EFTA01369055.pdf

From: Delores Rubin Sent: Wednesday, May 31, 2017 8:19 AM To: 'Richard Kahn' Cc: Tazia Smith Vahe Stepanian Subject: RE: Rothschild EC) Classification: Confidential Good Morning Richard, It is another very quiet trading day for Rothschild. We have not had any institutional interest expressed yet, but we would still like the opportunity to work an order for you. As I stated, a market for the type of size you are looking for is more risk than we can take on. The stock has been trending higher since December after breaking through the 22 EUR level. After pushing through 27 the stock keeps bouncing in this range of 27.80 to 28.30. Despite the low volume, we may have luck with a working an order on a limit. Please let us know if you would like to pursue that option. Thank you. Best regards, Delores Rubin <image001.qif> Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. 10154.0004 New York. NY, USA Tel. +1 212 454-0860 Email From: Richard Kahn [mailto Sent: Tuesday, May 30, 2017 2:37 PM To: Delores Rubin Cc: Tazia Smith Subject: Re: Rothschild [C] yes please thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061125 CONFIDENTIAL SDNY_GM_00207309 EFTA01369055