EFTA01416745.pdf

Subject: RE: Boods to sell [C] From: Liam Osullivan Date: Mon, 11 Feb 2019 14:10:51 -0500 To: Richard Kahn "Darren Indyke Cc: Jeanne Brennan < Stewart Oldfield Martin Zeman <• Davide-A Sferrazza < > Classification: Confidential Darren and Rich, So far we have sold 3 of the bonds. We are still working on the remaining 2 positions. TRADE DATE STLMNT DATE BUY/SELL QUANTITY SEC. DESCRIPTION CUSIP PRICE PRINCIPAL INTEREST FEES TRANS. CCY NET AMT. (TRANS. CCY) 2/11/2019 2/13/2019 EFTA01416745  SELL -1,000,000.0000 DEUTSCHE BANK AG NTS ISIN#US251525AM33 4.296% 05/24/28 B/E DTD 05/24/13 CLB 251525AM3 87.84800000 878,480.00 -9,427.33 6.00 USD 887,901.33 2/11/2019 2/13/2019 SELL -1,000,000.0000 DEUTSCHE BK AG N Y BRH VAR ISIN#US251526BN89 4.875% 12/01/32 B/E DTD 12/01/17 CLB 2515260\18 81.35000000 813,500.00 -9,750.00 6.00 USD 823,244.00 TRADE DATE STLMNT DATE EFTA01416746  BUY/SELL QUANTITY SEC. DESCRIPTION CUSIP PRICE PRINCIPAL INTEREST FEES TRANS. CCY NET AMT. (TRANS. CCY) 2/11/2019 2/13/2019 SELL -1,000,000.0000 BUCKEYE PARTNERS L P FIXED TO FLTG RATE NT 6.375% 01/22/78 B/E DTD 01/22/18 CLB 118230ASO 85.75000000 857,500.00 -3,718.75 6.00 USD 861,212.75 EFTA01416747 Prepared on 02/11/2019 Source: Pershing NetX 360 Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliability of these sources. Please refer to your official account statements and confirmations for all trade information Also, the following positions were transferred from the SFLLC account to TD Ameritrade today: 5,000 BABA 3,000 GOOG 1,000 AMZN 2,095 BIIB 25,000 CVNA 25,000 KPTI 15,000 UTX Thank you, Liam {https://brandportal.intranet.db.com/img/modules/logogrey.gif} Liam O'Sullivan Investments & Trading I Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. New York. NY 10154-0004, USA Visit us: http://deutschewealth.com. EFTA01416748 fhttps://brandportal.intranet.db.com/img/modules/positive_impact_ENG.gifl IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Liam Osullivan Sent: Monday, February 11, 2019 11:02 AM To: 'Richard Kahn' Cc: Jeanne Brennan ; Stewart Oldfield ; Martin Zeman d ia-; Davide-A Sferrazza < Subject: RE: Boods to sell [C] EFTA01416749 Classification: Confidential Rich, The indicative bids are: BPL 6 1 01/22/78 118230ASO 1mm 85.75 DB 4 1.g 12/01/32 251526BN8 1mm 81.35 DB 4.296 05/24/28 251525AM3 1mm 86.70 GE 4 PERP 3696048M4 2,469m 68.50 EIX 6 la PERP 842400FU2 3mm 93.50 Thank you, Liam fhttps://brandportal.intranet.db.com/img/modules/logogrey.gifl Liam O'Sullivan Investments & Trading I Institutional Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. New York, NY 10154-0004, USA Visit us: http://deutschewealth.com. fhttps://brandportal.intranet.db.com/img/modules/positive_impact_ENG.gifl IWP products and services are intended for and available only to sophisticated, experienced investors who qualify as "institutional accounts" EFTA01416750 under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Richard Kahn [mailto: Sent: Monday, Febru To: Liam Osullivan Cc: Jeanne Brennan Stewart Oldfield Subject: Boods to sell can you please obtain pricing to sell these positions.. thank you Southern Trust Co. - Fixed Income (DB) EFTA01416751 Buckeye Partners Fixed to Float 6.375% Callable 1/22/23 1,000,000 Southern Financial LLC - Fixed Income (DB) Deutsche Bank AG 4.875% exp 12/1/2032 1,000,000 Deutsche Bank AG 4.296% exp 5/24/2028 1,000,000 General Electric Co GTD Fixed to Float 4.0% Dec 15 2065 2,469,000 Southern Cal Edison 6.25% Dec 31 2049 3,000,000 EFTA01416752 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 EFTA01416753