EFTA01356167.pdf

WM OPS Regulatory - Risk & Control 60 Wall Street New York NY 10005 Tel #( From: Paolo De-Leon Sent: Thursday, January 18, 2018 11:07 AM To: Surendra Singh >; Abhilt Mukherjee < >; Debra Jasper >; Halina Laczny < Cc: Keith Buckholz >; Srikanta Gouda >; [email protected]' <[email protected]>; Teresa Metallo < Subject: RE: New Derivatives account. [I] Adding Teresa to the thread. Teresa- it seems that Gideon Pinedo who I believe was previously on your direct team used to help out with retrieving the below information. Would you happen to have someone on your team that can help provide Surenda with the below information so that he can build the dummy bond in LS2 and so that ultimate we can add collateral into the daily derivative report, which is an important report that risk relies upon. Debbie and Halina- please let us know who the direct owners of the below information is (note that these are Wealth Management clients). SIC Code NACE Code KYC Document PCR Document RDC Document Thank you, Paolo Paolo De Leon Assistant Vice President I Credit Risk Officer Deutsche Bank Trust Company Americas Business Risk Management 345 Park Avenue - 14th Floor New York NY USA 10154.0004 Tel Email From: Surendra Singh Sent: Thursday, Janua 18, 2018 10:56 AM To: Paolo De-Leon < >; Abhi'it Mukherjee >; Debra Jasper Cc: Keith Buckholz >; Srikanta Gouda ; '[email protected]' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041807 CONFIDENTIAL SDNY_GM_00187991 EFTA01356167