 4504000 Cold 10)14 DI 1101401) 5.74% 19161194 5114.549 x.50 4.16 51714 30.44013 25441033 3.)7000 141013.10 12 CDC 10250013 6009% 4041615 5114.419 I0144 3445 10.044) 2442.4435 10.500.003 Wen 100E2 1141 CC 11.21/2013 0905% 11.132.715 559.791 NO 4191 14t9441 16.(90.11 21-(02012 11150.003 441701604 9. 1071/3014 3254% 12.54145 517.540 91.03 VS 194.519 IlAdliaar and Malt 4404 MM (14211.1140 47.441.141 51.41199 S174440 Fornend Caen Jab Ina Ss 04.4.4 Data apwal4 11140144 On017 10141442 Strilo Onsir2 941411-1,p, Perna) Curr410,444 (5) 1.w41) I.J.1r14 24441) 14140 la E.0/210931 111 Options MMI 50 (512.11.46) 151211.74) EFTA_R1_01947109 EFTA02672869  Global Investment Opportunities Group 11. Morgan kaarilieslat Account Position and MTM Summary (Open Positions) C I 0 Ownicalglee Pt.p.v.d Icw Soul...I financial SIC 3. of October 31. 2013 Curreel iX R Coenenedny ran 0SOMTh 140231 111411A0 13210S 060010 16013 USC/00, 90310 1:1 1.110.1 1.0111 03ORIM' 106011 110000 I IVO 111qµ 2 /30I WOGS 0906$ 10040 10427 N01MY 1336 0100,01( 5%1 (0 , 10 1015.331 f31$SII $74L103 xAw!(RIu uan0011uv6 n IN itIMOVI“) MOM Mel 0414 0, i SP St113446 S2.163.103 $321016570 all WV 0/00 01110 S2.474171 APP. SO SO 10 Ond Opening $1.137401 Nli Mr IT 10 SO 10 O. no atiV4 .11 +I* 0418.0”, YID Mop In Openrun ($1.550.1.4) lUternalore 10 so an Owed Fit Warn Other Patna wo.. SO so To if ours 11,07)3 13.006.356 $o,mar 30tiNahriummit• il,400,212 toms "ono.an. so, EFTA_R1_0194711O EFTA02672870  Global Investment Opportunities Group nrr"."9 1,1 1 Q Account Position and M11101 Summary (2013 Closed Positions) hapart4 Iw Sarthern P'la'in LILC n AI „claw 11.201) Tart Madead Stara Cmspews CANTT441 Ire.. try Cwlbanknl 10.444 vain111 Clan, Orte Caine PM. %eta) ow 0.4440 §gg§§§gg§§gaga§§§§§aogg§§§§gguaggig§§§gg§§§§gg§g§gggggg§og§g§§gg§ggaaggg Ian II MOO (MamllpniallYM1aluF PP% Siva •Pill 110 II 24 isnm, 11144.11 MAC 4.400 SOW Cams lIe rr,•000 607% 11/a 0040 NM 2402 11E12) 0 Ion I 1 nIq IAA liato tognnlp IňalY 9m% ‚Vita 11ka a1M MI ISrta.11 MSC M. Comotarte. Pagan 14 144varta 70% IVA COO final 11rtall 120) 071 ?4:4 161a II NAY Nn/art ertertrtertiuSi awma.74artyck 00% a IAA* *Sall MIS 11.720 1644441 SMO Mama. Ma Awn 1044..% k 000% (Aka 36025 16.14.11 1.00 1002 Sl 17 AVM AWO La SonolwNwMaVNabpa Pol.~.1404 ask 000% 0.Oore 511A% 17 0413 746 .1i on CAR Ili Callahan, Le In«µ 22.10% (11Ťa „An llynll lIa 2141 SEA 10rtall OPCP kow Mawr/ at la Mom* MP% ts114ex: 11I Use *Awl) itin 1110 .S. trt 141/al NAM h enapn CAA, Loa „410 Comma COMA OM% Okla 14.)