EFTA01404677.pdf

Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] From: Amanda Kirby a Date: Fri, 01 Nov 2013 12:55:11 -0400 To: Pema Sherpa < Cc: Dhruv Yadav < Margarita Perez < >, PWM AOG < > Classification: For internal use only Pena, You are correct. I am unsure why there are 2 separate W-9's since they are both the same company. The W-9 you just sent is correct Best, Amanda Kirby (Embedded image moved to file: pic09188.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Email (Embedded image moved to file: pic30372.gif) From: Perna Sherpa/I To: Amanda Kirby/ Cc: Dhruv Yadav/ PWM AOG/ , Margarita Perez/ Date: 11/01/2013 12:52 PM Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only Hi Amanda, Is it a sole proprietor then? I looked into the KYC to get more details on the LLC and found a W-9 (attached) which has LLC checked off and refers to Schedule C which is filed out by a Sole Proprietor, (attachment Darren K. Indyke PLLC W-9.pdf" deleted by Amanda Kirby/ Kind regards, Pema Sherpa EFTA01404677 (Embedded image moved to file: pic30838.gif) Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836 Email (Embedded image moved to file: pic07613.gif) From: Amanda Kirby/ To: PWM AOG/ Cc: Dhruv 'facials/ Pema Sherpa/ PWM ACG MERICAS Date: 11/01/2013 10:59 AM Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only HI, Here are the updated does. For the W-9 it checked Other because it is a "PLLC" (Professional LLC) does not file under an LLC C,S or P. (attachment "0609_001.pdf" deleted by Pema Sherpa/ Best, Amanda Kirby (Embedded image moved to file: pic08933.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Email (Embedded image moved to file: pic05348.gif) From: PWM AOG/ EFTA01404678  To: Perna Sherpa/ Cc: Amanda Kirby/ PWM AOG/ Date: 11/01/2013 10:47 AM Subject: Re: DB Force Case* 01146170: Darren K. Indyke PLLC (I] Classification: For internal use only Hi Pema, FYI Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : From: PWM AUG! To: Amanda Kirby/ Cc: PWM AOG/ Date: 11/01/2013 10:42 AM Subject: DB Force Casef 01146170: Darren K. Indyke PLLC [I] Classification: For internal use only Hi Amanda, While reviewing the account opening docs, we came across the below issues: 1. On Account Opening Application, both DB Private Wealth Online Plus and Link to Existing Online Relationship have been selected. Please select the correct one only. (Embedded image moved to file: pic22831.gif) 2. This entity is Limited Liability Corporation, however on W-9, Federal Tax Classification is selected as Other: Atty Tust Account. Please correct the same to LLC along with the Tax Classification (S,C or P) EFTA01404679 (Embedded image moved to file: pic08550.gif) 3. KYC is in pending status. Please let us know, once it is approved. Thanks, Dhruv Yadav PWM AOG DBOI Global Services Private Limited Email : EFTA01404680