📄 Extracted Text (236 words)
Part 2
Is the vehicle an operating company which does not own or propose to acquire securities3 having a value of 40% or more
of the value of its total assets' on an unconsolidated basis? (Please note that the attached client certifications needs to
be provided.)
Yes, the entity is an operating company engaged in the business of
and a client certification is attached
No
Part 3
Please contact pwmvolckerresource©Ilst.db.com Volcker onboarding approval of this vehicle If you
— Did not check any box in Section 1. or
— Checked 'no" in Section 2.
If you either checked any box in Section 1 or checked "yes* in Section 2 and have obtained a client certification, please
attest and sign as follows:
I attest that the above information is accurate and current and based on information provided to me by
Lit v•• as contact for S..pitt•<-• set-
Stretue3 of Chest Rehrieemstive
ey,DvviAnz— C-Ciet litiCr---. 2- i‘44 I ?—
Name of Chant Representative Oats
3 The meaning of "secunly in this context is broadly construed and includes. but is not smiled to. stocks. bonds. other debt instruments.
security futures, as wel as any put. call or other option on any security.
Value to total assets is excluding U.S. government securities and cash items.
5 See end of document for Certification.
W1.1167243 022673.011516 Page 2 of3
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052927
CONFIDENTIAL SDNY_GM_00199111
EFTA01363067
ℹ️ Document Details
SHA-256
03677b9aeb64c2eb1ca851ccf567e8715c26c34ddaa01e23af4a676e6648ff9c
Bates Number
EFTA01363067
Dataset
DataSet-10
Document Type
document
Pages
1
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