EFTA01572767.pdf
GHISLAINE MAXWELL
EFTA01572767
EFTA01572768
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL- OAP FDG
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 2/1/13 to 2/28/13
Investment Management Account
J.P. Morgan Team
Kirsten Sichler
Jason Bell
Janet Young
Gina Magliocco
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Page
2
Holdings
Equity
Cash & Fixed Income
Portfolio Activity
4
7
9
0000002590.00.0.9E.00001.MAXWE04.20130304
Page 1 of 10
EFTA01572769
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Account Summary
Asset Allocation
Equity
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,159,344.46
34,802.13
$1,194,146.59
189.52
$1,194,336.11
Ending
Market Value
1,183,004.22
35,276.77
$1,218,280.99
5,056.34
$1,223,337.33
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
$0.00
474.64
23,659.76
$1,218,280.99
5,056.34
$1,223,337.33
Period Value
1,194,146.59
Change
In Value
23,659.76
474.64
$24,134.40
4,866.82
$29,001.22
Year-to-Date
Value
EFTA01572770
182,219.12
1,000,000.00
(510.63)
$999,489.37
678.43
35,894.07
$1,218,280.99
5,056.34
$1,223,337.33
Estimated
35,686.20
3.52
Current
Annual Income Allocation
97%
3%
$35,689.72
100%
Cash &
Fixed Income
Asset Allocation
Equity
Page 2 of 10
EFTA01572771
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Account Summary
Tax Summary
Domestic Dividends/Distributions
Interest Income
Taxable Income
CONTINUED
Current
Period Value
472.98
1.66
$474.64
Year-to-Date
Value
676.77
1.66
$678.43
Unrealized Gain/Loss
To-Date Value
$59,309.33
Cost Summary
Equity
Cash & Fixed Income
Total
35,276.77
Cost
1,123,694.89
$1,158,971.66
Page 3 of 10
EFTA01572772
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Equity Summary
Asset Categories
US Large Cap Equity
Beginning
Market Value
1,159,344.46
Ending
Market Value
1,183,004.22
Change
In Value
23,659.76
Current
Allocation
97%
Current
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Equity Detail
Price
US Large Cap Equity
ANALOG DEVICES INC
032654-10-5 ADI
AUTOMATIC DATA PROCESSING INC
BAXTER INTERNATIONAL INC
053015-10-3 ADP
67.60
071813-10-9 BAX
917.000
61,989.20
58,914.65
3,074.55
1,650.60
2.66%
61.36
917.000
56,267.12
53,200.14
3,066.98
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
EFTA01572773
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Period Value
1,183,004.22
1,123,694.89
59,309.33
35,686.20
5,056.06
3.01%
45.22
1,262.000
57,067.64
52,767.21
4,300.43
1,716.32
429.08
1,595.58
3.01%
2.84%
Page 4 of 10
EFTA01572774
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Price
US Large Cap Equity
BLACKROCK INC
CHEVRON CORP
09247X-10-1 BLK
117.15
166764-10-0 CVX
COLGATE PALMOLIVE CO
CONOCOPHILLIPS
GENERAL MILLS INC
194162-10-3 CL
57.95
20825C-10-4 COP
46.25
370334-10-4 GIS
HONEYWELL INTERNATIONAL INC
ILLINOIS TOOL WORKS INC
JOHNSON & JOHNSON
LOCKHEED MARTIN CORP
MC DONALDS CORP
NEXTERA ENERGY INC
PEPSICO INC
438516-10-6 HON
61.50
452308-10-9 ITW
76.11
478160-10-4 JNJ
88.00
539830-10-9 LMT
95.90
580135-10-1 MCD
71.87
65339F-10-1 NEE
75.77
713448-10-8 PEP
PROCTER & GAMBLE CO
742718-10-9 PG
76.18
740.000
56,373.20
50,568.64
5,804.56
832.000
63,040.64
59,023.51
4,017.13
837.000
60,155.19
57,381.55
EFTA01572775
2,773.64
661.000
63,389.90
60,666.19
2,723.71
625.000
55,000.00
57,019.17
(2,019.17)
768.000
58,452.48
54,560.28
3,892.20
1,873.92
468.48
