EFTA01376830.pdf

From: Paul Barre Sent: 10/20/2017 5:09:58 PM To: Martin Zeman tichard Kah CC: Stewart Oldfielc Xavier Avila Subject: RE: Southern Financial LLC - ISDA amendment [C] Thanks Will review. Paul Barrett Alpha Group Capital LLC 142 W 57th Street 1114 Floor New York, NY 10019 ALPHA GROUP CAPITAL From: Martin Zeman Sent: Friday, October 20, 2017 3:55 PM To: Paul Barrett Richard Kahn Cc: Stewart Oldfield Xavier Avila Subject: Southern Financial LLC - ISDA amendment jCI Classification: Confidential Paul, Richard, Please see attached the ISDA amendment we had been discussing. You will see that the CSA has a ceiling limit of $100M, but this ceiling can be increased very easily as needed when we get there. Please let us know if you have any comments or questions. Martin Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue. 10154-0004 New York. NY. LISA Tel. Mob Ema KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NRA Rule 4512(C)(3), end who are capable of evaluating the strategies. characteristics and investment risks of. and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential andpersonal to you and is CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073259 CONFIDENTIAL SDNY_GM_00219443 EFTA01376830