/all nm Ma 11100 1434.11 MI S$I0) Nerlawn Ts. frt4.0 Le InertlY rt.% mu:Au: 51M u9 144a 11 2424 31)0 , 1444.11 MLA 1.401Mana.4...10rt awn- Potartrta nlµ9ry; »moll ml 1910 01.1.9) 24 Os II PL lmi Coker ',nova Imrµ 40% DAM? AATAIJ USA 52.13 11111.44) 21-14.11 KIM 500 Oryto'ww%r'nIIYAM ran.. I...wet% 040% (111.1001 11).710 čSoAll na lat VOA 83+ 91 MCP L10) Mara Inc MAP MATnA 000% is1s.a* 117.400 410 GA WOO 0444.11 MY Paltrařellsee0 ClaCe Virtha IMAM, 1147.410 anal um wl 14q) IINa un 2.500 ▪ tophirrna• mauls min.. Non cyck OW% II010 143M'11 SIAM VIl Ill VwqWraMwralkbNn flaw O4% Man, Val »in 11Pi /541/1 li a 13 fi MAP 2..askr. 4, 1vini. Wood( 0 data SONAR talk zěoli 31 MX12 1400) IMO rtiaaroak• te./49 7. 0 Aura al% 411.1011 521.5* ASA Mn 04 14N 10%0 NMI /NO try••%14•1114%. Peer% Igi 'trna I .12% Mika WOW 1424.13 „IS n40 0.4611 S044.11 IN 4.000 In%rtrow Portia% Fannen Irmµ 5714441! *1(072 54 50 SO2 6101 MC Dan Cacad• Ce Irtfaina 6.11/300 xlm 2127 /440.13 KC bauC41ra0aCa ertatla CO% alka SOLO 1910 IUI <yin 141.11 aMl MAO Arta./ Make0411%.111% 1 1.6% Salo 541411 410 SA 1H41) LOP CNhwWrM4«.wMóa Oak Mom% )4% (1011001 MOM no. nu nu* II 001) NON 400) hitÉren MOWN, tee Camrta.cmoin 01% 11.74.140(1 1.140.634 114.011 Ill 52* 520 11-144.10 rw Peas Wows, laviřo4 team 04% 11721440 010.116 114ololl IAN 5u1' x41411 14015 0403 larty414.nrtadrogrtsi Carteret Crtfic4 RI% 119.)M0X0 Slaal „an M lom 131.101: „Asap KIN 1.40) O."*. PI,.44, Nagy Mr, Inee. 621/AA: 114411 al al 274411 MAC MOO 4•..rtrt.a.C•0014.4%0 Co inanos 1 74% ‚VALHI SOWS 2734013 310 31 SO den 270011 MIA 1.10 &Marti Ortiontallho Paia146 IT /V LIM Ala 274ta) nn 143' 171 24144. ID OCP Orrtrt lat.rtacort1044 >WVIV, Pion <sly 00% 1't.) a WWI I444.11 SLIP 944418 V410 DSO Map% P.1.0110 rniegp II% 11131. SIK.162 14/0.11 a* 4014 641;11 64114.11 PAO Apse Coanstal 11•44 Ins rye.' 61% (14%.049 %WO wall 1101 6440.11 LA MI Sloan Irt Certrtna. Cp." OS% Wirt% 10210 ns• 2a) 6 MN IS O LAO Iltaylectine Frtacrt. 114% 011.66% MISS 4W18 Ale 4450 .1u2 741141.1) OISOC COMM) C441/04.4.04/%4 CaaartártOwn CO% (14117% MOAN mn 4000 Moll 1CM1 uob KV 440104911Vas alone, PA 04 SG% 61..429 74M11 198 19e 5100 744pll SOS mo labrMdYY nova' a $ 7.1211 03.1% 140411 All mN 0440.11 MC 1.100 Trartalla Inc 414,a , Pan rt414 Okla Una as an 1144.4.41 LAP 310 Maya AM% %at / renew 64% (Sxó4ml 913,3* 11 40 li V Oc• 111.44.11 PINY Antip'S 4....ort....1anrtrt4 CO% 54(1O11 SOLO49 LOA Ma 114441.1) Neanvahinge4.0004)10% worTe. Por,"(3( 00% ‚Si'.'