EFTA00069970.pdf

From: Chris Dilorio To: EFTA00069970  Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Fri, 26 Mar 2021 12:47:31 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; Cifu.jpg; Blosteinjpg; KCGMarch2017.jpg; FINRA.jpg Mr Williams, Congratulations on your nomination to lead the SONY endorsed by Senator Schumer and President Bidenl Paul Weiss? No shit, really? Did you work with SECNY Shalov Mehraban while there? What about NITE CEO Dougie Large Cifu? What a coincidence! The Paul Weiss link to the Mogilevich Bag Man Drexel flunkie degenerate Milken is quite strong as well. Theodore V. Wells Jr., Partner I Paul, Weiss Theodore V Wells Jr, Partner I Paul, Weiss A partner and co-chair of the Litigation Department Ted Wells has extensive experience in white-collar defense and complex civil and corporate litigation, including SEC investigations, healthcare fraud, FCPA, AML and OFAC investigations, high- profile environmental matters and complex class action litigation. www.paulweiss.com Who is following me on Twitter: Seems there is a connection between Dan Instagram King Bilzerian, Trump, Rand Paul, and the Jan 6 insurrectionists Oathkeepers. The coincidences are REMARKABLE! Dan Instragram King Bilzerian/Trump/Rand Paul/Oathkeepers is the son of Milken/Drexel/Princeton/Newport flunkie/convicted felon Paul Bilzerian Another Wall Street Defendant Changes Mind, Pleads Guilty (apnews.com) li Another Wall Street Defendant Changes Mind, Pleads Guilty NEW YORK (AP) _ The second big-time Wall Street securities professional in two weeks has reversed position and pleaded guilty to fraud charges that stem indirectly from the Ivan Boesky insider trading scandal. Stock speculator Salim B. "Sandy" Lewis, 50, unexpectedly entered a guilty plea Wednesday to three felony apnews.com Back when the SEC/SDNY weren't corrupt, criminal organizations, They had Milken et al on the ropes EFTA00069971 This was an absolute GEM! Tapes of Milken/Drexel flunkies Bruce Newberg and Zarzecki: Princeton/ Newport "Welcome to the world of being a sleaze" Initial Decision: In the Matter Bruce L. Newberg• File No. 3-7651 (September 1 1993) (sec.gov) ADMINISTRATIVE PROCEEDING FILE NO. 3-7651 UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION BRUCE L. NEWBERG ) - SEC.gov - 4 - shouted demands at the small group of people, including Mr. Newberg, who occupied desks close to his in the trading room. One of Mr. Newberg's accounts was the Princeton-Newport account. www.sec.gov These are the people Paul Weiss: Karp,Wells,Cifu,Mehraban, and yes Damian Williams built their firm defending. FUCKING WONDERFUL! Other Wells/Weiss client: Stevie Cohen is ALSO a Milken flunkie degenerate: Gruntal SONY judges: I have detailed just some of the fraud being perpetrated on your courts by the grossly corrupt SEC/SDNY. It appears that isn't about to change under Paul Weiss alum Damian Williams. AND where does it ALL lead? The Mogilevich Bag Man Milken and his band of degenerate flunkies like Cifu and Handler. Now, throw in MORE treason: Bilzerian(s): Oathkeepers. It has been speculated that Dan Instagram King Bilzerian reported wealth is really that of his Felon Milken flunkie father Paul. Dan is just hiding it through a web of shells. Because as we ALL KNOW: Junk is Junk No doubt Mr Williams will be recusing himself from ANYTHING related to NITE and its Paul Weiss Alum CEO Dougie Large Cifu Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Wednesday, March 24, 2021 8:19 AM EFTA00069972 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Greetings SDNY Judges et al, So, how is it remotely plausible that a NITE top traded money laundering shell: Thedirectory.com: SEEK which was highlighted in my TCR EDGAR Search Results (sec.gov) where Chicago Bag Man Fife:Typanex EDGAR Filing Documents for 0001140361-14-037849 (sec.gov) AND, Beginning on pg 11 with last SEC filed 10Q for period ending May 31 2015 with TCA Global, Kentucky entity Let's See What Sticks LLc: Clark Scott and Nevada entity CMS Domains LLc printed/converted/dumped several BILLION worthless certs on the public AFTER the SEC was in possession of my information for 2 years https://www.sec.gov/Archives/edgar/data/1122130/000101968715002807/thedirectory 10q.htm AND where, My TCR(s) ALSO cites Curt Kramer/Asher/KBM SEEK Did a "financing" with said prolific Bag Man Kramer/KBM in April 2018: 5 (FIVE) years after the grossly corrupt SEC was in possession of my information 8K (sec.gov) SEEK State of incorporation is Utaaahhhh. Where Merrick Bank/Cardworks:NETE is located while "offices" are Ft Lauderdale: just a short car ride from NETE Miami "offices". EFTA00069973 How many red flags so far? Gets better. Where OTCM calls SEEK a dormant shell with criminal accountant DKM PCA Clearwater and Criminal Law firm Christopher Davies: Boca SEEK - TheDirectory.com, Inc. I Profile I OTC Markets OTC Markets I Official site of OTCQX, OTCQB and Pink Markets Get Stock &amp; Bond Quotes, Trade Prices, Charts, Financials and Company News &amp; Information for OTCQX, OTCQB and Pink Securities. www.otcmarkets.com And where SEEK is 1 of the top traded NITE money laundering shells in March 2021: 8 (EIGHT) FUCKING YEARS after the grossly corrupt SEC was in possession of my information Market Statistics - Monthly Share Volume (finra.org) WTAF does the NITE Compliance Dept do exactly? How is this all