EFTA01583312
EFTA01583313 DataSet-10
EFTA01583314

EFTA01583313.pdf

DataSet-10 1 page 283 words document
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J.P.Morgan Derivative and Foreign Exchange (FX) /Commodity Transactions Regulated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") C. Derivatives Approval Level (not applicable for Exempt Transactions) OTC Options Level 1: Covered Writing 174 Level 2: Buying Options Pt level 3: Spreads 17 level 5: Uncovered Writing Level 6: Combinations/Straddles rt Please check all that apply: g Equity jr Emerging markets pT,Foreign exchange ',Tithed Income OVER ME COUNTER (OTC) OPTIONS INCLUDES TRADING Of INTEREST um SWAPS AND OtEDIT DEFAULT SWAPS COMMODITY FORWARDS, COMMODITY OPTIONS AND PRECrouS METALS FOREIGN EXCHANGE OPTIONS INCLUDES TRADING OF NON DELIVERABLE Pr AND D. Admowledgment and (1) he, she or It requested the derivatives approval level as indicated above By signing this Agreement, the diem acknowledges that: changes in his, he or Its financial droimstances J.P. Morgan Securities LLC, In writing, of any material (2) the client shall promptly advise and options investment objectives. E. Signatures (All nt owners aft fflgUlted Etfi r below) (*Signature (Accountholder) b g{(3 JEFFREY E. EPSTEIN Print Name 17 > Date Print Name Signature (Accountholder) Date Print Name Signature (Accountholder) Date Print Name Signature (Accountholder) J.P. Morgan Use Only Investment objectives, Investment experience, and financial condition Approvals: I have reviewed the client's suitability profile, Including: options level Indi ed above Is appropriate for the client, and (b) if the diet has elected to conduct Exempt and agree that (a) the Transactions and/or DerivajiwtS hey ar for the client. 45.1.13_ Date JPM RR Signatu Date JPM ROSFP Signature 77T/ Date , JPM S-ROSFP Signature (OTC Options Levels 5 & 6) Title SPN CAS ).P. Morgan Use Only banker/Investor 6/13 1072 5 of 5 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062960 EFTA01583313
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06d24e84d5f025109a02d849110400b2bd05b99968b348c275ecd9542a5ed689
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EFTA01583313
Dataset
DataSet-10
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document
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1

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