EFTA00165558.pdf

Deutsche Asset & Wealth Management Li DBTCA Deposit Account Opening Application Private Wealth PremiumTm Private Wealth Premiums" Private Wealth PremiumTh. Elite Personal Accounts Elite Business Accounts Banking Services O O Checking Acct.a HI Consumer Debit Card 0 ii / Elite Checking with Interest O Elite Checking with Interest Joint Applicant Debit C ire( a Acct. # Acct. APY APY O Business Debit Card a Elite More Market De bit ❑ Elite Money Market Deposit Acct. It Acct. I FIDeluxe Checkbook Styli a APY APY S -tan clicALS I e- O Certificate of Deposit ❑ Certificate of Deposit O Name Only Acct. 8 APY Acct. I APY O X Name and Address Duplicate Statement Term Term ri Addr O DB AG NY Preferred DB AG NY Preferred Certificate of Deposit Certificate of Deposit City Acct. I Acct 8 State Lp Cock APY APY O Mailing address (If differ: nt) Term Term Name Promo term Promo term Addr IOBTCA deposit account required, IDSTCA deposit .toount required, along with a 00 AG Preferred Tenns along with a 013 AG Prelwnrd Terms City and Conditions) and Conditions) State Zip Cod. er ate Wealth Premiums'' Pri O Cash Master Sweep Account I emet Banking Services Checking Acct. I It O DB Private Wealth Online Plus Link to Existing Online Relationship Elite Money Market Deposit Acct. I APY (User/Co. ID Number) Target Amount Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA O Corporation Joint Tenants with Right O Foundation ❑ Limited Liability Compai of Survivorship O Joint Tenants in Common ❑ Non-Profit Organization O Partnership O In Trust For/Payable on O Attorney Trust Escrow O Limited Liability Pannell hip Death/As Trustee for O Trust O Landlord Master Escrow El Estate Is/ "vmetni NAOSOD00016974-00I I0860!) 0131 :9.03281r3 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001292 EFTA_000 14766 EFTA00165558  Acco Nemec tint • ' n JoIntra Appr IhelaL Soon! Seca' Number T es ID N mbar Ad City a Horne elephone Number Home Telephone Number Stain Date . NeS Kinnear Empty), cod . 2 4,51i a ♦ Nome of Employer sruDeli r Address Address City, Stine end up Cdde Nl /0021 Criy. Stare end by Code Notice of Customer Identification Policy Important Information To help the govionment tight the funding of terrorism and money laundering activities, Federal law requires all fin.licial institutions to obtain, verify, and record information that identifies each person who establishes an account, inves.inent ca other business relationship with a financial institution. This means that we will ask (or your name, address, and od nor information that will allow us to identity you. We may also ask to see identifying documents such as a certificate( • formation or good standing liege' entities) or a passport or other photo identification (individuals/. 3rd EU Notice Governmental lutes have also broadened the scope of the Bank's obligations to aid in the fight against money tau derino and terrorist financing: these rules can for an active involvement of both asset management firms and their client For new and existing cheats we currently have a legal obligation to ask our customers questions regarding their Went ries. addresses, source of funds and, if necessary. legal representatives, authorized signatories, beneficial owners or a •itrol structures and to tolled requisite documentation to substantiate the information. Also, enhanced antimoney law feting requirements require that should any of the above personal or institutional information change. our clients would :a obliged to immediately notify us of the ctiange(s) and provide us with relevant documentation to verily these char •jes. Telephone. Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email reg ' ,ding the above captioned ac eounrts) (defined herein as 'Verbal Instructions"). ft is understood that the risk of Vestal Instructions being giveo by person or persons purported to be you is your own. Absent the gross negligence or w l'ful misconduct of Deusche Bank Trust Company Americas (D8TCA), you agree to indemnify and hold harmless DBT( ,4 for any claims, losses. expenses, costs or attorneys' fees resulting horn DMA's acting upon such misunderstood at it unauthorized Verbal Instructions. You understand that DBTCA may, but Magnet be required to, seek verification, if your vein!, facsimile or email instructions by call back. In case of doubt DBTCA may in its sole discretion refuse to est ruts your Verbal Instructions or ahy pert thereof, without incurring shy liability. DBTCA is under ao obligation to exacts ii your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearipg your °riga signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit :ad any additions to the account shall become the property of each owner as plot tenants. and DBTCA may release tie Sr lire account to any owner during the lifetime of ali owners. (MICA may honor checks. orders or withdrawal requests' nem any owner during the lifetime of all owners. The flank may be required by service of legal process to remit funds t iild in the joint account to satiety a judgment entered against o' other valid deot incorrea by, ahy owner of the account. may honor checks, orders or withdrawal requests from the survivortsl after the death of any owners) and may tre it the account as the sole property of the survivors) otter the death of any ownerts). Unless DBTCA receives written noti signed by any owner not re pay or deliver any joint deposit or addition or accrual, DBTCA shalt not be liable to any wilier for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice refenod to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further pa .inentt. or deliveries. 2 53..• ..110501 013sr :lanai 1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001293 EFTA_000 14767 EFTA00165559  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions o: the Cardholder Agreement contained In the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter into:I separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBICA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that ft is your responsibility to fulfill any tax obligations and any other regulatory reporting duties as iilicable to you in any relevant jurisdictions that may arise In connection with assets, income or transactions in your aces .:nt(s) and your business relationship with DBTC.A. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that It is your responsibility to fulfill any tax obligation and any other regulatory reporting duties as :labia to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your nowt Is) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of l our knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s) beneficiary(ies), partneral, etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for 'Cam/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, yOU agree to notify us immediately of any material than; a to the Information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Acceptance BTCA. ///-7oiloi 3 Data ow /bp 0/3 For Ban ser Reviewed by: Name Tide 3---c- It( I0 I (5 pate Accepted*Dela: \ / I P"/ Nanit N./ Title I r.kNOC 3 iYeaelel 013t I d.oa2dla CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001294 EFTA_000 14768 EFTA00165560