2,875.00
718.75
2,035.88
508.97
2,209.68
552.42
1,788.80
447.20
1,663.52
3.21%
5.23%
3.21%
3.67%
2.84%
2.95%
844.000
51,906.00
51,473.38
432.62
70.10
888.000
62,248.80
57,878.79
4,370.01
1,456.32
364.08
1,282.88
2.34%
2.47%
1,197.000
55,361.25
48,534.43
6,826.82
940.000
54,473.00
55,151.35
EFTA01572776
(678.35)
2,481.60
620.40
1,580.04
4.56%
2.85%
114.43
544.000
62,249.92
56,772.48
5,477.44
548.000
64,198.20
61,772.97
2,425.23
1,972.80
493.20
1,349.12
3.07%
2.17%
239.75
268.000
64,253.00
61,387.31
2,865.69
1,800.96
2.80%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Page 5 of 10
EFTA01572777
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Price
US Large Cap Equity
STAPLES INC
855030-10-2 SPLS
THE TRAVELERS COMPANIES INC.
WALGREEN CO
XILINX CORP
89417E-10-9 TRV
40.94
931422-10-9 WAG
37.27
983919-10-1 XLNX
Total US Large Cap Equity
$1,183,004.22
$1,123,694.89
$59,309.33
$35,686.20
$5,056.06
3.02%
1,296.000
48,301.92
47,253.92
1,048.00
1,649.000
67,510.06
63,242.18
4,267.88
1,813.90
453.48
1,140.48
2.69%
2.36%
80.42
751.000
60,395.42
56,598.24
3,797.18
1,381.84
2.29%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
13.17
EFTA01572778
4,584.000
60,371.28
59,528.50
842.78
2,016.96
3.34%
Page 6 of 10
EFTA01572779
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
34,802.13
Ending
Market Value
35,276.77
Change
In Value
474.64
Current
Allocation
3%
Current
Market Value/Cost
Market Value
Tax Cost
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
35,276.77
35,276.77
3.52
0.28
0.01%
SUMMARY BY TYPE
Market
Value
35,276.77
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
35,276.77
% of Bond
EFTA01572780
Portfolio
1009a
Page 7 of 10
EFTA01572781
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Note:
1
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
1.00
35,276.77
35,276.77
35,276.77
3.52
0.28
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 8 of 10
EFTA01572782
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Portfolio Activity Summary
Beginning Cash Balance
Transactions
INFLOWS
Income
Contributions
Total Inflows
OUTFLOWS **
Total Outflows
Fees & Commissions
$0.00
TRADE ACTIVITY
Total Trade Activity
Settled Securities Purchased
$0.00
Ending Cash Balance
$35,276.77
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Current
Period Value
34,802.13
474.64
$474.64
Year-To-Date
Value*
-678.43
1,000,000.00
$1,000,678.43
(510.63)
($510.63)
(968,792.97)
($968,792.97)
-Page
9 of 10
EFTA01572783
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Income
2/1
2/1
2/15
2/15
2/27
Div Domest
Interest Income
Div Domest
Div Domest
Div Domest
Total Income
Description
GENERAL MILLS INC @ 0.33 PER SHARE
(ID: 370334-10-4)
DEPOSIT SWEEP INTEREST FOR 01/01/13 - 01/31/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$201,523.84 AS OF 02/01/13
PROCTER & GAMBLE CO @ 0.562 PER SHARE
(ID: 742718-10-9)
COLGATE PALMOLIVE CO @ 0.62 PER SHARE
(ID: 194162-10-3)
XILINX CORP @ 0.22 PER SHARE (ID: 983919-10-1)
121.000
89.000
1,296.000
0.562
0.62
0.22
68.00
55.18
285.12
$474.64
Quantity
Cost
196.000
Per Unit
Amount
0.33
Amount
64.68
1.66
Page 10 of 10
EFTA01572784
For the Period 2/1/13 to 2/28/13
For your convenience we have combined statement(s) for activity you conduct
through J.P. Morgan in one package. Below are important disclosures relating
to these different accounts.