possible??? OOPSIE, I answered my own questions In furtherance of the conspiracy Ms Strauss/Wing: don't let the door hit you in the ass on your way out. Cheers! Chris From: Chris Dilorio Sent: Monday, March 22, 20216:45 AM EFTA00069974 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix SONY Judges, per below: the BD SRO FINRA (not SEC) Nov 2020 complaint where NITE "mis marked" (AGAIN) more than 1.5 BILLION trades to conceal the identity of the well known customer. FINRA is ALSO a corrupt criminal organization bought and paid for by criminals. When I made the assertion that this too was another attempt to criminally obstruct an investigation of my claims, I wasn't just "winging" it. Everyone catch my reference to Mr Audrey Strauss there? the complaint continues: " These innaccurate reports occurred after the firm had acquired multiple affiliates with separate Market Participant Identifiers (MPID's) and the orders were associated with those MPID's" Bull Shit. The period covered in the complaint related to the 1.5 billion+ mis marked tickets was 2013-2016. The only possibility: KCG. The SEC facilitated glitch and financing to cover up a massive and ongoing fraud on the public reverse merger between Getco and Knight closed in July 2013 to form KCG. As the grossly corrupt SEC is accutely aware: Getco did not trade OTCM money laundering shells prior to the SEC facilitated glitch and financing. The ONLY MPID associated with OTCM cash trading is and always has been: NITE. My reference to NITE in my correspondence is intentional. The sheer level of activity in the complaint: 1.5 BILLION+ trades indicates OTCM trading activity. Therefore, the FINRA complaint is yet another attempt to criminally obstruct. The Knight/KCG/VIRT OTCM MPID is and always has been NITE. VIRT didn't trade OTCM money laundering shells prior to the SEC facilitated fraud on the public acquisition of Knight/KCG:NITE either. Then again, the SEC KNOWS exactly WHO the customer in the FINRA complaint is. They also know the stocks in the trades. So, yes: the customer and stocks in the BD SRO FINRA (not SEC) November 2020 complaint for the period 2013- 2016 are GUARANFUCKINGTEED related to my information. Once again: I caught the grossly corrupt SEC/FINRA flunkies attempting to criminally obstruct while screwing the whistleblower: ME. The FINRA OTCBB.com website is and always has been a complete and total fraud. As I have been saying for years Market Statistics - Equity Trading Data Monthly (finra.org) Tell me how "last month statistics:February - 2021" share volumes can be 100+ billion WHEN "ALL OTC share volumes" in February 2021 were 1.9+ TRILLION??? EFTA00069975 the monthly trade data by MPID are a fraction of the totals. Market Statistics - Historical Data Annual (finra.org) OTC Data - otce.finra.org ©finra. all rights reserved. finra is a registered trademark of the financial industry regulatory authority, inc. otce.finra.org The grossly corrupt BD SRO FINRA share volumes intentionally mislead the investing public. This is intentional and a direct result of my allegations and yet another example of the grossly corrupt SEC/FINRA criminal obstruction. Illegal naked shorting is NOT reported in the FINRA short interest numbers. The level of illegal activity is absolutely massive. Cheers! Chris From: Chris Dilorio > Sent: Friday, March 12, 2021 7:14 AM EFTA00069976 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix SONY Judges, I didn't set out to make the link between Milken and his flunkies to OTCM money laundering shells either. The Role of Milken flunkie Handler/JEF in bailing out the criminal entity Knight/KCG/VIRT: NITE on more than 1 occassion was perplexing to say the least. Milken flunkie Leon Black/Epstein: ESSW was also perplexing. AQR/Singer/Crede/Peizer/Alpha Capital etc : money laundering shells: also perplexing. Second layer players like Sason/Keener/Hicks etc: Perplexing. Giant Swiss Banks also in money laundering shells: perplexing. Citadel #2 OTCM trader: Perplexing. NASDAQ/Blank Check shells: perplexing. Russian DMA to NASDAQ/NITE: perplexing. Transaction laundering through publicly traded and private companies: NETE/PayOnline/QIWI/YNDX/WireCard: perplexing. Mirror trades using OTCM Russian Adr's:Perplexing. Milken HIMSELF/family office in AQR HUNTF: perplexing. Milken: Sinex: Mogilevich/BoNY/YBM Magnex/Banerjee(s): perplexing Then, 1 day when I looked at all of this TOGETHER: NOT perplexing at all. My conclusion as all of you are aware: Junk is junk. And it goes back to other criminal bucket shops controlled by Milken: Gruntal, AR Baron, DH Blair. This is where flunkie scumbags like Steve Cohen, Felix Sater,Bill Ackman, Carl Icahn got their starts. The official OTCM share volumes came in at a mind boggling 1.9 TRILLION shares in February 2021. Up from 87.7 BILLION shares in February 2020. Market Statistics - Equity Trading Data Monthly (finra.org) What was the Hodgman/Strzok et al SEC response: let's suspend 15 already dark shells. WOW! What a pathetic attempt to actually protect the investing public. Consistent though.There was NEVER going to be any real investigation by the SEC into my allegations. Rather, the grossly corrupt SEC has engaged in an absolutely massive and quite frankly: MIND BOGGLING level of fraud on the American public it is mandated to protect while screwing the whistleblower who caught