EFTA01449590.pdf

SOUTHERN FINANCIAL, LLC For the Period to r Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Type Amount USD Currency Settle Date Selection Method Description Quantity Local Value Gain/Loss USD Foreign Exchange - Inflows 8128 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY CAD SELL (242.025.000.000) 2,384,131.22 JPY CONTRACT 00 TRADE 8/10/13 2,500,000.00 VALUE 8/28/1 8/28 Spot FX SPOT CURRENCY TRANSACTION - BUY BUY CAD SELL (469,400,000.000) 4'50,819.52 JPY EXCHANGE RATE 93.880000000 DEAL 08/23/13 5,000,000.00 VALUE 08/28:13 Total Foreign Exchange - Inflows 87,13050.74 $0.00 Type Amount USD Currency Settle Date Selection Method Descnplion Quantity Local Value Gain/Loss USD Foreign Exchange - Outflows 8/28 FX Fwd Contract SETTLE FORWARD CURRENCY CONTRACT BUY JPY SELL 740,325,000.000 (7.134.950.74) 17,442.93 CAD CONTRACT RATE • 98 710000000 TRADE 5123/13 (7.500,000.00) VALUE 8/28/13 J. P. Morgan Account Page 34 of 48 Consolidated Statement Page 37 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105043 CONFIDENTIAL SDNY_GM_00251227 EFTA01449590