These statements may relate to various account types. Some of the
disclosures are applicable to all of your accounts. For ease of reference
the disclosures applicable to a particular type
of account have been grouped together by descriptive headers.
IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S)
Important Information about Pricing ,Valuations, Estimated Annual Income,
and Estimated Yield
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein, some of which has
been provided by pricing sources that J.P. Morgan
believes to be reliable, is not guaranteed for accuracy but provided for
informational purposes and is furnished for the exclusive use of the client.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Important information regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily, weekly
and monthly resets, there is no guarantee that there will be liquidity. If
there are not enough bids at an auction to redeem the securities available
for sale, the result may be a failed auction. In the event
of a failed auction, there is no assurance that a secondary market will
develop or that the security will trade at par or any other price reflected
on statements and online. Accordingly, investors should not
rely on pricing information appearing in their statements or online with
respect to ARS. When J.P. Morgan is unable to obtain a price from an
internal or outside source for a particular ARS, the price
column on your statement will indicate "unpriced".
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are sourced from the various
issuers of the securities or they are sourced from a third party valuation
provider. J.P. Morgan expressly disclaims any responsibility for (1) the
accuracy of the models or estimates used in deriving the
valuations, (2) any errors or omissions in computing or disseminating the
valuations, and (3) any uses to which the valuations are put. Valuations are
provided for information purposes only and are
intended solely for your own use. Please refer to the trade confirmation for
details of each transaction.
Certain assets, including but not limited to, pooled and private
investments, non-publicly traded and infrequently traded securities,
derivatives, partnership interests and tangible assets are generally
illiquid, the value of such asset may have been provided to us by third
EFTA01572785
parties who may or may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to
us, and is not independently verified.
In cases where we are unable to obtain a current market value from an
internal or outside source for a particular security, the price column on
your statement will indicate "unpriced". Although such
securities may have value, please note that the value of a security
indicated as "unpriced" will not be included in your overall current market
value as reflected on the statement.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
securities could be bought or sold or new transactions could
be entered into, or the actual terms on which existing transactions or
securities could be liquidated. Such values may only be indicative.
When we are unable to obtain a current value from an internal or outside
source for a particular security, the price column on your statement will
indicate "unpriced".
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
Offshore Deposits - London and Nassau
Disclosures Page 1 of 2
EFTA01572786
For the Period 2/1/13 to 2/28/13
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
Bank products and services are offered through JPMorgan Chase Bank, N.A.
("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan
Securities LLC ("JPMS") and, to the extent
noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC").
Neither JPMS, nor JPMCC is a bank and are each separate legal entities from
its bank or thrift affiliates.
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form
ADV II or brochure upon written request.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, amortization or accretion,
or gain/loss. Such information, which may be inaccurate, incomplete or
subject to updating, should be confirmed with your records and your tax
advisor.
Please take the steps indicated below if you think statement(s) are
incorrect or contact your J.P.Morgan team if you require additional
information about a transaction on your
statement(s).
IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT
MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A.
In case of other errors or questions about other account statement(s)
Please review your account statement(s) and promptly report any inaccuracy
or discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
improper payments or transfers in writing to JPMCB at the addresses shown on
your statement(s). Any oral communication should be re-confirmed in writing
to further protect your rights. If you have
any questions please contact your J.P. Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
activity and account balance(s) are correct.
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
EFTA01572787
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
Disclosures Page 2 of 2
EFTA01572788
EFTA01572767
EFTA01572768
JPMorgan Chase Bank, N.A.
GHISLAINE MAXWELL- OAP FDG
270 Park Avenue, New York, NY 10017-2014
ACCT.