them: ME. Not only has absolutely nothing changed since I began my research in 2011, but the level of this SEC facilitated fraud on the public has hit TRULY historic proportions.. Again: GME is a rounding error compared to the illegal naked shorting in the OTCM. In my TCR: IMDS where the SEC allowed 2 barred individuals (CEO/CFO) to create 37 BILLION shares at .0001 so that criminals NITE and UBSS could close out massive naked short positions whithout incurring massive losses is an example that is likely chump change today based on these share volumes. The House hearings on GME, RH/CDEL/Hedge Funds: SAC backed Melvin started to shine a light on this massive,ongoing SEC facilitated fraud. Then the shift to the Senate. EFTA00069977 Senate Banking Committee Hearing on GameStop - Senate Banking Committee Hearing on GameStop - SIFMA Senate Banking Committee Hearing on GameStop - Senate Banking Committee Hearing on GameStop - SIFMA Senate Banking Committee Hearing on GameStop Senate Committee on Banking, Housing, and Urban Affairs. Who Wins on Wall Street? Gamestop, Robinhood, and the State of Retail Investing www.sifma.org Not 1 QUESTION on illegal naked shorting. SHOCKING! Maybe because Griffin made the KNOWINGLY false statement that "the SEC eliminated illegal naked shorting (no locate/borrow) long ago" in his House questioning. And, who did the Senate call on as its "expert witnesses"? Mercatus. Which gave us Hester Peirce: Kochs. and wait for it Michael Peevowar. Former SEC Commissioner and current Milken Institute Center for Financial Markets Executive Director. OF COURSE THEY DID. Milken and his flunkies OWN the SEC and likely many in the Senate as well. The Obligation Warehouse was very much up and running while Peevowar was at the SEC. Turning to payment for order flow and how it relates to the Robin Hood and other online platforms dominating the retail space today: As expected, Peevowar argues FOR PFOF. AND went further to say Eliminating PFOF will "increase churning". Wait, WHAT? Not 1 single bought Senator pressed Milken flunkie Peevowar on this. "Churning"???? like butter? How is churning an issue with individual controlled RH and other retail trading platforms? Like: "Churning" your own account? Absolutely unbelievable. OTCM trades should be a ticket charge. Like it used to be. AND some form of maximum commission per share on NYSE and NASDAQ trades. Commissions at ZERO are the absolutely worse thing to happen to individual investors. They are getting ripped off by NITE/CDEL like never before. NONE OF IT IS LEGAL! A maximum commission might also create a "speed bump" for individual traders. There are laws against Undisclosed/hidden costs for most if not all products/services. Why is trading stocks any different? Here again, I have been telling the SEC: have an intern analyze each and every P&L NITE/CDEL have for EVERY OTCM shell they trade. It would take 2 weeks for an intern to conclude exactly how these astronomical profits are generated. Again: it ain't legal. I've offered my services on multiple occassions too. No takers. As Gordon Gekko said: "it's a zero sum game. Somebody wins and somebody loses". There are 2 sides to every trade. The game has been rigged by the grossly corrupt SEC which is owned by the criminals doing the "winning". For the Sell Side Analists: it may take you a little lobger to figure out than an intern. But, what is the effect of all this "winning" on the NITE balance sheet? How many months have you been working on those tangible book calculations? NITE is TODAY/AGAIN/ALWAYS/CONSTANTLY insolvent. Cheers! Chris From: Chris Dilorio Sent: Tuesday, March 9, 2021 7:12 PM EFTA00069978 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix SONY Judges. Again, I did not set out to discover exactly what a grossly corrupt, criminal organization the SEC is. The "Record" is irrefutable. In case you still were holding out hope, On November 24 2020 the BD SRO FINRA brought this complaint against NITE 2016052398201 VIRTU Americas LLC FKA KCG Americas LLC and Knight Capital Americas LLC CRD 149823 AWC rrm (2020-1608855598200).pdf (finra.org) EFTA00069979 FURTHER confirmation of ALL my extremely serious allegations. Since filing my TCR with Berger in 2013, absolutely nothing has changed. My extensive correspondence with the OWB/Norberg et al is clear. The SEC has engaged in criminal obstruction to keep the criminal entity NITE in business. INTENTIONALLY placing the public it is mandated to protect at risk. The scope of the illegal activity also threatens the integrity of our markets. Also: Intentionally. From the BD SRO FINRA complaint: "Between October 2013 and September 2016 the firm (NITE) transmitted 1,569,725,427....":pause to understand what I just re printed: 1 BILLION 569 MILLION 725 thousand,427 instances. Got it? Continue "....ROEs to OATS with innaccurate account codes, which provide information about the type of account for which the orders were submitted. The firm (NITE) innaccurately reported the ROEs to OATS with an account type code of 'U'. This indicated that the firm received these orders from another BD for unknown beneficial owners even though the firm (NITE) did NOT receive the order from another BD AND the account owners were known to the firm (NITE)" FUCKING CRIMINALS! The SEC KNOWS exactly WHO THE CUSTOMERS WERE.FINRA SAYS THEY DO.Related to my