EFTA01480689.pdf

Withholding Federal Status Domestic Certified Withholding SSN/TIN 09182006 Certification Date 55NRIN/EIN Form of government Issued Drivers license identification obtained for the files Primary Identification Number 0000025874 TlIssued By VIRGIN ISLANDS. U.S Date Issued 01:152010 Expiration Date 01202015 Introduction & Wealth Introduction T j• Existi JPMio ran Client • Inside LOB Net Worth of cl 500.000.000.00 Source Of Wealth! Financial Information Details Source Of Wealth 4dentify the Clients Source of Wealth from Other followinr list of o • ions Introduction Non Individual Entity Type Trust Select Trust Type Irrevocable Trust Is this an existing JPM trust or external trust? Existing Who is funding the Trust? Grantor- Inter vivos is JPM Sole Trustee? Yes What independent background check, in additkin to the JPMC Network Global Corporate Security ("GCS") background check, has been carried out? Check all that apply and provide the date in which the background check was conducted. tat least 1 must be selected) JPMC Network Date 08072013 JPMC Network Comments Jeffrey Epstein is an existing client of P8. He is an active brokerage client across asset classes currently covered by the Firm's GIO desk. Jeffrey Epstein has been an investment adviser for numerous high not meth clients and also a personal investor Jeffrey is very accesstle and well knovm to the team. We have advised him on investments as viol a5 estate planning opportunities. Jeffrey has continues to be well connected across business channels. Epstein is well known to several JPM PB employees and senior management including Jes Staley. The purpose of ihS DDR is to refresh our due dilgence on Mr. Epstein Mr. Epstein was convicted of a felony charge in 2008. Jos Staley conferred with Stephen Culler and the decision was made to keep Mr. Epstein as a PB client. Mr. Epstein completed his sentence and probation in 2010 The lc-rations/lip has been reviewed with senior management and compliancerlegal on a few occasions over the post year as news stones of Jeffrey's pad are picked up. No new claims or stories have surfaced recently. Politically Exposed Person Are any of the beneficial owners/authorized signers or other No individuals with authority over this entity a cut rent or former Senior United States or Non-USA Political Official y also known as a POMIcally Exposed Person (PEP)or related to one? Source of Wealth/Financial Information Client Cat io or SOW TrustiEstale Source of Wealth-Identify the clients source of wealth from Employment the fotlowl • list of • • ions Confidential Treatment Requested by JPM-SDNY-00002903 JPMorgan Chase CONFIDENTIAL SDNY_GM_00272101 EFTA01480689