For the Period 2/1/13 to 2/28/13
Investment Management Account
J.P. Morgan Team
Kirsten Sichler
Jason Bell
Janet Young
Gina Magliocco
Online access
Banker
Investment Specialist
Client Service Team
Client Service Team
www.jpmorganonline.com
Please see disclosures located at the end of this statement package for
important information relating to each J.P.Morgan account(s).
Table of Contents
Account Summary
Page
2
Holdings
Equity
Cash & Fixed Income
Portfolio Activity
4
7
9
0000002590.00.0.9E.00001.MAXWE04.20130304
Page 1 of 10
EFTA01572769
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Account Summary
Asset Allocation
Equity
Cash & Fixed Income
Market Value
Accruals
Market Value with Accruals
Beginning
Market Value
1,159,344.46
34,802.13
$1,194,146.59
189.52
$1,194,336.11
Ending
Market Value
1,183,004.22
35,276.77
$1,218,280.99
5,056.34
$1,223,337.33
Current
Portfolio Activity
Beginning Market Value
Contributions
Withdrawals & Fees
Net Contributions/Withdrawals
Income & Distributions
Change In Investment Value
Ending Market Value
Accruals
Market Value with Accruals
$0.00
474.64
23,659.76
$1,218,280.99
5,056.34
$1,223,337.33
Period Value
1,194,146.59
Change
In Value
23,659.76
474.64
$24,134.40
4,866.82
$29,001.22
Year-to-Date
Value
EFTA01572770
182,219.12
1,000,000.00
(510.63)
$999,489.37
678.43
35,894.07
$1,218,280.99
5,056.34
$1,223,337.33
Estimated
35,686.20
3.52
Current
Annual Income Allocation
97%
3%
$35,689.72
100%
Cash &
Fixed Income
Asset Allocation
Equity
Page 2 of 10
EFTA01572771
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Account Summary
Tax Summary
Domestic Dividends/Distributions
Interest Income
Taxable Income
CONTINUED
Current
Period Value
472.98
1.66
$474.64
Year-to-Date
Value
676.77
1.66
$678.43
Unrealized Gain/Loss
To-Date Value
$59,309.33
Cost Summary
Equity
Cash & Fixed Income
Total
35,276.77
Cost
1,123,694.89
$1,158,971.66
Page 3 of 10
EFTA01572772
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Equity Summary
Asset Categories
US Large Cap Equity
Beginning
Market Value
1,159,344.46
Ending
Market Value
1,183,004.22
Change
In Value
23,659.76
Current
Allocation
97%
Current
Market Value/Cost
Market Value
Tax Cost
Unrealized Gain/Loss
Estimated Annual Income
Accrued Dividends
Yield
Equity Detail
Price
US Large Cap Equity
ANALOG DEVICES INC
032654-10-5 ADI
AUTOMATIC DATA PROCESSING INC
BAXTER INTERNATIONAL INC
053015-10-3 ADP
67.60
071813-10-9 BAX
917.000
61,989.20
58,914.65
3,074.55
1,650.60
2.66%
61.36
917.000
56,267.12
53,200.14
3,066.98
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
EFTA01572773
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Period Value
1,183,004.22
1,123,694.89
59,309.33
35,686.20
5,056.06
3.01%
45.22
1,262.000
57,067.64
52,767.21
4,300.43
1,716.32
429.08
1,595.58
3.01%
2.84%
Page 4 of 10
EFTA01572774
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Price
US Large Cap Equity
BLACKROCK INC
CHEVRON CORP
09247X-10-1 BLK
117.15
166764-10-0 CVX
COLGATE PALMOLIVE CO
CONOCOPHILLIPS
GENERAL MILLS INC
194162-10-3 CL
57.95
20825C-10-4 COP
46.25
370334-10-4 GIS
HONEYWELL INTERNATIONAL INC
ILLINOIS TOOL WORKS INC
JOHNSON & JOHNSON
LOCKHEED MARTIN CORP
MC DONALDS CORP
NEXTERA ENERGY INC
PEPSICO INC
438516-10-6 HON
61.50
452308-10-9 ITW
76.11
478160-10-4 JNJ
88.00
539830-10-9 LMT