claims? GUARANFUCKINGTEED. SARs? OTCM money laundering shells? The penny trading stock fairies have indeed been very busy. ALL of this ILLEGAL activity is a DIRECT result of the grossly corrupt, criminal SEC obstruction of investigating my claims. NOTHING has changed. The grossly corrupt SEC is OWNED by criminals. NITE IS A money laundering criminal entity. Right there in black and white. What was the BD SRO FINRA fine for this massive money laundering scheme? $120,000. Quite the deterrent. Also: a direct result of the SEC criminal obstruction of Congress in implementing the CAT. But, let's give the criminal entity its OWN exchange: MEMX. ABSOLUTELY, IRREFUTABLY CRIMINAL. Cheers! Chris From: Chris Dilorio < Sent: Sunday, February 28, 2021 7:24 AM EFTA00069980 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY Judges, the abusive naked shorting in GME isn't even a rounding error compared to what is being exposed in the OTCM/Pink Sheets:MY INFORMATION The FINRA website is back up after I caught them and no changes were made Market Statistics - Equity Trading Data Monthly (finra.org) Market Statistics - OTC Data ©finra. all rights reserved. finra is a registered trademark of the financial industry regulatory authority, inc. otce finra org So: 87.7 BILLION total OTCM shares traded in February 2020 to 1.7 TRILLION shares traded in Feb 2021 if the Bloomberg article is correct. Ms Hodgman/Strzok, Norberg,Gibson et al at the grossly corrupt SEC: HOW MANY OTCM PINK ONEY LAUNDERING SHELLS WENT TO $500/sh as volumes hit 1 TRILLION+???????? ZERO. ZILCH.NADA. Because as the record CLEARLY shows Laney: WHAT IS THE #1 Cardinal Rule for NITE/VIRT,CDEL etc OTCM PINK SHEET MONEY LAUNDERING MARKET MAKERS: Joey Bag O Doughnuts? Under NO circumstances do you EVER EVER EVER cover a naked short position. You print/sell, print/sell, print/sell until demand is satisfied. OTCM/Pink Money laundering shells DO NOT GO UP unless this #1 Rule is violated. a strategy not dissimilar from certain hedge funds and market makers/wholesalers/internalizers in GME and actively facilitated by the grossly corrupt SEC. Defending a naked short position is simple and it isn't done in the options market. JUST PRINT MORE/SELL MORE. The effects of which are clearly evident on the again/always/constantly insolvent Knight/KCG/VIRT: NITE balance sheet. The Sell Side analists have been told by Cifu not to ask what tangible book value is. Doing so would put him on the record. Because even the STATED tangible book value is a fraud. BILLIONS in "assets" that SHOULD be classified as liabilities right now as we speak. EFTA00069981 The Grossly corrupt SEC let Cifu/Handler/JEF write down more than $4 BILLION in fails right before the VIRT/KCG merger closed July 31, 2017. BILLIONS in "assests" used to calculate the KCG $20/sh tangible book used to value KCG and the JEF position were written down. The Tangible book value caic used to value KCG was complete fraud. The Handler/JEF position was WORTHLESS. Handler KNEW it. Cifu and Viola KNEW it. Goldman Sachs KNEW IT. Repetto KNEW IT. Sullivan Cromwell/Clayton/Fishman KNEW IT. JPM KNEW it. Hutchins/Greifeld KNEW IT. Certainly the SEC KNEW IT. The record Jane: Knight/KCG/VIRT:NITE derives 80-90%+ of their monthly share volumes from OTCM/Pink Sheet money laundering shells. NOWHERE does NITE AFFIRMATIVELY DISCLOSE THIS MASSIVE AML RISK FACTOR in ANY SEC FILINGS. The SEC allows this material ommission. Likewise: NOWHERE does ANY SELL SIDE ANALIST DISCLOSE THIS material FACT OMMISSION in ANY RESEARCH REPORT. INTENTIONALLY MISLEADING the public as to the TRUE nature of the Knight/KCG/VIRT:NITE business model. The SDNY Courts have jurisdiction to impose an IMMEDIATE suspension of trading in NITE/VIRT as it poses a clear and ongoing risk to the public the SEC is mandated to protect but refuses to do so. As I have said from Day 1 Janey: The RECORD: The Core business at Knight/KCG/VIRT:NITE is and ALWAYS has been abusive naked shorting OTCM (and other) Money laundering shells to facilitate money laundering. ACTIVELY facilitated by the grossly corrupt SEC scumbags for the benefit of the criminals like NITE/VIRT,CDEL who OWN them. Now, they were caught by the Redditt crowd. FUCKING BEAUTIFUL! Cheers! Chris From: Chris Dilorio Sent: Saturday, February 27, 2021 5:57 PM EFTA00069982 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Well well well In case you missed this Melissa Hodgman/Strzok earth shattering announcement that the grossly corrupt SEC is now monitoring social media chat stocks SEC Suspends Trading in 15 Stocks That Got Hyped on Social Media - Bloomberg SEC Suspends Trading in 15 Stocks That Got Hyped on Social Media - Bloomberg U.S. regulators are engaging in the stock market's version of whack-a-mole -- racing to suspend shares of companies with dubious prospects that have been hyped to the moon on social media. www.bloomberg.com This isn't as remarkable as the disclosure of OTCM Pink sheet volumes hitting 1.7 TRILLION shares in February 2021. That's ONE TRILLON SEVEN UNDRED BILLION shares of OTCM shares in 1 month: February 2021. The FINRA otcbb.com website has been taken down as a result of this Bloomberg disclosure . I have multiple copies. But, please see the screenshot added above. It is a screenshot of the otcbb.com website before it was taken down. It shows TOTAL OTCM share volumes going from 87.683 