EFTA01519368.pdf
CHISLAINE MAXWELL -TAP DYS ACCT.
For the Period 1/1114 to 1/31/14
INFLOWS & OUTFLOWS
Type Quantity Per unit
Settle Date Selection hod Description Cost Amount Amount
113 Div Domest RIDGEWORTH SEIX FLOATING4 01)02/14 INCOME 6.502 655 0.032 205.41
DIVIDEND 0.031 PER SHARE AS OF 01/02/14
(ID:
1/3 Dlv Dottiest TRP INST FLOATING RATE-F 12/31/13 INCOME 5,394 060 0.035 191.17
DIVIDEND 0.036 PER SHARE AS OF 12/31/13
(ID:
1/21 Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR (1,872.22)
THE PERIOD 10-01.2013 TO 12-31.2013
Total Inflows & Outflows 5691.07
TRADE ACTIVITY
Note: S indicates Short Term Realized Gain/Loss
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loa
Settled Sales/Maturities/Redemptions
1/8 Sale HARBOR HIGH YIELD BOND-INST (ID: (935.424) 10.84 10,140.00 (10,514.17) (37417) S
1/7 High Cost
1/14 Sale NUVEEN GLOBAL INFRASTRUCT-I (ID: (476.505) 10.30 4,908.00 (4,726.93) 181.07 S
1/17 High Cost
1/15 Sale NUVEEN GLOBAL INFRASTRUCT-I (ID: (508.990) 10.30 5,222.00 (5,029.34) 192.68 S
1/21 High Cost
1/16 Sale NUVEEN GLOBAL INFRASTRUCT-1 (ID: (506.111) 10.31 5,218.00 (5,020.62) 197.38
1/22 High Cost
J.P.Morgan Account Page 13 of 14 Consolidated Statement Page 64
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046652
Chase
CONFIDENTIAL SDNY_GM_00315850
EFTA01519368
For the Period 1/1114 to 1/31/14
INFLOWS & OUTFLOWS
Type Quantity Per unit
Settle Date Selection hod Description Cost Amount Amount
113 Div Domest RIDGEWORTH SEIX FLOATING4 01)02/14 INCOME 6.502 655 0.032 205.41
DIVIDEND 0.031 PER SHARE AS OF 01/02/14
(ID:
1/3 Dlv Dottiest TRP INST FLOATING RATE-F 12/31/13 INCOME 5,394 060 0.035 191.17
DIVIDEND 0.036 PER SHARE AS OF 12/31/13
(ID:
1/21 Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR (1,872.22)
THE PERIOD 10-01.2013 TO 12-31.2013
Total Inflows & Outflows 5691.07
TRADE ACTIVITY
Note: S indicates Short Term Realized Gain/Loss
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loa
Settled Sales/Maturities/Redemptions
1/8 Sale HARBOR HIGH YIELD BOND-INST (ID: (935.424) 10.84 10,140.00 (10,514.17) (37417) S
1/7 High Cost
1/14 Sale NUVEEN GLOBAL INFRASTRUCT-I (ID: (476.505) 10.30 4,908.00 (4,726.93) 181.07 S
1/17 High Cost
1/15 Sale NUVEEN GLOBAL INFRASTRUCT-I (ID: (508.990) 10.30 5,222.00 (5,029.34) 192.68 S
1/21 High Cost
1/16 Sale NUVEEN GLOBAL INFRASTRUCT-1 (ID: (506.111) 10.31 5,218.00 (5,020.62) 197.38
1/22 High Cost
J.P.Morgan Account Page 13 of 14 Consolidated Statement Page 64
Confidential Treatment Requested by JPMorgan JPM-SDNY-00046652
Chase
CONFIDENTIAL SDNY_GM_00315850
EFTA01519368