EFTA01372578.pdf

From: Stewart Oldfield Sent: 5/23/2019 8:38:50 PM To: Leslie Roth CC: Robert Frohlich Subject: Re: Southern Financial - 2018 revenues (CI Southern never traded CDs. They did have deposits though. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On May 23, 2019, at 8:03 PM, Leslie Roth wrote: Classification: Confidential Hi Stewart. There are a few 2018 CD accounts which have not been recoded away from you. We'll get those recoded in the next GMIS update which is in August. Leslie Roth Deutsche Bank AG: Filiale New York Wealth Management 345 Park Avenue, 10154-0004 New York: NY: USA From: Robert Frohlich Sent: Thursday, 23 May, 2019 5:26 PM To: Stewart Oldfield Cc: Leslie Roth Subject: Southern Financial - 2018 revenues IC] Classification: Confidential Hi Stewart. I think what happened is that only part of the revenues were moved to a House accounts in 2018 and EUR 592k still remained assigned to your name last year. Is this in line with your expectations as I wasn't involved in the discussions back then? CC'in Leslie who I believe is closer to the topic and GMIS. Sum of EUR Year CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066321 CONFIDENTIAL SDNY_GM_00212505 EFTA01372578