BILLION shares traded in February 2020 to 1.7 TRILLION shares 1 year later in February 2021. HOW does that happen? It isn't legal. That is for DAMN sure. So, how's that "thorough investigation" into my Knight/KCG/VIRT: NITE extremely serious allegations coming along? As you can see: not only are ALL of my allegations irrefutably accurate, They are on a scale not even imaginable. Yes, this explains the exploding NITE/VIRT exploding balance sheet and the fraud contained therein. It also implicates CDEL. Because, as I read @dougielarge interview with another Bloomberg Journalist: @Ltabb, CDEL and VIRT traded more than 22% of the market volume. That is a complete fabrication. CDEL and NITE traded MULTIPLES of the total market volume. HOW? ILLEGAL NAKED SHORTING. OTCM Pink sheet money laundering shells specifically: MY CLAIMS Looks like FINRA actually started reporting the REAL OTCM share volumes in 2020 by mistake of course. FINRA otcbb.com website error 503 EFTA00069983 Cheers! Chris From: Chris Dilorio Sent: Frida Februa 19 2021 7:47 AM u ject: Fw: Forma appea or pre um nary I . g t pda TR: Appen. ix Happy Friday! Everyone catch Chair Waters virtual hearing yesterday w/Ken Griffin/CDEL? If you follow me on twitter: you'll see a nice summary/explanation of the true issues: NITE/VIRT: public company. per my TCR: Joyce joined from Broadcort/Merrill. Knight was clearing through Broadcort/Merrill. Joyce saw the massive fraud from naked shorting. He was perfect fit to run Knight. First thing he did: take Knight self clear. "lower costs". The effect: KNOWINGLY mis classified liabilities as assets: massive ,ongoing accounting fraud. Insolvency. Glitch. Who is on the hook? shareholders. SEC facilitated fraud. CDEL: self clears for internal funds but NOT CDEL Securities: RH,OTCM etc WHY the inconsistency? Because CDEL Securities is a private entity. LLc with Ken Griffin's name on it. Who would be on the hook for Self Clear accounting fraud/liabilities/insolvency? Ken F'n Griffin. So, the EFTA00069984 inconsistency: WHY self clear for internal funds but NOT CDEL Securities? Griffin not about to be on the hook. CDEL Securities clears Pershing/BoNY Mellon. The largest US correspondent clearing Broker and a HUGE BoNY/Mellon balance sheet that can hide the fraud. Third party. Ironically, Pershing was sister company of DU and Autranet where I worked. First Equitable. Then Autranet/Pershing sold to BoNY Mellon. DU to CS First Boston. Want to get a template?? start with NITE/VIRT. Griffin yesterday: the SEC eliminated illegal naked shorting with Reg Sho:KNOWINGLY LIED SEC fails data is DTCC/NSCC ONLY Obligation Warehouse: Ex CLEARING Created by the grossly corrupt SEC so criminals like NITE/CDEL can circumvent close out REQUIREMENTS of 204. SEC knows EXACTLY level of naked short fails in OW/Ex Clear. They don't disclose. Intentionally misleading the public there is no illegal naked shorting. Janey et al at the grossly corrupt SEC: I think I've read that somewhere before. Cheers! Christopher.' Dilorio Whistleblower Extraordinaire From: Chris Dilorio e > Sent: Wednesday. February 17. 2021 3:53 PM EFTA00069985 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Preska et al: This is NOTHING and I mean NOTHING compared to the naked shorting going on in the OTCM and clearly evident on the NITE/VIRT balance sheet TODAY As a DIRECT result of SEC corruption and criminal obstruction, the investing public has been placed at risk for the last almost 8 years. AND: Knight/KCG/VIRT: NITE is again/always/continuously INSOLVENT SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg SEC Data Show $359 Million of GameStop Shares Failed to Deliver - Bloomberg On Jan. 28, the day after GameStop Corp. mania hit its crescendo on the back of a short squeeze for the record books, about $359 million worth of shares were caught in limbo. www.bloomberg.com Here Glitchy Glitchy Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Friday, February 12, 2021 2:31PM EFTA00069986 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Well, The Sell side got close to asking a few questions regarding the exploding balance sheet at NITE/VIRT. When asking about capital, HOW is it possible that tangible book isn't a topic???? How about TANGIBLE working capital if the per share tangible book value is too complex a calculation? AND WHY would VIRT hold as "assets" ANYTHING related to settlement on its balance sheet?? Can VIRT convert these "assets" to cash for its own use? WHY are failed trades booked as "assets":receivable? Just because VIRT is self clearing does NOT mean they are legitimate "assets". More accurately: LIABILITIES But a GREAT admission came on the earnings call by Cifu himself: Tip toeing around the payment for orderflow issue. In response to question by perma pumper Reppetto: Dougie "we're not gonna publish KCG 2Q2017 financials" Cifu said: "Like really who is NOT benefitting from that system. AND we're putting risk capital up to provide that service." "Service"???? what happens BEFORE and AFTER the retail customer gets his/her "price improvement" is the REAL question. because as ALL the Sell Siders Know: NITE/VIRT is a non profit. To f'n funny I have hard copies as usual Virtu Financial Inc (VIRT) Q4 2020 Earnings Call Transcript I The Motley Fool Virtu Financial Inc (VIRT) Q4 2020 Earnings Call Transcript I The Motley Fool Virtu Financial