EFTA01521735.pdf
GHISLAINE MAXWELL ACCT. (IMMEI
For the Period 7/1/13 to 7/31/13
TRADE ACTIVITY
Trade Dale Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
7/12 Purchase SPDR S&P 500 ETF TRUST 42 167.43 250,307.85 1,495.000 167.497 (250,407.85)
7/17 BROKERAGE 100.00 J.P. MORGAN SECURITIES LLC
(ID 3)
COST ADJUSTMENTS
Cost Basis
Settle Date Type Description Quantity Adjustments
7;15 Amortization MA ST HLTH 8 EDUCTNL FACS AWN REVENUE HARVARD 50,000.000 (55097)
UNIV 5% B JUL 15 2032 DM 08/03/2005 HELD BY
DTC BOOK ENTRY ONLY PAR CALL 07/1512015 @ 100
MUNICIPAL BOND PREMIUM AMORTIZATIO
JP Morgan Page 19 of 33
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049154
Chase
CONFIDENTIAL SDNY_GM_00318352
EFTA01521735
For the Period 7/1/13 to 7/31/13
TRADE ACTIVITY
Trade Dale Per Unit
Settle Date Type Description Quantity Amount Market Cost
Settled Securities Purchased
7/12 Purchase SPDR S&P 500 ETF TRUST 42 167.43 250,307.85 1,495.000 167.497 (250,407.85)
7/17 BROKERAGE 100.00 J.P. MORGAN SECURITIES LLC
(ID 3)
COST ADJUSTMENTS
Cost Basis
Settle Date Type Description Quantity Adjustments
7;15 Amortization MA ST HLTH 8 EDUCTNL FACS AWN REVENUE HARVARD 50,000.000 (55097)
UNIV 5% B JUL 15 2032 DM 08/03/2005 HELD BY
DTC BOOK ENTRY ONLY PAR CALL 07/1512015 @ 100
MUNICIPAL BOND PREMIUM AMORTIZATIO
JP Morgan Page 19 of 33
Confidential Treatment Requested by JPMorgan JPM-SDNY-00049154
Chase
CONFIDENTIAL SDNY_GM_00318352
EFTA01521735