EFTA01277957.pdf

(SUBS UBS Enancial Services Inc 299 Park Avenue 25th Floor Business Services Account New York NY 10171.0002 October 2015 itNP7003605783 1015 VI 0 116 EAST 65TH STREET LLC 116 EAST 65TH STREET NEW YORK NY 10065.7007 Account name: 116 EAST 65TH STREET LLC Friendly account name: 116 LLC Account number. Your financial Advisor. SCOTT STACK MANILYLE CASRIEL Phone] Questions about your statement? Call your Financial Advisor or the Value of your account Resourceline at 800-262-1000, on September 30 (S) on October 30 (5) account 029023692 Your assets 34,095 76 34,172.33 VisItour wehslte: Your liabilities 0.00 0.00 www.ubscomffinancialservices Value of your account U4.095.76 534,172.33 Sources of your account growth Tracking the value of your account during 2015 Value of your account k 1he uc...3fICS at year end 2014 $32,377.14 Net deposits and withdrawals 31,789.33 324 342 YOS nvestmentretunt • • Diwlend and interest income 55.86 Change in market valuii $0 00 Value of your account on Oct 30, 2015 534172.33 Dec 2014 Sep 2015 Oct 2015 SDNY GM 00026430 member SIPC AN110002000(05783 N 36000001 1016 000000000 ell0C0 Page 1 of 12 CONFIDENTIAL EFTA_00137050 EFTA01277957  Account name: t :•.E41-1 S- PEET Your R nuncio, Advisor *UBS Business Services Account October 20' L. Friendly account name- Account number: 7' STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 30 (B) your account • Cash and money balances may include A Cash and money balances 34,172.33 100 00% Your current asset allocation available cash balances. 1.195 Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Total assets $34,172.33 100.00% A Value of your account $34,172.33 Eye on the markets Percentage change Index October 2015 year to date S&P 500 8.44% 2.70% Russell 3000 7.90% 2.02% MSC I - Europe, Australia & Far East 7.82% 2.53% Barclays Capital U.S. Aggregate Bond Index 0.02% 1.14% Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Ann03020C0605784 ele70C0054360 COCO' tot 5 00C030000e4MyGm000264fige 2 of 12 CONFIDENTIAL EFTA_00 3705 I EFTA01277958  Business Services Account Account name: 116 EAST 65TH STREET 11C Your Financial Advisor: *UBS October 2015 friendly account n Account number: • 11 SCCTI STACK MANLY} E CAiRIEL Change in the value of your account Cash activity summary October SW Year to date (1) See account activity tha month for dealt. Mantes In your Sweep Options are includedin the cpenng and closing balances value FDIC Insurance/I:pies only to deposal at uas Bank USA, not to deposits at LOS AG, Stamford Branch Of bank deposits placed throw)) the UBSInternahona Depose Account program. SIPC Opening account value $34,095.76 $32,377.14 protection applies to money market sweep field holdirgs but rot bark deposits Seelmportant irdonnation about your statement on the tat tvaa pages cf this document for detals Deposits, including investments transferred in 30,001.47 390,054.55 October 2015 (S) Year to date (S) Withdrawals and fees, Opening balances $34,095.76 $32,377.14 including investments transferred Additions out -29,925.50 -388,265.22 Deposits and other funds credited 30,001 47 390,054 55 Dividend and interest income 0.60 5.86 Dividend and interest income 0.60 5.86 Closing account value $34,172.33 $34,172.33 Total addrtions $30,002.07 3390,060.41 Dividend and interest income earned Subtractions Checks and bill payments -16,438 29 -316,077.44 rot purpOses or tNs statement, tantrity of interest and dividend income has been determined (ton a US Cash/ATM transactions -5,183.00 -36,820.00 tin reporting perspective. Braid upon the residence of the account holder, account type. or product type, some barest arch dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) ATM fee rebates 33.00 mato Income tares. The (lent monthy statement is not intended to be used and