Inc (NASDAQ:VIRT) Q4 2020 Earnings Call Feb 11, 2021, 8:30 a.m. EE Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and ... www.fool.com EFTA00069987 Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Thursday, February 11, 2021 6:14 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Nathan et al, There is NO REAL INVESTIGATION OF MY ALLEGATIONS. The information I have provided resulted in a VERY nice plea deal for Mr Kamensky. Yet, the very same information has amounted to no real investigation by the SEC whatsoever. Today, VIRT/NITE reported Q4 2020 and full year 2020 results. The balance sheet fraud is abundantly evident STILL. https://www.sec.gov/Archivegedgar/data/1592386/000110465921020227/tm216148d1 ex99-1.htm EFTA00069988 What is tangible book? WHY does receivable not fluctuate? WHY all the trading inventory for an HFT with no OMM? WHY won't the Sell side analysts ask any questions on the balance sheet? So, while Mr Kamensky is virtually a free man as the direct result of my contacting the SONY Courts, the criminal enterprise NITE/VIRT continues to operate UNINTERRUPTED. No Doubt the third NITE/VIRT CFO in just over a year Sean Galvin is keeping the fraud up and running. There is NO SEC investigation. Chris From: Chris Dilorio Sent: Friday November 6.2020 7:09 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Janey et al, NITE/VIRT just released 3Q2020 earnings. A direct result of a massive, ongoing, SEC facilitated fraud on the public the SEC is mandated to protect The Balance sheet fraud shell game continues. https://www.sec.gov/Archives/edgar/data/1592386/000110465920122134/tm2034848d1 ex99-1.htm for the sell siders to ask on the earnings Call: Tangible book BEFORE we get into mechanics of the massive, ongoing accounting fraud as a direct result of illegal naked shorting OTCM (and other) shells: I get les than $2/sh. Tell me where I'm wrong. But, it's MUCH MUCH MUCH worse than that; Account receivable : $1.88 billion EFTA00069989 Payable: $675 million Difference: $1.2 billion AR is where NITE books naked short fails as a result of self clearing. No intention/can't deliver. More accurately: a liability Further: prior commitment on this "asset": settlement. Nothing NITE/VIRT can convert to cash for company use. Also: Trading assets: the old securities owned Trading liabilities: the old securities sold not yet purchased Structural liability as a result of naked shorting. Propped up/off set by securities owned. NITE/VIRT is grossly insolvent STILL/AGAIN/CONSTANTLY. And, no breakdown of the vast driver of trading revenue: US equity market Making Did NITE/VIRT exit the extremely low tech/cash OTCM trading business? NOPE This illegal activity is extremely profitable. Virtually riskless in fact. AND is the driver of trading revenue. WHY the VIRT/KCG merger was done . Abusive naked shorting OTCM/other shells to facilitate money laundering is and always has been the core business at NITE. The SEC knows this. Where are disclosures in SEC filings of this high AML risk business? You won't find any. Cifu stopped reporting post merger. Not in Sell Side models either. INTENTIONALLY misleading the investing public as to the true nature of the NITE/VIRT business model. In short: absolutely NOTHING has changed since the so called "glitch" as a direct result of SEC corruption/obstruction. With help from the SONY and Sell Side analists covering NITE/VIRT Cheers! Christopher.' Dilorio Whistleblower From: Chris Dilorio < Sent: Wednesday, October 14, 2020 9:00 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix EFTA00069990 The corrupt, criminal relationship with Handler/Jefferies as I have stated is NOT the only corrupt,criminal relationship the SEC/SDNY have with members of their respective "do not investigate lists". AQR, Blackstone as well as Jay Clayton good fried Glenn Hutchins. Hutchins also worked at Blackstone with Schwarzman prior to founding Silver Lake. Hutchins bought SunGard. Then sold it to FIS. This transaction was the basis of the formation of North Island with former NASDAQ CEO Greifeld. North Island is a top shareholder of the criminal enterprise NITE/VIRT. More context: Greifeld was a Director UK/NJ company called Automated Securities Clearance Ltd https://find-and-update.company-information.service.gov.uk/company/03385409/officers AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Officers (free information from Companies House) AUTOMATED SECURITIES CLEARANCE (EUROPE) LIMITED - Free company information from Companies House including registered office address, filing history, accounts, annual return, officers, charges, business activity find-and-update.company-information.service.gov.uk Sold to SunGard. Greifeld then became CEO at SunGard. He wasn't at SunGard very long. Then made the jump to CEO of NASDAQ. Curious to say the least. Shortly after becoming NASDAQ CEO, NASDAQ bought the BRUT ECN from SunGard. Self dealing? MUCH WORSE http://innasdaq.comIstatic-files/6b1ca278-75f0-4259-9372-5b3351126a8b ir.nasdaq.com 121e<2h- 21e<16$8;1<76.23$54- 2((1-&22 ir.nasdaq.com As you can see, current NASDAQ CEO Adena Friedman signed off on this transaction. SunGard was then sold to FIS. AFTER it had developed a very interesting product converting Russian Rubles to dollars in real time. hups://www.finextra.com/pressarticle/49357/otkritie-capital-taps-sungard-for-automated-ruble-conversion