EFTA01279860.pdf

8 SNAPSHOT iseinse Current period ending August 31, 2014 ACCOUNT NAME: BLUE CHIP CAPITAL LLC Oi 0 ACCOUNT NUMBER: Your Financial Advisor: CREO OBAL CAPITAL GROUP. 2803 S. STATE STREET Phone: SUITE A ANN ARBOR MICHIGAN 48104 If you have more than one account with us, why not link them and receive summary information for your entire household? Contact Your Financial Advisor for more details u_ 0 0 muu Brokerage account(s) carried by First Clearing, LLC, Member FINRA/SIPC. SNAPSHOT 190 CREO CP04 GASOICONA 011203 NNNNANNNNN NAN NNN 001 006 19011051/ 10670046 1 4 EFTA01279860  8 C Zit 8 SNAPSHOT Page 1 of 9 r5,1 CREO GLOBAL CAPITAL LLC. BLUE CHIP CAPITAL LLC 5.1 2 0 AUGUST 1, 2014 - AU T 014 ACCOUNT NUMBER O Progress summary THIS PERIOD THIS YEAR Opening value 54.099.211.83 53,628,107.72 Cash deposited 0.00 280,001.67 Securities deposited 0.00 0.00 Cash withdrawn -201.76 -30,465.88 Securities withdrawn 0.00 0.00 Income earned 9.678.20 84.019.90 Change in value 66.432.40 213.457.16 Closing value 54,175,120.47 $4,175,120.47 Portfolio summary CURRENT PREVIOUS CURRENT ESTIMATE ASSET TYPE VALUE ON JUL 31 % VALUE ON AUG 31 ANN. INCOM ASSETS 71 Cash and sweep balances 860,318.62 20.99 863.464.14 20.68 17 Stocks, options 8 ETFs 1,256,765.92 30.66 •1,299.769.67 j Fixed income securities 31.13 39,68O 0.00 0.00 0.00 0.00 0 Mutual funds 1,739,222.37 42.43 1,768,664.42 42.36 76,2800 Preferreds/fixed rate cap secs 242,904.72 5.93 241222.24 5.83 21,881 Asset value $4,099,211.63 100% $4,175,120.47 100% $138,013 SNAPSHOT OILID20014A 011203 NIPP044NNN14 NNN NNN 002 00S ISO 110313 10270040 14 100 CREO CP04 EFTA01279861  EFTA 00141001 SNAPSHOT Page 2 of 9 CREO GLOBAL CAPITAL LLC. BLUE CHIP CAPITAL LLC 1 1 >- AUGUST 1, 2014 - A 014 ACCOUNT NUMBER- 0 Cash flow summary Opening value of cash and sweep balances THIS PERIOD THIS YEAR Deposits $880,318.62 Income and distributions 0.00 280,001 67 Securities sold and redeemed 9,67820 84,019 90 Net additions to cash 0.00 235284.78 J Securities purchased $9,678.20 5599,308.35 Other subtractions 4,330 92 -519.647.364C Net subtractions from cash -201.76 -30 485.98 Closing value of cash and sweep balances 48.532.68 4550.113.34F. 5863.484.14 Income summary TAXABLE Money market/sweep funds THIS PERIOD THIS YEAR Z Ordinary dividends and ST capital gains 14.63 115 59H I Qualified dividends 482.15 5,225.78 Partnership distributions 807 05 25,593 62 2,525.60 CD Total taxable Income 7,486.64 TAX-EXEMPT Dividends $3,809.43 538,421.63 n - Total federally tax-exempt income 5,868.77 39,546.22 u. Total income - $5468.77 139,546.22 39,678.20 577.987.85 Gain/loss summary Short term (S) THIS PERIOD REALIZED THIS YEAR REALIZED 0 Long term (L) 000 -28.92 to ot Total 0 00 -11.322 95 ‘,„/ $0.00 411,351.87 11111111111111111111111111111111111111111111E.111111 SNAPSMOT EFTA01279862  EFTA_00 I 4 1002 SNAPSHOT Page 3 of 9 A CREO GLOBAL CAPITAL LLC. BLUE CHIP CAPITAL LLC R 8u m AUGUST 1. 