EFTA01106642
EFTA01106663 DataSet-9
EFTA01106675

EFTA01106663.pdf

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EPSTEIN V. ROTHSTEIN 80743 Index of VOLUME II of Conrad, Scherer documents on disks Category Date Description To From Bates Nos. Notes Conrad 11/20/09 Email exchange between Barry PRODB 1 may be Scherer Bekkadam (Ballamor) and D. Von privileged Allmen and Larry Rovin re possible lawsuit 11/20/09 Email re investment advisor and Von PRODB 2 general partner Allmen and C. Poderas 10/26/09 Email exchange between Frederick PRODB 3-4 Perry (US Trust) and D. Von Alimen re US Trust being a trustee 10/26/09 Email re meeting with possible AJ Discala Von PRODB 5 investors (Halle com . anies) Allmen 10/26/09 Email to Jordan (Halle Companies) re PRODB 6 meeting with AJ Discala from D. Von Alimen 10/26/09 Email re meeting Friedman Von PRODB 7 Allmen 10/26/09 Email re meeting Von Friedman PRODS 8 Allmen 10/26/09 Email re meeting w/"Buddy Hack's Von PRODB 9 guy" Alimen 10/26/09 Email re meeting Von PRODB 10 Alimen 10/26/09 Email re Razorback L.Von D. Von PRODB 11 Alimen Allmen 10/27/09 Email exchange between David Von PRODB 12 EFTA01106663 Category Date Description To From Bates Nos. Notes Allmen and Doug Von Allmen re Model for potential investors 10/27/09 Email exchange between AJ Discala and D. Von Allmen re meeting with Mr. Halle 10/27/09 Email exchange between AJ Discala's assistant and D. Von Allmen re meeting with Mr. Halle 10/27/09 Email re D&L portfolio D. Von PRODB 25 Allmen 10/27/09 Email to transfer $40,000 from D&L to US Trust D. Von PRODB 26 Savings Allmen 10/27/09 Email re Poker night Rick Case D. Von PRODB 27 Landry Allmen Trebbi 10/27/09 Email re Allen West Reception "Holtzy" D. Von PRODB 28 Allmen 10/28/09 Email re Admiral's club membership D. Von K. Becker PRODB 29 Allmen 10/28/09 Email re Structure of returns on AJ Discala D. Von PRODB 30 settlements Allmen 10/28/09 Email re Structure of returns on D. Von AJ Discala PRODB 31 settlements Allmen 10/28/09 Email exchange between D.Von PRODB 32-33 Allmen, AJ Discala and Dean Kretschmar 10/28/09 Email exchange between D V n PRODB 34 Allmen and Adam re proposal 10/28/09 Email exchange between D. Von PRODB 35-36 Allmen and Adam 2 EFTA01106664 Category Date Description To From Bates Nos. Notes ? re proposal 10/29/09 Email exchange between D. PRODB 37-38 Kretschmar and D. Von Allmen re lock letter 10/29/09 Email exchange between D. Von PRODB 39-42 Allmen and F. Perry (US Bank & Trust) re Banyon 10/30/09 Email re Banyon audit Ballamor D. Von PRODB 43 Allmen Proprietary Trading Form Outline PRODB 4445 10/30/09 Email re Fidelity Bond Quote AJ Discala D. Von PRODB 46 Allmen 10/30/09 Email exchange between AJ Discala, D. PRODB 47-51 Kretschmar, Poderas, Rothstein re JP Morgan and Rothstein's response, "AJ I am toxic Stay clear of me....please U r a great person... I was blessed to have met u...Just the wrong time... Love, Scott" 10/31/09 Email from D. Von Allmen to PRODB 52 e info discussed Additional Rules PRODB 53 Risk Parameters PRODB 54 Trading Chart PRODB 55 Proprietary Trading Firm Outline PRODB 56-60 Stephen L. Braverman CV PRODB 61-62 10/31/09 Email exchange between D. Von PRODB 