EFTA01345162.pdf

From: Sent: 8/22/7.018 10:17:79 AM To: Ii CC: Subject: RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc I-), Epstein, Jeffrey E. (GCISOM) and Zorro Management, LLC ( I under the SOUTHERN FINANCIAL RELATIONSHIP ill Attachments: FW_ Southern Financial_Epstein NYC Remediation (5.24 MB).msg Importance: High Hello M, As per your attached no material confirmation for the above accounts and revised CDD Forms provided (in separate emails), we have launched KYC Case for these accounts. We are in the middle of completing all the searches and reviewing adverse media, etc. We will advise if anything required. In the meantime, after review of all accounts, we confirm that we require the following item for this case — • SoS or COGS (dtd within last 6 months) from US Virgin Islands registry for Zorro Management LLC Kindly forward the same, so we can push this case to the next stages at the earliest, thanks. Kind Regards, KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Si, DB Centre Mumbal, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai -400063, India Tel. Mobile + From: Subject: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc ( , Epstein, Jeffrey E. (GCIS ) and Zorro Management, LLC I under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello This review relates to above high risked three accounts due for remediation 08/31/2018. Upon review of the dots available in the repositories, I have completed the attached checklist, main RP's also listed below for reference — CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031342 CONFIDENTIAL SDNY_GM_00177526 EFTA01345162