2014 - AU - 1 014 0 - y ACCOUNT NUMBER O 0 Your Financial Advisor CREO GLOBAL CAPITAL GROUP 2803 S. STATE STREET Phone SUITE A ANN ARBOR MICHIGAN 48104 < Document delivery status Paper Eleetronlr Account profile Statements. X Trade confirmations: X Full account name BLUE CHIP CAPITAL LLC Tax documents: Account type. X ndard rokerage Shareholder communications. X Brokerage account number Other documents: X Tax status: Investment objective/Risk tolerance. Taxable LONG TERM GROWTH 0 Time horizon Please Provide Liquidity needs* Please Provide LL Cost Basis Election. First in, First out Sweep option BANK DEPOSIT SWEEP 0 SNAPSKr 190 CREO CRCA ng.lretY NA 011203 RMNWPllNN 11N NINO)] 006 ISO ' 10515 10970016 4 EFTA01279863  EFTA 00141003 N o m Page 4 of 9 CREO GLOBAL CAPITAL LLC. BLUE CHIP CAPITAL LLC O i AUGUST 1. 2014 - AU 14 ACCOUNT NUMBER: Additional information THIS PERIOD THIS YEAR Gross proceeds THIS PER/OD THIS YEAR 0.00 235284.78 Foreign withholding -201.76 -1.409.15 Portfolio detail Cash and Sweep Balances < Sweep Balances - You have the right. in the course of normal business operations, to withdraw balances fund used in the sweep, subject to any open commitments in any of your accounts and have the proceeds in the Bank Deposit Sweep or redeem shares of the money market mutual zz required by federal banking regulations, the banks in the Bank Deposit Sweep reserve the right returned to your accounts or remitted to you. Note, however, that as Sweep. In addition, the money market mutual funds in the sweep reserve the right to require oneto require seven days prior notice before permitting a transfer out of the Bank Deposit or more days prior notice before permitting withdrawals Bank Deposit Sweep - Consists of monies held at Wells Fargo Bank. N.A. and (if amounts exceed covered by SIPC, but are instead eligible for FDIC insurance of up to $250,000 per depositor, $250,000)at one or more other Wells Fargo affiliated banks. These assets are not U —I Deposit Sweep for your account, please contact Your Financial Advisor. per institution, in accordance with FDIC rules. For additional information on the Bank O ANNUL PERCENTAGE CURRENT ESTIMATED DESORPTION YIELD EARNED' MARKET VALUE ANNUAL INCOME Cash 0.00 605.29 0.00 BANK DEPOSIT SWEEP 0.02 862,858.85 172.57 Interest Period 08/01/14 - 08/31/14 Total Cash and Sweep Balances $863,484.14 $172.57 • APYE measures the total amount of the interest paid on an account based on the interest rate and the percentage yield earned is expressed as an annualized rate, based on a 365 day year. frequency of the compounding during the interest period The annual Stocks, options & ETFs Stocks and ETFs ESTIMATED AD4 PRICE/ *04 COST/ CURRENT CURRENT UNREALIZED ANNUAL DESORPTION GUMMY OR* PRICE ORIG COST PRICE ANNUAL MARKET VALUE GAIN/LOSS INCOME YIELD CV AMBICOM HOLDINGS INC NEW ABHI Acquired 1007/10 tic 15,825 st NIAINI N/A 0.2500 3,906.25 N/A NIA N/A BLACKBERRY LTD BBRY / Acquired 03/2603 5.000 14.46 72.323.10 10.1800 50,900.00 -21,423.10 N/A N/A 111'111111 1IIIII101111 1111111 111111111 11111 1111111111 App DREG ERIN EFTA01279864  0 S Page 5 of 9 A < I CREO GLOBAL CAPITAL LLC. BLUE CHIP CAPITAL LLC g W § i AUGUST 1, 2014 - AU ' ' 014 oI ACCOUNT NUMBER >- z 0 c0 Stocks, options & ETFs Stocks and ETFs continued ESTNATED ADJ PRICE/ ADJ COST/ CURRENT CURRENT UNREALIZED *Mum. DESCRIPTION OUANTITY ORM PRICE OR13 COST ANNUAL PRICE MARKET VALUE GAM= *CCM! YIELD (%) BOARDWALK PIPELINE PARTNERS LP BWP - HELD IN MARGIN Acquired 12110/09 no 3,500 28.33 99,183.70 19.9500 69 825.00 -2%358.70 1.400 00 BONTE R RA ENERGY CORP NEW BNEFF ✓ Acquired 02/05/13 2,922 WAIN N/A 60.5100 176,810.22 N/A 9,695.19 ENBRIDGE ENERGY PARTNERS LP EEP Acquired 12/11/09 no 3,920 25.47 99,848 48 36.3200 142 374.40 42,525.92 8.702.40 FIREEVE INC FEYE Acquired 03/31/14 1,500 83.68 95,493.00 31.1400 46,710 00 -48 783.00 N/A GOOGLE CL C NON-VOTING GOOG - Acquired 04/11/14 500 535.86 267,931.75 571.6000 285,800.00 17 868.25 N/A JPMORGAN CHASE & CO ETN ALERIAN MLP INDEX ETN BASED ON WAP AVIV Acquired 09122/10 no 8,000 33.34 200 098.20 53.9300 323,580.00 123 481.80 13,848.00 O LULULEMON ATHLETICA INC .27 LULU Acquired 07/01113 500 66.53 33,265.30 39.9300 19.965.00 -13,300.30 N/A N/A THE SOUTHERN COMPANY SO Acqiired 12/10109 no 1,477 33.82 49,963 96 44 4000 65,578 80 15,614.84 3,101 70 4.72 SICSO2COMIA 011203 NNNNNNNUNN NNN NNN XS 006 190 110517 /09700161• 190 CREOCRO4 EFTA01279865  O O S < 1 Page 6 of 9 ;.] CREO GLOBAL CAPITAL LLC. BLUE CHIP CAPITAL LLC O AUGUST 1. 2014 - AU • 014 ACCOUNT NUMBER Stocks, options & ETFs Stocks and ETFs continued ESTIMATED ADJ PRICE/ RD.' Cosy CURRENT CURRENT UNREAUZED DESCRIPTION QUANTITY CRIG PRICE ANNUAL ANNUAL ORAL; COST PRICE MeRicET VALUE GAIN/LOSS INCOME MELD Mil TOYOTA MTR CORP ADR NEW 3/02 TM CC( Acquired 04/11/14 1.000 105.69 105.697,10 114.3200 114,320.00 8,622.90 2,933 00 2.561_ Total Stocks and ETFs $1,023,804.59 $1,299,769.67 $95.248.81 839.880.29 3.05 Total Stocks, options & ETFs $1,023,804.59 $1,299,789.87 895248.81 $39.880.29 3.05 Z SS Cost inlormelion for one or more securities rti not available you have cost information and would Me to see n on no Cost information for this lax lot is not covered by IRS reporting reguiremenli VfgeSS indicated. cost for all other lotsfulure statements. contact Your Flnincial Advisor. will be rippled to the IRS Mutual Funds If a portion of your fund position was converted, the 'Client Investment' value may include reinvestments from previously held positions. Open End Mutual Funds Open End Mutual Fund shares are priced at net asset value. Estimated Annual Income and Yield refer to Dividends and Interest Income only, and typically do not reflect Total return. Z ESTIMATED ADJ PRICE/ AEU COST/ CURRENT CURRENT UNREALIZED DESCRIPTION QUANTITY OR1G PRICE ANNUAL ANNUAL 0RIG COST PRICE MARKET VALUE GAINtoss income YIELD (Vs) () MAINSTAY FDS TR HIGH YIELD OPPTYS FD CLASS A MMHAX- HELD IN MARGIN Reinvestments m 8.334.56600 11.61 96221.85 12.4300 103,598.65 6.777.00 5,184.10 5.00 11.62 96 885.68 MAINSTAY FDS TR HIGH YIELD MUNICIPAL BOND FD CL A MMHAX Acquired 06/16/10 tip 73,457.39500 10.21 750.000.00 866,796 51 . 