EFTA01521521.pdf
GHISLAINE MAXWELL ACC
For the Period 1/1/13 to 1/31/13
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
US Large Cap Equity
BANK OF AMERICA CORP 11.32 944.000 10,686.08 10,148.85 537.23 37.76 0.35%
050505-10-4 BAC
CMGROUP INC NEW 42.16 358.000 15,093.28 14,048.52 1,044.76 14.32 0.09%
172967-424 C 3.58
PROSHARES ULTRASHORT S8P600 NEW 48.86 250.000 12,215.00 44,809.50 (32,594.50)
74347B-30-0 SDS
PROSHARES TRUST 27.98 200.000 5,592.00 28,203.50 (20,611.50)
74347X-23-7 OID
SCHLUMBERGER LTD 78.05 113.000 8,819.65 9524 04 (704 39) 141.25 1.60%
806857-10-8 SIB
Total US Large Cap Equity $60,38321 $116,137.71 (S55.774.50) $257.93 0.43%
$19.73
US Small/Mid Cap Equity
GERON CORP 1.58 3,000.000 4,740.00 18,129.32 (13,389.32)
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC 56.44 3.000 169.33 212.23 (42.90)
ISIN G80007188757 SEDOL 0718875
766994-90-9 GBP
JP Morgan Page 6 of 31
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048911
Chase
CONFIDENTIAL SDNY_GM_00318109
EFTA01521521
For the Period 1/1/13 to 1/31/13
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
US Large Cap Equity
BANK OF AMERICA CORP 11.32 944.000 10,686.08 10,148.85 537.23 37.76 0.35%
050505-10-4 BAC
CMGROUP INC NEW 42.16 358.000 15,093.28 14,048.52 1,044.76 14.32 0.09%
172967-424 C 3.58
PROSHARES ULTRASHORT S8P600 NEW 48.86 250.000 12,215.00 44,809.50 (32,594.50)
74347B-30-0 SDS
PROSHARES TRUST 27.98 200.000 5,592.00 28,203.50 (20,611.50)
74347X-23-7 OID
SCHLUMBERGER LTD 78.05 113.000 8,819.65 9524 04 (704 39) 141.25 1.60%
806857-10-8 SIB
Total US Large Cap Equity $60,38321 $116,137.71 (S55.774.50) $257.93 0.43%
$19.73
US Small/Mid Cap Equity
GERON CORP 1.58 3,000.000 4,740.00 18,129.32 (13,389.32)
374163-10-3 GERN
Non-US Equity
RIO TINTO PLC 56.44 3.000 169.33 212.23 (42.90)
ISIN G80007188757 SEDOL 0718875
766994-90-9 GBP
JP Morgan Page 6 of 31
Confidential Treatment Requested by JPMorgan JPM-SDNY-00048911
Chase
CONFIDENTIAL SDNY_GM_00318109
EFTA01521521