63-64 Allmen, AJ Discala, Fisher, Poderas re internal communication 10/31/09 Email exchange between D.Von Allmen PRODB 65 and Rick Case re philanthropy event 3 EFTA01106665 Category Date Description To From Bates Nos. Notes 10/31/09 Email re George Levin moving his AJ Discala D. Von PRODB 67 money Allmen Email exchange between C. PRODB 68 Holtzheuser and D. Von Allmen re D3 11/1/09 Email exchange between C. Poderas PRODB 69 and D. Von Allmen re George Levin Email exchange between J. Parrino and PRODB 70 D. Von Allmen re investments 11/1/09 Email re fraud against him and Herb D. Von PRODB 71 withdrawal of funds Allmen Email re fraud against him Braverman D. Von PRODB 72 Allmen 11/1/09 Email re tax refund Dow D. Von PRODB 73 Accounting Allmen 11/1/09 Email re ways to save on expenses L. Von D. Von PRODB 74 Allmen Allmen 11/1/09 Email re ways to cut costs house D. Von PRODB 75 manager Allmen 11/1/09 Email re Banyon Fred Perry D. Von PRODB 76 (US Trust) Allmen Razorback chart 10/1 to 10/16/09 PRODB 77 11/1/09 Email re conference call AJ DiscalaD. Von PRODB 78-79 Allmen 11/2/09 Email re G. Levin Poderas D.Von PRODB 80 Allmen 11/2/09 Email re selling his cars R. Case D. Von PRODB 81-82 Allmen 11/2/09 Email to himself to See Blog about Scott D. Von D. Von PRODB 83 i Allmen Allmen 11/2/09 Email to JFR to follow up on JFR D. Von PRODB 84 investigation of Scott Rothstein Allmen 4 EFTA01106666 Category Date Description To From Bates Nos. Notes 11/2/09 Email to J. Harris to call him J. Harris D. Von PRODB 85 Allmen 11/2/09 Email exchange between AJ Discala PRODB 86 and D. Von Allmen 11/2/09 Email re trust accounts Barry D. Von PRODB 87 (Ballamor) Allmen 11/2/09 Email re Rothstein leaving the country D. Von PRODB 88 Allmen 11/2/09 Email exchange between A.Kreysar and PRODB 89 D. Von Allmen re Love and Support 11/2/09 Email re Sonn and Enez investigation Alan D. Von PRODB 90-91 of S. Rothstein Goldberg Allmen CLASS ACTION NEWSLINE PRODB 92 11/2/09 Email re Sonn and Enez investigation J. Harris D. Von PRODB 93-94 of S. Rothstein Allmen 11/2/09 CLASS ACTION NEWSLINE PRODB 95 11/2/09 Email re Sonn and Enez investigation AJ Discala D. Von PRODB 96-97 of S. Rothstein Allmen CLASS ACTION NEWSLINE PRODB 98 Email exchan i e between PRODB 99 11/2/09 and D. Von Allman 11/2/09 Email exchange between Kreysar and PRODB 100 D. Von Allmen 11/2/09 Email exchange between C. McDaniels PR0DB 101-106 and D. Von Allmen re finding an attorney Complaint for Dissolution — RRA v. PRODB 102-106 Rothstein 11/2/09 Email re Judge telling lawyers AJ Discala D. Von PRODB 107 5 EFTA01106667 Category Date Description To From Bates Nos. Notes Rothstein has no mone Allmen 11/2/09 Email to to refrain JR D. Von PRODB 108 from painting boat and return deposit Allmen 11/2/09 Email re Barry D. Von D. Von PRODB 109 Allmen Allmen 11/2/09 Email re Bill Scherer visiting house D. Von PRODB 110 mane er Allmen 11/3/09 Email re deposit on boat painting D. Von PRODB 111 Allman 11/3/09 Email to/from D. Von Allmen re blog PRODB 112 11/3/09 Email re suing everyone D. Von PRODB 113 Allmen 11/3/09 Email re Banyon and selling boat Perry D. Von PRODB 115 Allmen 11/3/09 Nasty email exchange between Bonnie PRODB 116 