116.796.53 Acquired 08(06/10 nc 33,428.84400 10.47 350,000.00 394,460.69 44,460.69 RelnyastmeMs m 24,072.13500 11.02 265.467.24 284.051.59 / 18,584.35 Total 130.958.37400 81,365,487.24 11.8000 $1,545,308.81 $179,841.57 870,32424 4.55 Client Investment (Excluding Reinvestments) 81.100.000 00 Gain/Loss on Client Investment (Including Reinvestments) 5445.308.81 •SA "•••••• ••••••••• EFTA01279866  Page 7 of 9 CREO GLOBAL CAPITAL LLC. BLUE CHIP CAPITAL LLC §,2 AUGUST 1, 2014 - AU 014 ACCOUNT NUMBER: yu Mutual Funds Open End Mutual Funds continued ESTIMATED ADJ PRICE/ AD./ COST/ CURRENT CURRENT UNREALIZED ossr.ReTott QUANTITY OR* PRICE CRC COST ANNUAL ANNUAL PRICE MARKET VALUE GAIN:LOSS INCOME WELLS FARGO ADVANTAGE YIEU5(%) INTL BD FD CL A ESIYX Acquired 09/10/08 nu 8,787.34599 11.38 Reinvestments m 100,000 00 100.263 53 263.53 cC 1,708.44401 11.27 19,258.84 19,493.43 234.59 Total 10,495.79000 $119,258.84 11.4100 $119,758.98 $498.12 Client Investment (Excluding Reinvestments) $100,000.00 Gain/Loss on Client Investment (Including Reinvestments) $19,756.96 Total Open End Mutual Funds $1,581,547.73 $1,788,884.42 $187,116.69 $78,280.18 $1,581,611.76 Total Mutual Funds $1,581,547.73 $1.788,884.42 $187,116.69 $78,280.18 $1,581,811.76 m This security contains muniple lax loll that may or may not include cost wiformabon That is reportable to the IRS nc Cost inkurnation for this lax lot is not covered by IRS rooming requirements Unless indicated. cost for all other lois will 06 tope/tee to the IRS. Preferreds/Fixed Rate Cap Securities sarewrEci 0 ADJ PRICE/ ADJ COST/ CURRENT CURRENT UNREAUZED CESCRPTON QUANTITY OFUG PRICE ORIG COST ANNUAL PRICE MARKET VALUE GAINA.OSS INCOME YE BARCLAY BANK PLC 7/5% NON CUM PERPETUAL PFD CALL STARTING 3/152013 BCS'C • HELD IN MARGIN Acquitid 12110/09 nc 4,280 23.37 100 034.30 25.8200 110,509.60 10,475.30 8 294.64 7.50 SANTANDER FIN SA10.5%PFD UNIPERSONAL PERI:I/CALLABLE 09/29/14 SANE ./ Acquired 03/29/11 5,176 28 96 149,937.33 25.6400 132,712.64 -17,224.69 Total Preferrads/FIxad Rate 13,587 00 10.23 8249,971.83 $243,222.24 46,749.39 $21,881.84 9.00 Cap Securities tic cosi information for this tax lot is not covered by IRS reporting 0601,1941111401% U70755 indicated, cost tot all other lots will be reported to the IRS. ife CUED CRIN GeS02Cthes 011203 raMBINNNtOIN NNN NNNOD5 OPS 190/10919 109700461 4 EFTA01279867  EFTA 00141007 Page 8 of 9 CREO GLOBAL CAPITAL LLC. BLUE CHIP CAPITAL LLC O i AUGUST 1, 2014 -AU 014 ACCOUNT NUMBER: Bank Deposit Sweep Allocation Monies on deposit at each bank are eligible for FDIC insurance of up to S250,000 per depositor, per bank exceed the maximum FDIC insurance limits. those deposits will be uninsured. Deposits in accordance with FDIC rules In those instances where deposit balances SIPC. Settlement timing differences will cause balances displayed in this section to vary at each bank are not held in your securities brokerage account and therefore not covered by the last business day of the month. For more information please refer to the "Cash Sweepfrom those indicated in the Portfolio detail section due to activity that occurs after 2pm ET on Program Disclosure Statement" or contact Your Financial Advisor. DESCRIPTION As OP CURRENT VALUE VALUE OATE WELLS FARGO BANK NA. 362,844.22 WELLS FARGO BANK SOUTH CENTRAL, N.A. WELLS FARGO BANK NORTHWEST, NA. 250,000 00 250,000.00 08/29 •- 08/29 08/29 rf_ Total Bank Deposits 5882,844.22 Activity detail DATE ACCOUNT TYPE TRANSACTION QUANTITY DESORPTION CASH AND SWEEP O PRICE AMOUNT BALANCES 08/01 BEGINNING BALANCE 860,318 62 L L 08/01 Cash DIVIDEND MAINSTAY FOS TR HIGH YIELD MUNICIPAL BOND FD 5,868.77