95.90
580135-10-1 MCD
71.87
65339F-10-1 NEE
75.77
713448-10-8 PEP
PROCTER & GAMBLE CO
742718-10-9 PG
76.18
740.000
56,373.20
50,568.64
5,804.56
832.000
63,040.64
59,023.51
4,017.13
837.000
60,155.19
57,381.55
EFTA01572775
2,773.64
661.000
63,389.90
60,666.19
2,723.71
625.000
55,000.00
57,019.17
(2,019.17)
768.000
58,452.48
54,560.28
3,892.20
1,873.92
468.48
2,875.00
718.75
2,035.88
508.97
2,209.68
552.42
1,788.80
447.20
1,663.52
3.21%
5.23%
3.21%
3.67%
2.84%
2.95%
844.000
51,906.00
51,473.38
432.62
70.10
888.000
62,248.80
57,878.79
4,370.01
1,456.32
364.08
1,282.88
2.34%
2.47%
1,197.000
55,361.25
48,534.43
6,826.82
940.000
54,473.00
55,151.35
EFTA01572776
(678.35)
2,481.60
620.40
1,580.04
4.56%
2.85%
114.43
544.000
62,249.92
56,772.48
5,477.44
548.000
64,198.20
61,772.97
2,425.23
1,972.80
493.20
1,349.12
3.07%
2.17%
239.75
268.000
64,253.00
61,387.31
2,865.69
1,800.96
2.80%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
Page 5 of 10
EFTA01572777
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Price
US Large Cap Equity
STAPLES INC
855030-10-2 SPLS
THE TRAVELERS COMPANIES INC.
WALGREEN CO
XILINX CORP
89417E-10-9 TRV
40.94
931422-10-9 WAG
37.27
983919-10-1 XLNX
Total US Large Cap Equity
$1,183,004.22
$1,123,694.89
$59,309.33
$35,686.20
$5,056.06
3.02%
1,296.000
48,301.92
47,253.92
1,048.00
1,649.000
67,510.06
63,242.18
4,267.88
1,813.90
453.48
1,140.48
2.69%
2.36%
80.42
751.000
60,395.42
56,598.24
3,797.18
1,381.84
2.29%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Inc.
Accrued Div.
Yield
13.17
EFTA01572778
4,584.000
60,371.28
59,528.50
842.78
2,016.96
3.34%
Page 6 of 10
EFTA01572779
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Cash & Fixed Income Summary
Beginning
Asset Categories
Cash
Market Value
34,802.13
Ending
Market Value
35,276.77
Change
In Value
474.64
Current
Allocation
3%
Current
Market Value/Cost
Market Value
Tax Cost
Estimated Annual Income
Accrued Interest
Yield
SUMMARY BY MATURITY
1
Cash & Fixed Income
0-6 months
1
Period Value
35,276.77
35,276.77
3.52
0.28
0.01%
SUMMARY BY TYPE
Market
Value
35,276.77
% of Bond
Portfolio
100%
The years indicate the number of years until the bond is scheduled to mature
based on the statement end date. Some bonds may be called, or paid in full,
before their stated maturity.
Cash & Fixed Income
Cash
Market
Value
35,276.77
% of Bond
EFTA01572780
Portfolio
1009a
Page 7 of 10
EFTA01572781
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Note:
1
This is the Annual Percentage Yield (APY) which is the rate earned if
balances remain on deposit for a full year with compounding, there is no
change in the interest rate and all interest
is left in the account.
Cash & Fixed Income Detail
Price
Cash
US DOLLAR
1.00
35,276.77
35,276.77
35,276.77
3.52
0.28
0.01%
Quantity
Value
Adjusted Tax Cost
Original Cost
Unrealized
Gain/Loss
Est. Annual Income
Accrued Interest
Yield
Page 8 of 10
EFTA01572782
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Portfolio Activity Summary
Beginning Cash Balance
Transactions
INFLOWS
Income
Contributions
Total Inflows
OUTFLOWS **
Total Outflows
Fees & Commissions
$0.00
TRADE ACTIVITY
Total Trade Activity
Settled Securities Purchased
$0.00
Ending Cash Balance
$35,276.77
* Year to date information is calculated on a calendar year basis.
