EFTA01362608.pdf

Best, Tanu Tanu Kirti Director WM Mercury Implementation Programme Manager From: lain Macara Sent: 17 September 2018 14:12 To: Tanushree Kirti Clifford Fourie Cc: Oliver Bettin < Christopher Whyton Katherine Stead Max Kleinert Victoria Bruce Subject: RE: Family Office Initiative - Follow Up [IJ Hi all, Just to add there was the additional step of Stefan/Louise approval we discussed for clients that WM wanted ICG to provide support for. These clients won't be green in ICG by virtue of having WM ACOs only so we need to get Stefan/Louise comfortable if WM are looking for ICG to provide any sort of coverage on WM's behalf. Otherwise of course we'll end up with multiple unexplained red list breaches etc. Tanushree — do we have a comprehensive list of clients yet that are red for ICG but for which WM will need ICG support? Thanks From: Tanushree Kirti Sent: 17 September 2018 13:55 To: Clifford Fourie Cc: Oliver Bettin < stopher Whyton < ; Katherine Stead ; Max Kleinert a; lain Macara ; Victoria Bruce Subject: RE: Family Office Initiative - Follow Up [I] Classification: For Internal use only Hi Clifford, The WM list of clients that require ICG coverage was discussed with lain Macara and team and it was agreed that WM will review the red and amber clients to ensure they were centrally in CIB turned to green before acceptance by lain's CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052102 CONFIDENTIAL SDNY_GM_00198286 EFTA01362608