?" SUMS II401-1) Si- 141001 Vl Vrtrta314e10140. tad -A* ina• clo 00% (1440041 /141 WINO 144440 11.440..1) al axI MN ‚IA 11.440.11 nM Cenrmailn4W4 00% 1171109 nn 41440 racc ken C•peatCere 4measil IS% (161.40, 141.144 14010 1141 11Sl (inn %gall cut OCOO • atrterta lo% Manes Si% (111.0011. 1.07.4 Sara! TOAS *00 •44 IS WOK 1.100 IiIbMN.eMMgT(pq 44.464%..4.0%0 “O% (01%111 114.114 OM~I) »00 Mu SLYS4 OLGY 0../opy %Mt,. CW0 Copal 40% 310.044, 1401.09 al) MOO 411 941+ AlY I) pr.nou 0.rytemle...kahrot alone,. ton ‚Cl' CO% 1100.4071 SWUM AP 1? 41 1? 1115$ MC SAO Cwt.< t, wry. Ian .rtk 70% MAXI. 10.470 Jan MOO 414 II En IAOb Csrarviar.1.00,1 Vam101 1.46.1M 03% (1.114/11 014 0.40.13 An /LOW lan ‚pent %ram LP tromp( 43% Mika 10/la Myra Ma w11 LOA Pertat 14 ConmealiAiteln 00% 614.13o 113.111 ‘40.13 111041 Ot.:01) 4W11 OASE O0W% Nev....gel at (Sat 03% C1111::4 WOO 0.640.13 42P OAS ndin 444191 TAM lean. Cart Is" 104444%. 00% rt :01. 114.0 0.44.13 1100 MOO 411;41 40.11 TM (rit, Terkrtagrt 5414an Pt .C444Inonla•brn 42% IMAM :y • 1211 1140 Ulm /An I/ ti 144/40ni• 1.100,4* Conessnatort 0% 140 11.5r %AMA, 1211 11III ňt %gal, SEAS MOO Vale Abotonat Caanw.Crt441 66% 6X1% MIAO 9.04.11 »to )121 17.40 .114p..11 PLO 0000 %Sege in rrartrtď 110% Ana napho ASO 4161 1140 26.40.13 0.1.1 4000 Ntleen illeodenttal (cep ewe.' SI% (511.100 5/111141 091 SOO *APIS SMC NO SONIYAO0410 ~a. 7...m.rtCk 00% (MAN 5„2„ atl1) IS- Ise, Sc. no PO) Pelee 4pYw16ro.4 COVIT • A% .101.444.- MUM rtIM 24400 VOTA L. islet $A0022 Olnl 611.0014 MOP) 24.4.01 1919 SSW) )4444-13 OVA 1.00) Cart 141.01taral Cortnuotarnin On% (SAM% $34.09 10171) 1700 001 11)) FP/en CITV Cartes Itaopart Porto lni CteťeMel•CItent IMO% „AA% 'MAM 141402 in 2 PHI %Morn LAO S ots Gletlaď Pc a.....now. hanky.% ON% 590.310 I PA4T 18 mM (146.11 54001 WAY LCO) Va. -0 A wuřra, /wart* OM% 50.1114 171210 0400) nn 7174 1101 %Mart. Wotan maul In rrtemrt. 0.1160% $41.111 %Mean ISM UM 1Prt 24.0011 GO /la 04. leca Ca . hon<yek IMO% 1140 CA: 1464.419 6.14..18 no 11171 (0411 %Marti IAm CYart% c mancet rt X% 00010 4114) 1100 nm 111.03) 14140.12 f %eve PartArtaaarrts Atone NA ya 1119.$001 MAP 4100) 1710 tie 641I) EFTA_R1_01947111 EFTA02672871  Global Investment Opportunities Group Account Position and MUM Summary (2013 Closed Positions) Prenerd for "foulhern tnanc.1LK er of r1. robe,. 