cannot be deed upon for tar purposes. Clients should refer to the appricatie tat reporting forms they receive from IBS annualy, such as the Fortin 1099 and the Forms 480, foe lac reporting information. It is the practice of UBS to file the Card payments -668.86 -24,839.43 Xs:kat:le la reporting formS vAth the US Internal ReVenue Semite and PR TreaSury OPOZIMTent. fri'ld in such loans accurately (rosary Ow:lends ardor interest as tat exempt or tatabSe income. Pleat consult yew Other funds debited -7,668.35 -10,668.35 inavdual tax preparer. Total subtractions 429,925.50 -$388,265.22 October 2015 (1) Year to date (S) Net cash flow $76.57 $1,795.19 Taxable interest 0.60 5.48 Closing balances $34,172.33 $34,172.33 Total current year $0.60 $5.48 Prior year adjustment 0.00 a38 Total dividend & interest $0.60 $5.86 SDNY GM 00026432 ANP7C0020C0605785 NV7003058360 COCCI 101S03CONCOOnCOCO Page 3 of 12 CONFIDENTIAL EFTA_00137052 EFTA01277959  Account name: 6 EAST 65TH STREET LIC UBS Business Services Account October 201 , Friendly account name: t '6 Account number: Your financial Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Business Account APY Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Interest period Sep 8 - Oct 6 Opening UBS Bank USA Business balance Sep 8 $1,733.88 Closing UBS Bank USA Business balance Oct 6 $29,412.77 Number of days in interest period 29 Average daily balance $6,532.79 interest earned $0.12 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest perrod Sep 8 - Oct 6 Opening UBS AG Deposit balance Sep 8 $0.00 Closing UBS AG Deposit balance Oct 6 $0.00 Number of days in interest period 29 Average daily balance $25,831.27 Interest earned $0.44 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important inkgmation about your statement at the end Of this document. Your return objective: Current income & capital appreciation Your tisk profile: Primary Moderate Investment eligibility consideration - None selected A r0.7C002000605786 NP7000058360 C000I toIS OOb000O00 6StliklY_GM_00026Ogie 4 of 12 CONFIDENTIAL EFTA_00137053 EFTA01277960 (SUBS Business Services Account Account name: 116 EAST 65TH STREET U.0 Your Nnandal Advisor: Friendly account n - SCOTT STACKMANYLYLE CASPAL ociipLer 2075 Account number. Your assets Scale pikes, income and current vdues ShOnn May be Eppi()Amble. AS a kart gam aidlOsses ma/ DCI be accurately refkcied. See revertant intontaaon about your statement a the end of the d cumem tot more infornason. Cash Cash and money balances Cash and money balances mat include avalaie cash balances, UBS Bar* USA oSpout account balances, UBS AG Stanford Branch cbpoot account bdances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC yaltin applicable limits, but are nod protected by SPC USS AG Stanford Branchdeposit account balances are not insured by FDIC and are not protected by SSC Money market sweep balances are protected by WC bin ale not insured by the FDIC. See the Important information about your statement at the endof this cbctrnent for details about those blames. 0pertng Mane ClOung toleexe Pete per snare Average Dnidenel Interest Days ri Hddng on Od I(1) on Oct 30(f) on Oct 30(0 tate period period Cash -4,530.20 -825.00 tElS AG DEPOSIT ACCOUNT 38.62596 35.042 33 Total 534,095.76 $34,17233 Your total assets Percentage ol Cost ESSMated Intrent0 vaue on Oct 30 (5) your account case Ot annual maitre (S) gain or loss (S) Cash Cash and money balances 34,172.33 100.00% 34.17233 Total $34,172.33 100.00% $34,172.33 Account activity this month For more information about the priedvalue shown for restricted securities, see Important information about your statement a the endof this document. Your Quantity/ Cain Cash and Cute Actixty Description expense cede Fare wit* PricerValue (5) amount tit money Mane IS) Sep 30 