EFTA01360500.pdf

to file: pic00666.jpg) cid:[email protected] cid:image005.png@OlD042 02/06/2015 09:56 AM 08.30F6D2A0 Date: (Embedded image moved (Embedded image moved to file: pic2206S.jpg) to file: pic00318.jpg) cid:ima e006. n 0,01004208.30F6D2A0 cid:image005.png@OlD042 FW: rdc alert [I] 08.30F6D2A0 Subject: classification: For internal use only These alerts are from 2008. I requested research after October 2013 as the below had already been cleared in the last KYC. Please clear again. Attached is the prior clearance. From: urvashi Lavania On Behalf of PWM BIS-Research Sent: Friday, February 06, 2015 9:S2 AM TO: Amanda Kirby Cc: PWMUS AMLKYC Subject: rdc alert [I] Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file: rdc alert. df See attached fileL2III, rdc alert_l.p ee a ached file: rdc alert .p Regards urvashi[attachment ' rdc alert df" deleted by Monifa crawford/db/dbcom] rdc alert_1.pdf" deleted by Monifa crawford/db/dbcom] [attac ment rdc alert_2.pdf" deleted by Monifa crawford/db/dbcom] [attachment RDC Clearance.pdf" deleted by monifa Crawford/db/dbcom] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048880 CONFIDENTIAL SDNY_GM_00195064 EFTA01360500