EFTA00069991  a Otkritie Capital taps SunGard for automated Ruble conversion Otkritie Capital (Otkritie), one of the leading financial services providers in Russia, has selected SunGard to help launch a new direct market access (DMA) service allowing for automatic real ... www.finextra.com I'll say that again: FROM Russian rubles TO dollars in real time. Providing DMA to WHICH markets???? So, the marriage of Blackstone Alum Hutchins and Greifeld to form N Island and become a top investor in the criminal enterprise NITE was a natural fit. Money laundering on a MASSIVE scale. Algos and OTCM shells are very complimentary money laundering vehicles. Not to mention: Russian Mirror trades: RU ADR's trade OTCM Pinks as well. The KCG 1Q2014 astronomical increase in OTCM volumes. Expunged from SEC reviewed filings. Attached on previous emails as part of the OWB record. NASDAQ is also the repository of the vast AQR blank check money laundering shells. FULLY SEC reporting for credibility. As with many OTCM shells. The only real difference between a NASDAQ/AQR blank check shell and an OTCM shell is the amount of money being laundered. Clayton should have been investigated and barred from SEC business pending a full and thorough investigation. So, that precludes the corrupt SEC IG Hoecker from any involvement. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Thursday, September 17, 2020 5:56 PM To: Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Nathan, I applaud your reproof of the SONY. Now, I urge you to look at the Dan Kamensky case. I have never met Kamensky. When I saw the joint SEC/SDNY complaint I became physically ill. I am an SEC whistleblower. The SEC/SDNY have actively and continuously obstructed a thorough investigation of my extremely serious allegations. In favor of Rich Handler/Jefferies. The IB in the Kamensky case. Based on my experience with the SEC/SDNY I believe they both are withholding exculpatory evidence which impeaches the credibility of the SEC/SDNY/Handler/Jefferies. A corrupt relationship exists between the SEC/SDNY and Handler/Jefferies. In addition to others in my claims. I have contacted Judge Cave as well as Kamensky counsel. Disclosure of this corrupt relationship puts the Neiman Marcus "sting" in a whole different context. The motives of which should be investigated. Respectfully, Christopher J Dilorio EFTA00069992 Whistleblower From: Chris Dilorio < Sent: Thursday, September 17, 2020 9:17 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Please see the new photos attached: Mr Blostein's Eureka moment and Cifu admission that the NITE/VIRT revenue model is driven by the "retail participation" rate: Cifu: "The retail segment of what we do is a SIGNIFICANT portion of our overall American equity segment..." So, are institutions trading .0001 OTCM money laundering shells? Mr Blostein: what are you modeling for NITE/VIRT OTCM share volumes when you KNOW and Cifu admits the importance of these share volumes on the NITE/VIRT revenue model? Does ANY Sell side analyst model this NITE/VIRT revenue driver? WHY doesn't Cifu disclose these share volumes in SEC filings? He used to. Knight/KCG used to as well. See photo. So why did he stop? Did NITE exit OTCM trading? ABSOLUTELY NOT. So the Goldman Analist Blostein KNOWS these share volumes drive revenue at NITE. Blostein doesn't disclose these volumes in his model. Fraud is also an OMISSION of material fact. Time to ask Cifu WHY he doesn't tell you to model OTCM share volumes fellas. This is WHY the SEC/Handler/Jefferies/VIRT/KCG acquisition took place. As Cifu admits: Retail:OTCM drives NITE/VIRT earnings. Cheers! Christopher.' Dilorio Whistleblower From: Chris Dilorio .zz > Sent: Wednesday, September 16, 2020 3:01 PM EFTA00069993 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix First Sell Sider, SEC,DoJ who can get me a current NITE/VIRT tangible book value calculation wins a prize: Mr Kamensky's freedom. That's BEFORE properly classification of Naked short fails NITE/VIRT KNOWINGLY books as fraud assets: receivable. Mr Blostein, I remember a NITE/VIRT earnings call not to long ago where you made a direct correlation between NITE OTCM share volumes and NITE trading profits. Remember the 1? I have hard copies of that too. Did Cifu threaten you if you bring it up again? Please forward your model including these share volumes so we can compare notes. Who else has been threatened with retaliation by Cifu/Handler? Who has been promised business? Mr Repetto/Fannon? Who has BUY ratings on NITE/VIRT currently? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio ‹ > Sent: Wednesday, September 16, 2020 9:20 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Cave, The criminal, corrupt relationship between the SEC/Handler/NITE goes further. Doesn't it Mr Repetto? For the Sell Siders on this e mail: Please tell Judge Cave, The SEC/DoJ, Mr Kamensky's counsel the following: 1) how many red flags in NITE 3 CFO's in a year? 2) What you're modeling for NITE OTCM share volumes 3) WHY none of you question the once again ballooning balance sheet on earnings calls The other questions below can be answered by Mr Repetto and Jefferies Mr Fannon Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio e > Sent: Monday, September 14, 2020 9:22 AM EFTA00069994 To Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix I look forward to