EFTA01356334.pdf

Andrew Rosemary 82557 Gallivan 3/1/2017 No Changes No Changes Yes No Vrablic Andrew no new Rosemary 82776 Gallivan 3/9/2017 no new changes changes Yes No Vrablic Andrew Rosemary 82556 Gallivan 3/1/2017 no changes no changes Yes No Vrablic Andrew no changes to Rosemary 82742 Gallivan 3/8/2017 no changes to kyc kyc Yes No Vrablic Andrew no changes to Rosemary 82743 Gallivan 3/8/2017 no changes to kyc kyc Yes No Vrablic There are no Andrew There are no material Rosemary 82741 Gallivan 3/8/2017 material changes. changes. Yes No Vrablic Andrew no changes from no changes Rosemary 82334 Gallivan 2/22/2017 Mt from KYC Yes No Vrablic No updates Andrew No updates since since previous Rosemary 82554 Gallivan 3/1/2017 previous update update Yes No Vrablic No updates Andrew No updates since since previous Rosemary 82555 Gallivan 3/1/2017 previous update update Yes No Vrablic Andrew no changes from no changes Rosemary 82738 Gallivan 3/8/2017 kyc from kyc Yes No Vrablic Andrew no changes since no changes Rosemary 82523 Gallivan 2/28/2017 KYC since KYC Yes No Vrablic Andrew Rosemary 82551 Gallivan 3/1/2017 No changes No changes Yes No Vrablic Andrew Rosemary 82777 Gallivan 3/9/2017 No changes No changes Yes No Vrablic Andrew Rosemary 82780 Gallivan 3/9/2017 No changes No changes Yes No Vrablic Andrew no changes from no changes Rosemary 82737 Gallivan 3/8/2017 kyc from kyc Yes No Vrablic Andrew no changes from no changes Rosemary 82563 Gallivan 3/1/2017 kyc from kyc No No Vrablic Andrew no changes to Rosemary 82739 Gallivan 3/8/2017 no changes to kyc kyc Yes No Vrablic Fundacion Andrew Terrence 82530 Noal Gallivan 2/28/2017 Yes No Ta • ne CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0042152 CONFIDENTIAL SDNY_GM_00188336 EFTA01356334