** Your account's standing instructions use a HIGH COST method for relieving
assets
from your position
Current
Period Value
34,802.13
474.64
$474.64
Year-To-Date
Value*
-678.43
1,000,000.00
$1,000,678.43
(510.63)
($510.63)
(968,792.97)
($968,792.97)
-Page
9 of 10
EFTA01572783
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 2/1/13 to 2/28/13
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Settle Date Selection Method
Income
2/1
2/1
2/15
2/15
2/27
Div Domest
Interest Income
Div Domest
Div Domest
Div Domest
Total Income
Description
GENERAL MILLS INC @ 0.33 PER SHARE
(ID: 370334-10-4)
DEPOSIT SWEEP INTEREST FOR 01/01/13 - 01/31/13
@ .01% RATE ON AVG COLLECTED BALANCE OF
$201,523.84 AS OF 02/01/13
PROCTER & GAMBLE CO @ 0.562 PER SHARE
(ID: 742718-10-9)
COLGATE PALMOLIVE CO @ 0.62 PER SHARE
(ID: 194162-10-3)
XILINX CORP @ 0.22 PER SHARE (ID: 983919-10-1)
121.000
89.000
1,296.000
0.562
0.62
0.22
68.00
55.18
285.12
$474.64
Quantity
Cost
196.000
Per Unit
Amount
0.33
Amount
64.68
1.66
Page 10 of 10
EFTA01572784
For the Period 2/1/13 to 2/28/13
For your convenience we have combined statement(s) for activity you conduct
through J.P. Morgan in one package. Below are important disclosures relating
to these different accounts.
These statements may relate to various account types. Some of the
disclosures are applicable to all of your accounts. For ease of reference
the disclosures applicable to a particular type
of account have been grouped together by descriptive headers.
IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S)
Important Information about Pricing ,Valuations, Estimated Annual Income,
and Estimated Yield
Market value information (including without limitation, prices, exchange
rates, accrued income and bond ratings) furnished herein, some of which has
been provided by pricing sources that J.P. Morgan
believes to be reliable, is not guaranteed for accuracy but provided for
informational purposes and is furnished for the exclusive use of the client.
The current price is the value of the financial asset share, unit or
contract as priced at the close of the market on the last day of the
statement period or the last available price. All values provided for
structured yield deposits (for example, JPMorgan London Time Deposits)
reflect the original deposit amount only. The value for Real Estate, Mineral
Interests and Miscellaneous Assets may not reflect
the most current value of the asset.
Important information regarding Auction Rate Securities (ARS). ARS are debt
or preferred securities with an interest or dividend rate reset periodically
in an auction. Although there may be daily, weekly
and monthly resets, there is no guarantee that there will be liquidity. If
there are not enough bids at an auction to redeem the securities available
for sale, the result may be a failed auction. In the event
of a failed auction, there is no assurance that a secondary market will
develop or that the security will trade at par or any other price reflected
on statements and online. Accordingly, investors should not
rely on pricing information appearing in their statements or online with
respect to ARS. When J.P. Morgan is unable to obtain a price from an
internal or outside source for a particular ARS, the price
column on your statement will indicate "unpriced".
Valuations of over-the-counter derivative transactions, including certain
derivatives-related deposit products, have been prepared on a mid-market
basis. These valuations are sourced from the various
issuers of the securities or they are sourced from a third party valuation
provider. J.P. Morgan expressly disclaims any responsibility for (1) the
accuracy of the models or estimates used in deriving the
valuations, (2) any errors or omissions in computing or disseminating the
valuations, and (3) any uses to which the valuations are put. Valuations are
provided for information purposes only and are
intended solely for your own use. Please refer to the trade confirmation for
details of each transaction.
Certain assets, including but not limited to, pooled and private
investments, non-publicly traded and infrequently traded securities,
derivatives, partnership interests and tangible assets are generally
illiquid, the value of such asset may have been provided to us by third
EFTA01572785
parties who may or may not be independent of the issuer or manager. Such
information is reflected as of the last date provided to
us, and is not independently verified.
In cases where we are unable to obtain a current market value from an
internal or outside source for a particular security, the price column on
your statement will indicate "unpriced". Although such
securities may have value, please note that the value of a security
indicated as "unpriced" will not be included in your overall current market
value as reflected on the statement.
J.P. Morgan makes no representation, warranty or guarantee, express or
implied, that any quoted value represents the actual terms at which
securities could be bought or sold or new transactions could
be entered into, or the actual terms on which existing transactions or
securities could be liquidated. Such values may only be indicative.
When we are unable to obtain a current value from an internal or outside
source for a particular security, the price column on your statement will
indicate "unpriced".
If a partial call is made with respect to an issue of securities included in
your Accounts we will allocate the call by a method we deem fair and
equitable.
To the extent applicable, please note the following regarding estimated
annual income (EAI) and estimated yield (EY): EAI and EY for certain types
of securities could include a return of principal or
capital gains in which case the EAI and EY would be overstated. EAI and EY
are estimates and the actual income and yield might be lower or higher than
the estimated amounts. EY reflects only the
income generated by an investment. It does not reflect changes in its price,
which may fluctuate.
Offshore Deposits - London and Nassau
Disclosures Page 1 of 2
EFTA01572786
For the Period 2/1/13 to 2/28/13
Deposits in Foreign Branches are not insured by the FDIC or any other Agency
of the Federal Government; amounts in such foreign accounts do not have the
benefit of any domestic
preference applicable to U.S Banks; certain Foreign accounts are considered
reportable to the Internal Revenue Service on a Report of Foreign Bank and
Financial Accounts (TD F
90-22.1).
Bank products and services are offered through JPMorgan Chase Bank, N.A.
("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan
Securities LLC ("JPMS") and, to the extent
noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC").
Neither JPMS, nor JPMCC is a bank and are each separate legal entities from
its bank or thrift affiliates.
Investment Products: Not FDIC Insured
-No Bank Guarantee -May Lose Value
Fund manager disclosure information available upon request
If you have an investment account that is managed by an SEC-Registered
Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form
ADV II or brochure upon written request.
These statements are not official documents for income tax reporting
purposes and should not be relied upon for such purposes, including
determination of income, cost basis, amortization or accretion,
or gain/loss. Such information, which may be inaccurate, incomplete or
subject to updating, should be confirmed with your records and your tax
advisor.
Please take the steps indicated below if you think statement(s) are
incorrect or contact your J.P.Morgan team if you require additional
information about a transaction on your
statement(s).
IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT
MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A.
In case of other errors or questions about other account statement(s)
Please review your account statement(s) and promptly report any inaccuracy
or discrepancy including possible unauthorized trading activity, unrecorded
dividend payments, unaccounted cash positions,
improper payments or transfers in writing to JPMCB at the addresses shown on
your statement(s). Any oral communication should be re-confirmed in writing
to further protect your rights. If you have
any questions please contact your J.P. Morgan team.
In your written communication, please provide the following information: (1)
your name and account number; (2) the dollar amount of the suspected error;
and (3) a description of the error and
explanation, if you can, why you believe there is an error. If you need more
information, you must describe the item you are unsure about. We must
receive your written communication no later than 30
days after the statement on which the error or problem appeared is sent or
made available. If you do not so notify us, you agree that the statement
activity and account balance(s) are correct.
You must promptly advise your J.P.Morgan representative of material changes
in your investment objectives or financial situation or if you wish to
EFTA01572787
modify the management of your account. Unless you
inform otherwise, your J.P.Morgan representative will consider the
information currently in its files to be complete and accurate.
Disclosures Page 2 of 2
EFTA01572788