📄 Extracted Text (237 words)
30 West 72nd Remediation COB Provided list of Joe 6,14;2019
Street irvrsvi pending items
MPT FUNDS Remediation COB Provide list of Joe 6/14/2019
SIC LTD requirements
(NEW)
Pending with Business
Vanguardia Inversiones SA Remediation Pending with business to provide
pending items
Dakota Pacific Global Macro Fund Extension Client to provide clarification to
LLC AFC question
Staple Street Global Extension With business to obtain from client
DA Brazil NCA With business to obtain from client
DA Venezuela NCA With business to obtain from client
Ultralat Capital Markets Refresh With business to obtain from client
Anschutz Investment Company Extension With business to provide required
info
Fox Growth Fund Inc NCA Pending with business
Niscaly NCA Pending with business
Black Maple Capital Partners NCA With business to obtain from client
The Lamia Ventures Corporation Remediation With business to obtain from client
Kind regards,
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Nina Tona Brunetti
Deutsche Bank Wealth Management
institutional Wealth Partners - Business Manager Americas
tkutsdn. (AincrKas)ild
MI22 (kite Parkway. lacisemillc 11. 3225c.
Tel: +
tiCIELSCheWeil)th COM
#Positive Impact
IWP products and services are intended for and available only to sophisticated, experienced investors
who qualify as "institutional accounts' under FINRA Rule 4512(c)(3), and are capable of evaluating the
investment benefits and risks of, and exercising independent judgment in evaluating and determining
whether to enter into, sophisticated trading strategies and financial transactions. Transactions are subject
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0041981
CONFIDENTIAL SDNY_GM_00188165
EFTA01356234
ℹ️ Document Details
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EFTA01356234
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