Bam and Doug Von Allmen re article 11/3/09 Email to re nasty email Bonnie D. Von PRODB 117 Bam Allmen 11/3/09 Email to re nasty email Bonnie D. Von PRODB 118 Bam Allmen Settlement Chart PRODB 119-120 11/3/09 Email exchan e between D. Von PRODB 121-122 Allmen and 11/3/09 Email re AJ Discala B. Scherer d. Von PRODB 123 Allmen Information needed from AJ PRODB 124 11/3/09 Email re Information needed AJ Discala D. Von PRODB 125 Allmen Information needed from AJ PRODB 126 11/3/09 Email re investments J. Spacek D. Von PRODB 127 6 EFTA01106668 Category Date Description To From Bates Nos. Notes Allmen 11/3/09 Email re expenses VA house D. Von PRODB 128-129 manager Allmen 11/3/09 Email re B. Scherer AJ Discala D. Von PRODB 130 Allmen 11/4/09 Email re a blog B. Scherer D. Von PRODB 131 Allmen 11/4/09 Email exchange between D. Von PRODB 132 Allmen and Adam Fisher re B. Scherer 11/4/09 Email re blog R. Case D. Von PRODB 133 Allmen 11/4/09 Email re Bill Scherer Lod K D. Von PRODB 134 Strasser Allmen 11/4/09 Email exchange between D. Von PRODB 135 Allmen and T. MacDonald re B. Scherer 11/4/09 Email exchange between D. Von PRODB 136-8 Allmen and F. Perry re Notes of conversation with Barry 11/4/09 Email re Sun Sentinel article re B. Scherer D. Von PRODB 139-140 Privileged; ? Rothstein's offerings Allmen 11/4/09 Confidential Settlement Funding PRODB 141-188 Settlement Chart PRODB 189 11/4/09 Email re phone call WR D. Von PRODB 190 Investment Allmen s 11/4/09 Email exchange between L. Trebbi and PRODB 191 D. Von Allmen 11/4/09 Email re transfer of money US Trust D. Von PRODB 192 Allmen 1 11/4/09 Email re TD transfers Barry D. Von PRODB 193 7 EFTA01106669 Category Date Description To From Bates Nos. Notes Allmen 11/4/09 Email re call to B. Scherer AJ Discala D. Von PRODB 194 Allmen 11/4/09 Email re SR investments T Kreysar D.Von PRODB 195 Allmen 11/4/09 Email exchange between D. Von PRODB 196-197 Allmen and Bruce O., AJ Discala, D. Kretschmar re investors meeting with attorney B. Scherer 11/6/09 Email exchange between D. Von PRODB 198-200 Allmen, AJ Discala and several investors re a conference call with attorneys 11/6/09 Email exchange between D. Von PRODS 201-203 Allmen, AJ Discala and several investors re a conference call with attorneys 11/6/09 Email exchange between D. Von PRODB 204-206 Allmen, D. Kretschmar, AJ Discala and several investors re a conference call with attorneys 11/6/09 Email re B. Scherer D. D. Von PRODB 207 Kretschma Allmen r 11/7/09 Email exchange between A Kerschner PRODB 208 and D. Von Allmen 11/7/09 Email re contact information G. Levin D. Von PRODB 209 Allmen 11/7/09 Email re contact information Ballamor D. Von PRODB 210 Allmen Confidential Offering Memorandum of PRODB 211-323 8 EFTA01106670 Category Date Description To From Bates Nos. Notes Banyon Income Fund, LP 11/9/09 Email wino message B. Scherer D. Von PRODB 324 Allmen Banyon Income Fund, LP Supplement PRODB 325-326 to PPM 11/9/09 Email re Ponzi scheme J. Parrino D. Von PRODB 327 Allmen 11/09/09 Email re money transfer US Trust D. Von PRODB 328 Allmen 11/10/09 Email re G. Levin's contact information B. Scherer D. Von PRODB 329 Allmen 11/10/09 Email exchange between US Trust and PRODB 