EFTA01522190.pdf
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 4/1/12 to 4/30/12
TRADE ACTIVITY
Note: S indicates Short Term Realized Gainkoss
Trade Date Type Per Unit Realized
Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
4/24 Sale INTEL CORP Q 27.5247 798.22 BROKERAGE 0.87 TM (29.000) 27.494 797.33 (613.97) 183.36 S
4/27 High Cost 8/OR SEC .02 NOMURA SECURITIES INTERNATIONAL
(ID: 458140-10-0)
4/24 Sale PEOPLE'S UNITED FINANCIAL INC @ 12.4157 422.13 (34.000) 12.385 421.10 (412.37) 8.73 S
NV High Cost BROKERAGE 1.02 TAX 8/OR SEC .01 DEUTSCHE BANC
ALEX BROWN INC (ID: 712704-10-5)
4/24 Sale PEOPLES UNITED FINANCIAL INC 12.365 24.73 (2.000) 12.33 24.66 (24.25) 0.40 S
4/27 High Cost BROKERAGE 0.06 TAX 8/OR SEC .01 PULSE TRADING
LLC (ID: 712704-10-5)
4124 Sale PEOPLES UNITED FINANCIAL INC (0 12.4055 111.65 (9.000) 12.374 111.37 (109.16) 2.21 S
4/30 High Cost BROKERAGE 0.27 TAX 8/OR SEC .01 STERNE, AGEE,
AND LEACH INC (ID: 712704-10-5)
4/25 Sale PEOPLE'S UNITED FINANCIAL INC 12.5053 1251 (1.000) 12.47 12.47 (12.13) 0.34 S
430 High Cost BROKERAGE 0.03 TAX 8/OR SEC .01 DEUTSCHE BANC
ALEX BROWN INC (ID: 712704-10-5)
4/25 Sale PEOPLES UNITED FINANCIAL INC @ 12.415 86.91 (7.000) 12.394 86.76 (34.90) 1.86 S
4/30 High Cost BROKERAGE 0.14 TAX 8/OR SEC .01 LIOUIDNET INC
(ID: 712704-10-5)
4/25 Sale PEOPLE'S UNITED FINANCIAL INC @ 12.4751 174.65 (14.000) 12.444 174.22 (169.80) 4.42 S
4/30 High Cost BROKERAGE 0.42 TAX 8/OR SEC .01 STERNE, AGEE,
AND LEACH INC (ID: 712704-10-6)
Total Settled Sales/Maturities/Redemptions $1.52731 ($1.426.59) $201.32 S
J.P.Morgan Page 11 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049684
Chase
CONFIDENTIAL SDNY_GM_00318882
EFTA01522190
For the Period 4/1/12 to 4/30/12
TRADE ACTIVITY
Note: S indicates Short Term Realized Gainkoss
Trade Date Type Per Unit Realized
Sett* Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss
Settled Sales/Maturities/Redemptions
4/24 Sale INTEL CORP Q 27.5247 798.22 BROKERAGE 0.87 TM (29.000) 27.494 797.33 (613.97) 183.36 S
4/27 High Cost 8/OR SEC .02 NOMURA SECURITIES INTERNATIONAL
(ID: 458140-10-0)
4/24 Sale PEOPLE'S UNITED FINANCIAL INC @ 12.4157 422.13 (34.000) 12.385 421.10 (412.37) 8.73 S
NV High Cost BROKERAGE 1.02 TAX 8/OR SEC .01 DEUTSCHE BANC
ALEX BROWN INC (ID: 712704-10-5)
4/24 Sale PEOPLES UNITED FINANCIAL INC 12.365 24.73 (2.000) 12.33 24.66 (24.25) 0.40 S
4/27 High Cost BROKERAGE 0.06 TAX 8/OR SEC .01 PULSE TRADING
LLC (ID: 712704-10-5)
4124 Sale PEOPLES UNITED FINANCIAL INC (0 12.4055 111.65 (9.000) 12.374 111.37 (109.16) 2.21 S
4/30 High Cost BROKERAGE 0.27 TAX 8/OR SEC .01 STERNE, AGEE,
AND LEACH INC (ID: 712704-10-5)
4/25 Sale PEOPLE'S UNITED FINANCIAL INC 12.5053 1251 (1.000) 12.47 12.47 (12.13) 0.34 S
430 High Cost BROKERAGE 0.03 TAX 8/OR SEC .01 DEUTSCHE BANC
ALEX BROWN INC (ID: 712704-10-5)
4/25 Sale PEOPLES UNITED FINANCIAL INC @ 12.415 86.91 (7.000) 12.394 86.76 (34.90) 1.86 S
4/30 High Cost BROKERAGE 0.14 TAX 8/OR SEC .01 LIOUIDNET INC
(ID: 712704-10-5)
4/25 Sale PEOPLE'S UNITED FINANCIAL INC @ 12.4751 174.65 (14.000) 12.444 174.22 (169.80) 4.42 S
4/30 High Cost BROKERAGE 0.42 TAX 8/OR SEC .01 STERNE, AGEE,
AND LEACH INC (ID: 712704-10-6)
Total Settled Sales/Maturities/Redemptions $1.52731 ($1.426.59) $201.32 S
J.P.Morgan Page 11 of 14
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049684
Chase
CONFIDENTIAL SDNY_GM_00318882
EFTA01522190