EFTA01356158.pdf

Cc: Keith Buckholz ); Jason Wang Subject: RE: New Derivatives account. [I] Hi Teresa, Fortunate news- we here at risk have identified a process where we can provide the 152 team the SIC Code and NACE code. However, we ask that your team help out by acting as the point of contact for retrieving the KYC, PCR and RDC documents. Are you in agreement with this proposal? Regards, Paolo From: Teresa Metallo Sent: Thursday, January 18, 2018 12:11 PM To: Paolo De-Leon Surendra Singh >; Abhijit Mukherjee >: Debra laser Halina Laczny . . > Cc: Keith Buckholz >; Srikanta Gouda .: >; Subject: RE: New Derivatives account. [I] Classification: For Internal use only Paolo, I will set up a call with all to discuss how we can support these requests. Thanks, Teresa Metallo Vice President WM OPS Regulatory - Risk & Control 60 Wall Street From: Paolo De-Leon Sent: Thursday, January 18, 2018 11:07 AM To: Surendra Singh < >; Abhijit Mukherjee < , Debra Jasper < >; Halina Laczny < Cc: Keith Buckholz • Srikanta Gouda ea; Teresa Metallo Subject: RE: New Derivatives account. [I] Adding Teresa to the thread. Teresa- it seems that Gideon Pinedo who I believe was previously on your direct team used to help out with retrieving the below information. Would you happen to have someone on your team that can help provide Surenda with the CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041768 CONFIDENTIAL SDNY_GM_00187952 EFTA01356158