EFTA01512869.pdf

J.P. Morgan For the Period 9/I/I0 to 9/30/10 Account Summary Account Beginning Net Ending Net Change Start on Client News Number Market Value Market Value In Value Page J.P. Morgan Securities Inc. (JPMSI) Net Capital and Investment Account(s) Net Capital Requirements: FINANCIAL TRUST COMPANY, RC 1,983,863.39 1,964,132.5$ 269.16 4 At June 30, 2010, JPMSI's net capital of $7.5 billion FINANCIAL TRUST ONAPAN'f, INC. 33.49 33.49 0.00 14 exceeded the minimum regulatory net capital Total Value $1,983,896.88 $1,884,186.04 $289.16 requirement of $500 million by $7.0 billion. At July 31, 2010, JPMSI's net capital of $8.2 billion This account summary is provided for informational purposes and includes assets at different entities. exceeded the minimum regulatory net capital (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchange- requirement of $500 million by $7.7 billion. listed options, which are held at JPMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage The J.P. Morgan Securities Inc. June 30.2010 transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detair. Equity securities, fixed income unaudited Statement of Financial Condition may be securities, and listed options transactions are generally Geared through JPMCC. a wholly owned subsidiary of JPMS. Please see 'Additional Information About Your Accounts" at the end of the Asset Account Statement. obtained, at no cost, by accessing the following JPMorgan Chase & Co. Web site address: (2) Assets held in Margin Account at JPMCC. member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection htbp:/finvestor.shareholder.comipmorganchase/financial• Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfoho Activity condition.cfm Detair. Such transactions are cleared and carried through JPMCC. Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1-866-576-1300.Please note that on September 1, 2010. JPMSI converted to a limited liability company and changed its name to J.P. Morgan Securities LLC. 0XO0r2817 000 20 00Xer FiNANI8 20101004 Page 1 of 19 Confidential Treatment Requested by JPMorgan JPM-SDNY-00038721 Chase CONFIDENTIAL SDNY_GM_00307919 EFTA01512869