EFTA01365021.pdf

Deutsche Bank Wealth Management PCS High Risk Media Communication Sheet I - Account Number(s): Type of Account Change: Address of Record Telephone Number E-mail Type of Asset Movement: USD WIRE )CNON-USD WIRE ! ACH CHECK JOURNAL I DTC/EUROCLEAR Reg E Wire (If marked, complete and attach additional documentation required.) Standing Instructions (select one): Initial Setup • Pre-Established II - DocuSign (all amounts) Proceed to Section IV once complete I processed the request via the Knowledge Based Authentication (KBA) I recognized Client's voice and verbally provided the Access Code via outbound call to a phone number on file (Complete the details of the outbound call below.) III - Non-DocuSign—Verification of Contact with Client —By signing below, I am certifying the following: K.. I recognized the Client's voice based on prior conversations, OR I confirmed accurate responses to three authentication questions Method of Callback Oral communication is not required (for pre-established standing instructions or same name internal asset transfers) I verbally confirmed (via inbound or outbound call for asset movement < $50K - or for pre-established standing instructions) K I performed Callback (for account changes, ALL international/non-USD/TX requests, initial standing instructions or asset movements z $50K) If asset movement > $1MM, Callback and due diligence performed by a person not on the Client's sales team. Signature of person performing authentication is below. IV I confirm - Signer(s) is/are authorized to act on account — I have completed signature verification (non-DocuSign only) — I have reviewed this transaction for consistency with — Indemnification language is on file (non-DocuSign only) Client's historicaVexpected account activity V - Additional information Asset movement amount: Ditne" erne of th st'o one umber used or the outbound can (DocuSign onlyl aback or 590•04► Date and time of Catlb or mboundMutbound calf (31seq- B fill itting the form in NetX, I have pompleted the-required due diligence stated above. If Callback was entering tX, signs ur and name must be completed below. ompleting Authenucat,on Prin ame ‘Le r etfiLibtAIL Date t ‘1°C-Th Branch Management Approval is evidenced in NetX in accordance with HRM Policy. BSO Approval (if necessary) is evidenced in NetX in accordance with HRM Policy. 'The term "Client" refers to the account holder or any individual who has been authorized by Client to transfer assets or provide change of contact information. Please refer to the High Risk Media Policy-WM, US-PCS for more information: Oa° hups://dbpolicyportal.intranadb.corn/gpag/pctt/0901e5b0802112d&filenerne_is null.pcif WM187434 014538.012718 For Internal Use Only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0055609 CONFIDENTIAL SDNY_GM_00201793 EFTA01365021