📄 Extracted Text (283 words)
J.P.Morgan
Derivative and Foreign Exchange (FX) /Commodity Transactions
Regulated by the Dodd-Frank Wall Street Reform and Consumer
Protection Act (the "Dodd-Frank Act")
C. Derivatives Approval Level (not applicable for Exempt Transactions)
OTC Options
Level 1: Covered Writing 174
Level 2: Buying Options Pt
level 3: Spreads 17
level 5: Uncovered Writing
Level 6: Combinations/Straddles rt
Please check all that apply:
g Equity
jr Emerging markets
pT,Foreign exchange
',Tithed Income
OVER ME COUNTER (OTC) OPTIONS INCLUDES TRADING Of INTEREST
um SWAPS AND OtEDIT DEFAULT SWAPS
COMMODITY FORWARDS, COMMODITY OPTIONS AND PRECrouS METALS
FOREIGN EXCHANGE OPTIONS INCLUDES TRADING OF NON DELIVERABLE Pr AND
D. Admowledgment
and
(1) he, she or It requested the derivatives approval level as indicated above
By signing this Agreement, the diem acknowledges that: changes in his, he or Its financial droimstances
J.P. Morgan Securities LLC, In writing, of any material
(2) the client shall promptly advise
and options investment objectives.
E. Signatures (All nt owners aft fflgUlted Etfi r below)
(*Signature (Accountholder)
b g{(3
JEFFREY E. EPSTEIN
Print Name
17 >
Date Print Name
Signature (Accountholder)
Date Print Name
Signature (Accountholder)
Date Print Name
Signature (Accountholder)
J.P. Morgan Use Only
Investment objectives, Investment experience, and financial condition
Approvals: I have reviewed the client's suitability profile, Including:
options level Indi ed above Is appropriate for the client, and (b) if the diet has elected to conduct Exempt
and agree that (a) the
Transactions and/or DerivajiwtS hey ar for the client.
45.1.13_
Date
JPM RR Signatu
Date
JPM ROSFP Signature
77T/
Date ,
JPM S-ROSFP Signature
(OTC Options Levels 5 & 6)
Title SPN CAS
).P. Morgan Use Only
banker/Investor 6/13 1072
5 of 5
Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062960
EFTA01583313
ℹ️ Document Details
SHA-256
06d24e84d5f025109a02d849110400b2bd05b99968b348c275ecd9542a5ed689
Bates Number
EFTA01583313
Dataset
DataSet-10
Document Type
document
Pages
1
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