EFTA01369779.pdf

New York, NY 10022 On Aug 28, 2017, at 12:55 PM, Vahe Stepanian c lMla> wrote: Classification: Confidential Sounds good. I'm going to be out of office Sept. 5-17, so please make sure to include Stew and Liam in case you have questions. Best, Vahe From: Richard Kahn mailto Sent: Monday, August 28, 2017 12:52 PM To: Vahe Stepanian Cc: Stewart Oldfield ; Liam Osullivan Subject: Re: trading meeting (C] received and will send back middle of September once our consultant begins thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Aug 25, 2017, at 3:04 PM, Vahe Stepanian -MEIMMa> wrote: Classification: Confidential Rich — please find attached the paperwork to grant your new hire trading authorization on the existing brokerage accounts. For all of the accounts other than the JEE personal account - the "Trading Authorization Limited" form should be completed. For only the JEE personal account — the POA should be completed, and we suggest checking off as "limited" power of attorney if only granting trading authority (vs. full POA, which would allow him to also transfer assets out of the account). Both forms have sections for name, legal address, DOB, and SSN. Our compliance mandates that the forms should be completed using your new hire's personal address on the forms (i.e. not his office address). In addition, we will need a government issued (non-expired) photo ID. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0062235 CONFIDENTIAL SONY GM_00208419 EFTA01369779