31 SDI ) H§a€€€§€a€€€g§§asg€ggH§€g§€g€€~gg§gg§€g€§§gaa€€€§gg€€gg§a€€€§§§€€§§§§€@€§§§€ ~ 1~1: 1.000 11•4110C4•411•1044 ~OM 477% Or: t0:4 5MSG 'May II 7.154 UM Oa 4400 Ilk 10•344•9401.014 AA »were.11144.0.13 000% 0312071 01.1P1 114*13 1900 1097 n9n ..4 02;1 3 IMO 0204101.00.06134111410 atans.N...tyck 000% 1.0.009 541719 Mn 1) 491 on 53719 My »0 110330.414~041~A 4~0 000% 1511400 11.441 Skirl) 140 1121 10 YO 03300 al% 01444110~% • 104440 1037% 114410» »97.100 0.W111 14 4 H41 it> mt. 110.343r"41). 1.140 101310. No %son% oiawrynir 000% WA?». 144.909 %Merl) 1$ 11 1154 me 11µ19n Me ;OM AbardiU114411Italchtt awed 411% 11343404% 114190 1~11 7250 74M UM> IIµY.11 MWI .10.0 114403.131040 Oh CA•nona1en 103% 15).0 AC 149003 34434.13 3501 M» 1 e ....43, 3 2140 0134454311443.0 44«.4451, 4~01 2.14% 1.124444.? 5110%7 3143, 11 µM 4234 1:41413 "" •:0 1140 44~ 441704%* 0093 PM% 5 157.4%, IMAM/ 74.14,-11 4114 0% II 410413 A») 40019.:1441 ~9 0 0 10145414 917% <514.4029 533439 5444 11 VA 4M 145,1, 11.9.4A13 9.009 inarsy 2.1.10% 111.1 WC, 111173% %MAU »71 415,3 (SI 'At: %MO 5940. 0•31 074,4344 Vial. WO% 151/10051 5111.211 4444,/ II 11.54 114 54111 44~ 4.000 1......4. 1.19% 0350001 573.207 114473.13 111% 1941 *I» :1.. ~ 13 4.4.3”. : 750 MY% 334.14~01. Ctavom. C AA 000% iS'Itriti 511.7% ZS* 2634 11.032 6W,11 i44.133`14 MO C.CCOP0 1.434)131 044% 3512.0711 12444 4443.11 4371 *95 5549 124443.11 KJ 7.0» 74 41011%41.0 (NA» 441% <M00% 503.244 7.M44.11 4341 4444 11.501 22 2 47. A 4300 Co ~Men* WY Yarneh 1113% 13107,4001 Han nworn rs IS 3471 MI 347. f11 MN 140 Me 710rnaemek0 Inc »an. ho nk 010% 113241) 121» 4000911 1451 1511 %WI 2244.33.13 IRMO 3300 ~me» 013~4~14 0142,143 4411.33114 000% 351254% 333374 UM** OM 11µ 11.034 OLYF 3.00) 9104~Me* ék Cce....A. 49,1421 000% 041.9114 54019 23 8443 13 21% 3131 519 ? 2)3 4447. "" :33 1500 1144~ 1~9414 7%0 4 Arun., 441% <507131 lam 23~1 n51 21.35 SZOn 2)143413 4.00) 11415 San* OM% <4».001 543.734 234V/ 11 1509 13% C1A240 2~1 4003 Ce rra.. GA:, ~MAC" A 0.111.10.4 59% IN» WC: 1.09.111 134034.111 µM 41% 6>.1G1) IMO 041,144340.04 G.eup Lk »V% 11135001 152159 214.14.14 Sale 1491. 115111 ».... 2 22Er r .1 1 : :33 /AM 49 4.4011414nyInc 1.4340.11 000% (117.3301 5413119 23440.11 1100 UM 54914 3.1330 Wens 43334413046.441% (430Arree C 4.41 000% 10~ 531419 23~43 1600 IS% 150'1 Mf 4000 003.4114 010444 9•3A4A (Am 211% 151/0724: 5/74451 3)4440.13 10.12 7941 012*/ 10444013 4.0» Va40.4.01.4%.0104~4.3 I/A.4v 6.441s 15142114: 1149.257 7.21443.11 Mn .1121 .15411 41.n.1) 11.9% Coble GA3001%. 7 n3AA. 207% 1/11, 993; 1141.51) 44~13 2704 21% 114 An, • mil) 4.44 Moen %wen 94 »turt.r. he nk 1M% 111.123! 511377 4/44.11 nil n 411 5%3 7.