330 D. Von Allmen re covering overdraft 11/10/09 Email re the media VA D. Von PRODB 331 Allmen 11/10/09 Email re Razorback and D3 AJ Discala D. Von PRODB 332 Allmen 11/10/09 Email re $4,000,000 in D3 AJ Discala D. Von PRODB 333 Allmen 11/11/09 Email re money transfer US Trust D.Von PRODB 334-335 Allmen 11/11/09 Email exchange between Kaplan and PRODB 336 D.Von Allmen 11/12/09 Email exchange between D. Von PRODB 337-338 Allmen and Chris re wire to RRA for D3 11/12/09 Email exchange between D. Von PRODB 339-342 Allmen and Chris re wire to RRA for D3 11/12/09 Email re wiring instructions US Trust D. Von PRODB 343-344 Allmen 9 EFTA01106671 Category Date Description To From Bates Nos. Notes 11/15/09 Email re wires Chris D. Von PRODB 345 Allmen 11/13/09 Email re meeting D. D. Von PRODB 346 Kretschma Allmen r 11/13/09 Email re meeting L. Von D. Von PRODB 347 Allmen Allmen 11/16/09 Email re money US Trust D. Von PRODB 348-349 Allmen 11/16/09 Email re money US Trust D. Von PRODB 350-351 Allmen 11/17/09 Email re AJ's investor letter D. D. Von PRODB 352 Kretschma Allmen r 11/17/09 Email exchange re AJ's investor letter PRODB 353-354 between A. Fisher, D. Von Allmen, Dean Kretschmar 11/17/09 Email re legal fees A. D. Von PRODB 355 Kirschner Allmen 11/17/09 Email re investor update A. Fisher D. Von PRODB 356-357 Allmen 11/17/09 Email re investor update C. Poderas D. Von PRODB 358-359 Allmen 11/17/09 Email re date of dinner with Scott & L. Von D. Von PRODB 360 Kim Allmen Allmen 11/18/09 Email exchange between D. Von PRODB 361-362 Allmen and LG Grunwald 11/18/09 Email re Taxes Lori D. Von PRODB 363 Strasser Allmen Banyon Income Fund, LP supplement PRODB 364 to PPM 10 EFTA01106672 Category Date Description To From Bates Nos. Notes D&L wire transfer information PRODB 365-370 Confidential Settlement Funding PRODB 371-418 Confidential Offering Memorandum PRODB 419-531 11/2/09 Email re wire transfer information D. Von US Trust PRODB 532-533 Allmen 11/3/09 Letter to Ballamor Capital PRODB 534-535 Communications re Banyon Bank of America D&L Statement for PRODB 536-537 May '09 Bank of America D&L Statement for PRODB 538-539 June '09 Bank of America's statement for Von PRODB 540-542 Allmen Dynasty Trust for May '09 11/4/09 Letter to Banyon investors from George PRODB 543 Levin 5/4/09 Von Allmen's Dynasty Trust PRODB 543-558 Subscription Agreement with Banyon for $2,000,000 5/13/09 Appendix B — D&L Subscription PRODB 559-573 Agreement with Banyon for $20,000,000 5/4/09 Appendix B - D&L Subscription PRODB 574-589 Agreement with Banyon for $25,000,000 5/4/09 Signature page only w/signature of G. PRODB 590 Levin Banyon Income Fund, LP supplement PRODB 591-592 to PPM 8/5/09 Letter re withdrawals D. Von G. Levin PRODB 593 Allmen 11 EFTA01106673 Category Date Description To From Bates Nos. Notes Investor Questionnaire PRODB 594-606 11/2/09 Letter requesting withdrawal of G. Levin D. Von PRODB 607 $45,000,000 Alimen D&L's W-9 PRODB 608 Banyan Income Fund, LP's DRAFT 3 PRODB 609 W:\S0II3INDEX70I•Indes of VOLUME II of Conrad. Scherer docnPR.doex 12 EFTA01106674
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EFTA01106663
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