speaking with you Regards, Chris From: Chris Dilorio Sent: Monday, September 14, 2020 6:02 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Jones, Judge Cave Straight forward, irrefutable proof of SEC corrupt relationship with Handler Jefferies: KCG was engaged in abusive naked shorting in months leading up to the SEC/Handler/Jefferies VIRT acquisition closing 7/31/2017 SEC/Handler/Jefferies KNEW the core business at KCG is and always has been abusive naked shorting OTCM and other shells to facilitate money laundering. SEC/Handler/Jefferies knew KCG was insolvent in 2012 as well as 2017 as a direct result of this illegal activity Handler/Jefferies were the largest shareholder of KCG in 2017 when the SEC/Handler/Jefferies/Cifu orchestrated VIRT/KCG merger was consumated https://www.clearygottlieb.com/news-and-insights/news-listing/14-billion-merger-of-kcg-holdings-and-virtu- financial $1.4 Billion Merger of KCG Holdings and Virtu Financial I Cleary Gottlieb Cleary Gottlieb is representing Goldman, Sachs & Co., as financial advisor to KCG Holdings in its sale to Virtu Financial in an all-cash transaction valued at $1.4 billion. www.clearygottlieb.com SEC/Handler/Jefferies/Cifu used known fraud "assets" on the KCG balance sheet to determine the grossly inflated tangible book value calculation used to value the KCG acquisition price. Immediately prior to the transaction closing on 7/31/2017 the SEC/Cifu wrote down more than $4 billion in leverage from the KCG balance sheet. INCLUDING fraud assets used to calculate the grossly inflated acquisition price of KCG. SEC/Handler/Jefferies KNEW KCG was insolvent in 2012 AND July 2017 The SEC has known about the Knight/KCG/VIRT accounting fraud and securities fraud for years. I TOLD THEM. The SEC has engaged in a massive criminal obstruction scheme that is ongoing to protect NITE/VIRT. As a direct result of this corrupt, criminal scheme the investing public is put at risk, NITE/VIRT is insolvent again/always, Handler/Jefferies benefit, my rights as a whistleblower have been egregiously abused, Kamensky's life is ruined. EFTA00069995 The SEC/SDNY is making a mockery of your respective courts. Worse: the SEC and SDNY are committing a massive and well known FRAUD on your respective courts. The true character of Handler/ Jefferies as well as the corrupt relationship the SEC has with Handler/Jefferies must be disclosed to Mr Kamensky. Any verdict without these disclosures is a known miscarriage of justice. https://www.lexology.com/library/detail.aspx?g=9e2b4e49-See2-48f6-b8c7-03d39d02b5ca SEC ordered to produce Brady and Giglio materials due to joint investigation with U.S. Attorney's office - Lexology A district court ordered the SEC to produce material solely in its possession to a defendant in a parallel criminal prosecution by the U.S. Attorney... www.lexology.com Mr Kamensky WILL have my information. Mr Kamensky WILL have justice. The SEC/Handler/Jefferies/Cifu corrupt criminal relationship and ongoing frauds on the public will be exposed and ENDED. Regards, Christopher J Dilorio Whistleblower From: Chris Dilorio < Sent: Saturday, September 12, 2020 8:23 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix Judges Cave and Jones, The SEC corruption goes well beyond just Handler/Jefferies/NITE. My research: I developed a template. I would search NITE top traded OTCM shells. From there: Derivatives. I have filed several separate but related TCR's based on that information. The SEC has brought several actions related to my 2013 Knight TCR with Berger: Hanover/Magna, JMJ,Keener, Hicks, Fife,UBSS, and FINRA's NITE Nov 2016 Rule 204 complaint. ALL my information. In addition: FINRA brought a complaint against Brown Brothers Harriman AFTER the SEC was in possession of my information for almost a year. That complaint IS also my information. New SEC NY Richard Best brought that FINRA complaint. ALL of the entities are un named. WHY? Per the complaint: BBH delivered 80%+ of the trades to executing BD's/MM's. NITE as the #1 trader in the space would most certainly have executed BBH trades converting worthless certs to real money. The BBH complaint also cites un named Swiss Banks and FFI's. As a result of EFTA00069996 exposing these frauds the SEC/FINRA no longer allow searches of OTCM share volume by Market Maker. Further, Cifu,Handler,the SEC have allowed the post VIRT/KCG: NITE to no longer disclose these share volumes in any SEC filings NOR SEC reviewed investor presentations. Has NITE exited this business? ABSOLUTELY not. It is and always has been the DRIVER of NITE trading profits. Virtually riskless albeit illegal. The investing public is intentionally misled as to the true, core business of NITE. The August 1 2012 "glitch" proved my allegations that Knight was insolvent. Knight had to raise virtually the entire "glitch" loss despite claiming to have a "highly liquid balance sheet". The accounting fraud is a result of the illegal naked shorting. The SEC,Handler,Jefferies et al "glitch" and bailout wasn't JUST a cover up of a massive SEC failure to protect the investing public however. The 2012 "glitch" was the first of many cover ups so that this massive fraud on the public can continue. Per previous correspondence and the extensive record with the SEC: As with the "glitch" ALL participants KNEW exactly the NITE core business and accounting fraud at NITE i