EFTA01522014.pdf
GHISLAINE MAXWELL ACCT -
For the Period 3/I / I4 to 3/31/14
Adjusted Tax Cost Unrealized Est Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
US Fixed Income
BANK OF AMERICA CORP 105.20 150,000.00 157,798.50 150,000.00 7,798.50 5,400.00 1.57%
MEDIUM TERM NOTE 2,040.00
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
A MI ST MUNI BOND AUTH 109.61 50,000.00 54,802.50 52,886.25 1,916.25 2,500.00 4.02%
ST CLEAN WTR REVOLVING FD 5% 55,424.00 1,258.90
OCT 01 2028 DTO 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 et 100
59455T-PF-3 AM /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL 108.95 100,000.00 108,946.00 105,944.52 3,001.48 5,000.00 4.19%
DIST PERM SCH GTD FUND UNLIMITED TAX 110,503.00 638.80
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 100
090874-FV-5 AM /MA
A MA ST HLTH & EDUCTNL FAGS AUTH 105.05 50,000.00 52,526.00 51,478.33 1,047.67 2,500.00 4.59%
REVENUE HARVARD UNIV 5% B 54,040.00 527.75
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 100
575860-FW-0 AM /AAA
Total US Fixed Income 2626,696.00 $606,703.60 $20,991.40 418,637.66 2.49%
$616,361.60 $6,832.96
J.P Morgan Page 11 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049474
Chase
CONFIDENTIAL SDNY_GM_00318672
EFTA01522014
For the Period 3/I / I4 to 3/31/14
Adjusted Tax Cost Unrealized Est Annual Income
Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield
US Fixed Income
BANK OF AMERICA CORP 105.20 150,000.00 157,798.50 150,000.00 7,798.50 5,400.00 1.57%
MEDIUM TERM NOTE 2,040.00
3.6% NOV 15 2016
DTD 11/04/2010
06050W-DW-2 A- /BAA
A MI ST MUNI BOND AUTH 109.61 50,000.00 54,802.50 52,886.25 1,916.25 2,500.00 4.02%
ST CLEAN WTR REVOLVING FD 5% 55,424.00 1,258.90
OCT 01 2028 DTO 11/02/2006
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 10/01/2016 et 100
59455T-PF-3 AM /AAA
A BIRDVILLE TEXAS INDEPENDENT SCHOOL 108.95 100,000.00 108,946.00 105,944.52 3,001.48 5,000.00 4.19%
DIST PERM SCH GTD FUND UNLIMITED TAX 110,503.00 638.80
5% FEB 15 2029 DTD 01/15/2007
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 02/15/2017 100
090874-FV-5 AM /MA
A MA ST HLTH & EDUCTNL FAGS AUTH 105.05 50,000.00 52,526.00 51,478.33 1,047.67 2,500.00 4.59%
REVENUE HARVARD UNIV 5% B 54,040.00 527.75
JUL 15 2032 DTD 08/03/2005
HELD BY DTC BOOK ENTRY ONLY
PAR CALL 07/15/2015 100
575860-FW-0 AM /AAA
Total US Fixed Income 2626,696.00 $606,703.60 $20,991.40 418,637.66 2.49%
$616,361.60 $6,832.96
J.P Morgan Page 11 of 24
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049474
Chase
CONFIDENTIAL SDNY_GM_00318672
EFTA01522014