EFTA01379831.pdf

Southern Financial LLC (account holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: MARKET POSITION TRADE PRICE VALUE POSITION DATE (POSITION (POSITION FX RATE VALUE QUANTITY SYMBOL DESCRIPTION CUSIP CCY) CCY) (TO USDE) (USDE) TYPE APPLE INC 100.000.0000 AAPL COM 175.4600 1 /.546,000.00 1.00000 1 /.546,iRkWO EQUITY INSURED DEPOSITS MONEY 73,0913300 DBDA PROGRAM 1.0000 73,091.33 1.00000 73,091.33 FUND Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account). Regards. Davide Davide Sierrata Associate Investments & Trading Institutional Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 345 Park Avenue. 24th Floor New York NY. 10154 USA Visit us: hup://deutschewealth.cont #Positivelmpact IWP products and services we intended for and available only to sophisticated, experienced investors who qualify as institutional accounts* under FINRA Rule 4512(c)(3), and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating and determining whether to enter into, sophisticated trading strategies aid financial transactions. Transactions we subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products. investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice. IWP does not provide investment management or investment advisory services, and private market opportunities and other products aid services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you. solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0077644 CONFIDENTIAL SDNY_GM_00223828 EFTA01379831