Cash and money balance $34,095.76 Oct 1 Rebate ATM FEE REBATE 3.00 Oct I Rebate ATM FEE REBATE 3.00 Oct I Rebate ATM FEE REBATE 3.00 continued ned page SDNY GM 00026434 AMPTC0Cg000605787NP7003058360 00001 10IS 00CC00000 00000 Page 5 of 12 CONFIDENTIAL EFTA_MI37054 EFTA01277961  Account name: cat UBS Business Services Account October 2015 116 EAST 65TH STREET LLC friendly account name-116 LLC Account number Your Anuncio! Advisor• SC TT STACK MAN•LYLE CASRIEL Account activity this month (contrived) Cash Cash and Date Actiuty Description e•prnt cc& Face raw fricelValue (S) envied (S) money balance (1) Oct 1 Bank Card MTA VENDING MACHINES -3.00 Oct I Bank Card FOOD EMPORIUM 036742 .9.17 Oct 1 Bank Card Diane Reade 1111 3RD AVE -13.57 Oct 1 Bank Card ROOD EMPORIUM036742 -27.36 Oct 1 Bank Card CASH WITHDRAWAL -403.00 Oct 1 Bank Card CASH WITHDRAWAL -803.00 Oct 1 Bank Card CASH WITHDRAWAL -803.00 Oct 1 Interest UBS AG DEPOSIT ACCOUNT .44 32,043.10 Oct 2 Rebate ATM FEE REBATE 3.00 Oct 2 Rebate ATM FEE REBATE 3.00 Oct 2 Bank Card PRET A MANGER 0016 -5.43 Oct 2 Bank Card LE PAIN QUO11DIEN -6.95 Oct 2 Bank Card STARBUCKS 018509 NEW YORK -11.95 Oct 2 Bank Card LEX SOUPS TLC -13.48 Oct 2 Bank Card LEX SOUPS LLC -13.48 Oct 2 Bank Card CASH WITHDRAWAL -53.00 Oct 2 Bank Card CASH WITHDRAWAL -803.00 Oct 2 Bank Card Dane Reath till 3RD AVE -6.53 31,135.28 Ott 5 Bank Card PRET A MANGER 0016 -5.43 Oct 5 Bank Card USPS 35961400132801391 •19.60 Oct 5 Bank Card THE HOME DEPOT 6177 -64.95 Oct 5 Withdrawal ACH WITHDRAWAL AMEX EPayment -1,023.85 Oct 5 Withdrawal ACH WITHDRAWAL IMPERIAL PARKING -538.61 29,482.84 Oct 6 Bank Card FOOD EMPORIUM 036742 •10.44 Oct 6 Bank Card FOOD EMPORIUM036742 -16.75 Oct 6 Bank Card THE HOME DEPOT 6177 -33.82 Oct 6 Bank Card FOOD EMPORIUM 036742 -9.18 29,412.65 Oct 7 Bank Card LE PAIN QUO11DIEN -3.60 Oct 7 Interest UBS BANK USA BUSINESS ACCOUNT AS OF 1006115 .12 Oct 7 Bank Card USPS 3596140014 -49.95 29,35922 Oct? Bank Card STARBUCKS 18509 NEW YORK -3.54 continued next peg. ANP70002000605788NP7000058360 00001 1015 0000X000 ,I Gp,100026liejle 6 of 12 CONFIDENTIAL EFTA_00137055 EFTA01277962  Business Services Account Account name: 116 EAST 65TH STREET LLC Your Pi sandal Advisor. *UBS October 2015 friendly account name:116 U_C Account number. SC TT STACKMANTLYLE CASRIEL Account activity this month (con:cosi YOur Quantity/ cash Cash and Date Actinty Description emenSe Code Face velue mcuyaue dimwit 01 money balarke TS) Oct 8 Bank Card PRET A MANGER BOIS -5.43 Oct 8 Bank Card THE HOME DEPOT 6177 •48.88 29301.37 Oct 9 Bank Card FOOD EMPORIUM 036742 -7.63 Oct 9 Bank Card FOOD EMPORIUM 036742 -11.96 Oct 9 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES 46.60 Oct 9 Interest IRS BANK USA BUSINESS ACCOUNT .04 29205.22 Oct 13 Bank Card CONTAINERSTORELEXI1GIN •1.94 Oct 13 Bank Card STARBUCKS //18509 NEW YORK -23.90 Oct 13 Bsa Check SAWYERS CONTROL SYSTEMS INC CHECK PAID •1,684.30 27,495.08 005015 Oct 14 Bsa Check DYNARE CORP CHECK PAID 005014 -65.33 Oct 14 Withdrawal ACH WITHDRAWAL ADP D4FINCL SVC -1,680.61 Oct 14 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT 4,917.00 JPMORGAN CHASE BANK, NA Oct 14 Withdrawal ACH WITHDRAWAL ADP INFINCL SVC -802.42 23,029.72 Oct 15 Rebate ATM FEE REBATE 3.00 Oct 15 Rebate ATM FEE REBATE 3.00 Oct 15 Bank Card CASH WITHDRAWAL -503.00 Oct 15 Bank Card CASH WITHDRAWAL .60340 Oct 15 Bank Card USPS 3596140014 -49.95 21,979.77 Oct 19 Rebate ATM FEE REBATE 3.00 Oct 19 Bank Card CASH WITHDRAWAL -103.00 Oct 19 Withdrawal FEDERAL FUNDS TO Morgan Manhattan AT -5,751.35 JPMORGAN CHASE BANK, NA Oct 19 Bank Card CONTAINERSTORELEXPIGTN -7.61 16,120.81 Oct 21 Bank Card CASH WITHDRAWAL -203.00 Oct 21 Rebate ATM FEE REBATE 3.00 15,920.81 Oct 22 Bank Card LISPS 3596140014 -1.84 Oct 22 Bsa Check MICHAEL GRAY CHECK PAID 001064 -5,003.00 10,918.97 OCt 23 Bank Card MTA VENDING MACHINES -6.00 Oct 23 Bank Card MTA VENDING MACHINES -6.00 continued next page SDNY GM 00026436 ANP70002000(45709 NP7000058360 00001 1015 000030000nein) Pag • 7 of 12 CONFIDENTIAL EFTA_00 I 37056 EFTA01277963  Account name: UBS Business Services Account October 2015 116 EAST 65TH STREET U.0 friendly account name-116 LLC Account number Your A nancial Advisor- SC TT STACK MANN Yi F CASRIFI Account activity this month (cwfrived) tog Nanny/ Cash Can and Date Actiuty Description expense cos Face value mcdvalue (S) amount CS/ money balance (1) Oct23 Withdrawal ACH WITHDRAWAL ADP PAYROLL FEES -76.60 Oct23 Withdrawal ACH WITHDRAWAL CON ED OF NY -2,131.94 8,698.43 Oct 26 Bank Card CASH WITHDRAWAL -803.00 Oct 26 Rebate ATM FEE REBATE 3.00 7,898.43 Oct 27 Rebate ATM FEE REBATE 3.00 Oct 27 Bank Card THE HOME DEPOT 6177 -26.10 Oct 27 Bank Card CASH WITHDRAWAL -203.00 Oct 27 Transfer JOURNAL FROM VI 23575 GHISLAINE MAXWELL 30,000.00 37,672.33 Oct28 Deposit DRECT DEPOSIT ADP TX/FINCL SVC 1.47 Oct28 Bank Card JUST BULBS -143.44 Oct28 Withdrawal ACH WITHDRAWAL ADP TiFINCL SVC -802.43 Oct 28 Withdrawal ACH WITHDRAWAL ADP DIFINCL SVC -1,680.60 35,047.33 Oct 30 Bsa Check GLT CONSULTNG ENGINEERS CHECK PAID 001066 -875.00 34,172.33 Oct 30 Closing cash and money balance 434.17233 Transaction Polio die dale Description Amount (S) Cash/ATM transactions U8S Vaa debit G MAXWELL Sep30 Sep30 CITIBANC009591 NY NY -$803.00 CMBAN000959I NY NY -$403.00 CIT1BAN0009591 NY NY -$803.00 MM FEE REBATE $3.00 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 Oct01 Oct01 CIRBAN0009594 NY NY 4803.00 CMBAN0009594 NY NY -453.00 ATM FEE REBATE $3.00 ATM FEE REBATE $3.00 Oct 14 Oct 14 CMBANC009594 NY NY -$503.00 CMBAN0009594 NY NY -$503.00 ATM FEE REBATE $3.00 continued next page ANP700020C0605790NP7000058360 00001 1015 0000X000 .0 SEIY_GM_00026,489e 8 of 12 CONFIDENTIAL EFTA_00 I 37057 EFTA01277964  Business Services Account Account name: 116 EAST 65TH STREET (LC Your Finandal Advisor: *UBS October 2015 Friendly account name: 1 )X Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (contrived) Vareactlen Posting date Odle DescnptIon Amount (1) Cask/ATM transactions (osndnaed) tA35 Visa debts MAktitELL (continued) ATM FEE REBATE 13.00 OCt 16 Oct t6 C111BAN0009591 NY NY -1103.00 AIM FEE REBATE 13.00 Oct 19 Oct 20 CMBAN0009594 NY NY -1203.00 ATM FEE REBATE 13.00 Oct23 Oct23 CMBAN0009591 NY NY -1803.00 ATM FEE REBATE 13.00 Oct26 Oct26 CMBANCOD9594 NY NY -1203.00 ATM FEE REBATE 53.00 Total transactions 45.133.00 Total rebates $33.00 Ttansactlon Posting date date DeactatIon Amount (S) Card purchases Les Visa debit: G MAXWELL Building/Home improvements Oct 01 Oct 05 THE HOME DEPOT 6177 NEW YORK NY 815274000171118434 364.95 Oct 02 Oct 06 THE HOME DEPOT 6177 NEW YORK NY 815275000163590391 433.82 Oct 06 Oct 08 THE HOME DEPOT 6177 NEW YORK NY 815279000159791389 $48 88 Oct 23 Oct 27 THE HOME DEPOT 6177 NEW YORK NY 815296000157085890 126 10 Total - Building/Home improvements 517335 Purchases Sep 29 Oct 01 Duane Reade 1111 3RD NEW YORK NY 985272000160014227 11357 Sep 30 Oct 02 Duane Reade 1111 3RD NEW YORK NY 985273000218414345 16.53 Sep 30 Oct 01 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 59.17 Sep 30 Oct 01 FOOD EMPORIUM 136742 NEW YORK NY 000000000000000000 327.36 Oct 01 Oct 05 USPS 3 59614001328013 NEW YORK NY 075274418143977509 $1960 Oct 05 Oct 06 FOOD EMPORIUM 136742 NEW YORK NY 080000000000000000 11044 Oct 05 Oct 06 FOOD EMPORT UM 436742 NEW YORK NY 000000000000000000 116.75 continued next page SONY GM 00026438 ANP700070C0605791 N 36000031 1015 00CC0000Ca00000 Page 9 of 12 CONFIDENTIAL EFTA_00137058 EFTA01277965  Account name: 1 '5 EAST 65TH STREET LLC *UBS Business Services Account October 2015 Friendly account name: i '6 Account number: