EFTA01521945.pdf
GHISLAINE MAXWELL ACCT
For the Period 1/1/14 to I/31/14
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Preferred Stocks
CITIGROUP CAPITAL XIII 27 12 10,000.000 271,200.00 261.300.00 9,900.00 19690.00 7.26%
7 7,6% PFD
173080-20-1 C PN NA MA1
COUNTRYWIDE CAPITAL V 25.11 4,200.000 105,482.00 98,778.96 6,683.04 7,350.00 6.97%
7% PFD 1,837.50
222388-20-9 CFC PS
JPM CHASE CAPITAL XXIX 25.71 2,500.000 64,275.00 62,500.00 1,775.00 4,187.50 6.51%
61% PFD
48125E-20.7 JPM PC
Total Preferred Stocks $440,937.00 $422,578.96 $18,358.04 $31,227.50 7.08%
51.837.50
Concentrated & Other Equity
JPMORGAN CHASE & CO 110 43 150,000.000 165 640.50 157,909.17 7,731.33 11,850.00 7.09%
VAR RT PFD STK 04/30/2049 2.99535
DID 04/23/2008
46625H-HA-1 BBB MAI
JP Morgan Page 7 of 30
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049396
Chase
CONFIDENTIAL SDNY GM_00318594
EFTA01521945
For the Period 1/1/14 to I/31/14
Adjusted Tax Cost Unrealized Est. Annual Inc.
Price Quantity Value Onginal Cost Gain/Loss Accrued Div. Yield
Preferred Stocks
CITIGROUP CAPITAL XIII 27 12 10,000.000 271,200.00 261.300.00 9,900.00 19690.00 7.26%
7 7,6% PFD
173080-20-1 C PN NA MA1
COUNTRYWIDE CAPITAL V 25.11 4,200.000 105,482.00 98,778.96 6,683.04 7,350.00 6.97%
7% PFD 1,837.50
222388-20-9 CFC PS
JPM CHASE CAPITAL XXIX 25.71 2,500.000 64,275.00 62,500.00 1,775.00 4,187.50 6.51%
61% PFD
48125E-20.7 JPM PC
Total Preferred Stocks $440,937.00 $422,578.96 $18,358.04 $31,227.50 7.08%
51.837.50
Concentrated & Other Equity
JPMORGAN CHASE & CO 110 43 150,000.000 165 640.50 157,909.17 7,731.33 11,850.00 7.09%
VAR RT PFD STK 04/30/2049 2.99535
DID 04/23/2008
46625H-HA-1 BBB MAI
JP Morgan Page 7 of 30
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049396
Chase
CONFIDENTIAL SDNY GM_00318594
EFTA01521945